BIOTROPICA 39(4): 525–529 2007
10.1111/j.1744-7429.2007.00300.x
Determinants of Lichen Diversity in a Rain Forest Understory
L. A. Dyer1
Department of Ecology and Evolutionary Biology, 310 Dinwiddie Hall, Tulane University, New Orleans, Louisiana 70118, U.S.A.
and
D. K. Letourneau
Department of Environmental Studies, Interdisciplinary Sciences Building, University of California, Santa Cruz, California 95064, U.S.A.
ABSTRACT
Change in lichen diversity is often used as a bioindicator to estimate effects of atmospheric pollution, but natural variation in lichen cover and species richness can be
very high. We examined the top-down effects of spore-consuming ants and the bottom-up effects of nutrient and light availability on lichen diversity associated with
the leaf surface of the rain forest understory plant, Piper cenocladum. Plots containing P. cenocladum were randomly assigned to treatments in factorial experiments
that included high and low light levels, nutrient enrichment, and presence and absence of the ant mutualist, Pheidole bicornis. At the conclusion of the experiments,
plants were harvested and size of leaves, secondary metabolite content (amides), epiphyll cover, and the species richness of the lichens (which comprised 85% of the
epiphyll community) were quantified. Epiphyll cover (mosses, liverworts, and lichens) was greater on plants that had ant-mutualists and balanced resources. Lichen
species richness was greater for plants with balanced resources, particularly for those with high light availability. Relationships between toxins and lichen cover and
richness were weak and unclear. In this system, natural sources of variation were reliable determinants of lichen diversity and both biotic and abiotic influences were
important.
Key words: Costa Rica; mutualisms; Piper cenocladum; resource availability; toxins; tropical rain forest.
MUTUALISMS ARE STILL NEGLECTED IN THEORY AS IMPORTANT
FORCES in the dynamics of biotic communities, but some wellstudied model systems suggest that they have measurable direct and
indirect effects on all food webs (Hacker & Gaines 1997, Hay et al.
2004). The ant plant, Piper cenocladum (Piperaceae C. DC), is involved in a mutualism that has strong effects on understory plants in
a tropical rain forest (Letourneau et al. 2004). Leaves of this plant are
often colonized by another common mutualistic pair: lichens (i.e.,
heterotrophic mycobionts and autotrophic photobionts). Lichens
are found in most terrestrial systems and are well defended against
herbivores (Seaward 1977, Gauslaa 2005), but they are very susceptible to toxins and mechanical disruption. Lichens lack a protective
cuticle, absorbing water and nutrients over their entire surface and
also airborne pollutants in the same way (Hawksworth & Rose
1976). Since they are highly sensitive to atmospheric changes, they
may be good bioindicators of environmental quality and may serve
as a proxy for forest health variables that are difficult to measure
directly (McCune 2000). They are also sensitive to depositional
compounds and chemical changes in their host’s substrates, but
lichen mortality levels depend on the taxon, with sensitive species
dying at low levels of exposure to toxins while others may be highly
resistant (Farmer et al. 1992).
The rich literature on effects of pollutants on lichens has been
recently supplemented by thorough investigations of abiotic determinants of lichen cover and diversity, especially in the tropics (e.g.,
Lücking 1998a, 1999a). One clear attribute of foliicolous lichen
diversity is that, at very small scales, it can be comparable to alpha
1
Received 26 June 2006; revision accepted 14 October 2006.
Corresponding author; e-mail: orugas@hotmail.com
diversity of tropical trees at larger scales. For example, Lücking and
Matzer (2001) found 49 species of lichens on a single dicot leaf
from a wet forest in Costa Rica. Lücking and colleagues have also
documented variation in diversity caused by altitude, humidity, and
light availability in Costa Rica, with the shady understory of lowland rain forests containing the highest species richness of lichens
(Lücking 1998a,b, 1999a,b,c; Lücking & Matzer 2001). These authors argue that niche relationships are not important determinants
of lichen diversity within a habitat because resource requirements
should be similar across species of lichens. However, few studies
have experimentally examined how resource availability, along with
biotic interactions, such as mutualism and predation, affect lichen
diversity.
In this study, we examined how manipulation of several biotic
and abiotic factors affected lichen cover and diversity associated with
the leaf surface of the rain forest understory plant, P. cenocladum
C. DC. In particular, we tested the hypotheses that increased levels
of natural plant toxins, decreased resource availability, and spore
consumption by omnivorous ants would cause lower cover and
species richness of foliicolous lichens.
METHODS
STUDY SYSTEM.—All experiments were conducted at La Selva Biological Station, Heredia Province, Costa Rica, located at 10◦ 25′ N,
84◦ 05′ W at ca 100 m asl. McDade et al. (1994) provide extensive
ecosystem and community descriptions of the lowland wet forest at
La Selva. Piper cenocladum shrubs are common in the understory of
wet forests throughout the lowlands of Costa Rica (Burger 1971).
The stems of this plant are usually hollow due to the presence of
C 2007 The Author(s)
C 2007 by The Association for Tropical Biology and Conservation
Journal compilation
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Dyer and Letourneau
Pheidole bicornis Forel ants, which remove the pith and reside in
stems and petioles. Pheidole bicornis harvests food bodies produced
by the plant, and removes insect eggs, some vines, and small phylloplane particles from the leaves (Risch et al. 1977; Letourneau 1983,
1998). The clerid beetle ant-predators Tarsobaenus letourneauae
(= Phyllobaenus sp.) also occur as larvae inside the hollow petioles where they may kill adult ants and feed on both ant brood and
food bodies (Letourneau 1990). These beetle larvae do not interact
with organisms on the leaf surface, but they do cause significant
decreases in leaf toxins (levels of toxins are highest in plants without ants, intermediate in ant plants, and lowest in beetle plants;
Dyer et al. 2004). The toxins produced in leaves of P. cenocladum
are nitrogen-containing compounds known as Piper amides: piplartine, 4′ –desmethylpiplartine, and cenocladamide (Dodson et al.
2000).
FIELD EXPERIMENTS.—The field experiment is described fully in
Dyer and Letourneau (1999). Briefly, we established 240 P. cenocladum cuttings in the forest understory in a factorial design of
three treatments: fertilizer versus no fertilizer, high light versus low
light, and ant presence versus ant exclusion. Each of the cuttings
contained ant colonies, three leaves with less than 5 percent herbivore damage, four leaf nodes, and minimal epiphyll cover. To
measure the effects of enriched plant resources (soil nutrients and
light) on epiphyll cover and lichen diversity, we fertilized half (randomly assigned) of the plants with Once slow release fertilizer
(NPK 13:13:13 plus micronutrients), and we designated all plants
as receiving either relatively high or relatively low light according
to the amount of canopy cover. To exclude ants from half of the
transplants, we introduced 0.1 cc of dilute insecticide (0.85 mg
Diazinon wettable powder per liter of distilled water) into petioles
of each plant at 2–3 mo intervals (Dyer & Letourneau 1999).
Data used in this study are from measurements on new growth
(plant material produced after transplanting) taken 22 mo after
treatments were applied. For each plant, we measured total leaf area
for the first new leaf that was produced after experimental treatments
were established (counting the number of 0.23 cm2 grid squares on
a transparent thermoplastic overlay) and used the same method to
measure percent epiphyll cover on the leaf. All lichens on the first leaf
that grew after treatments were applied were identified to species at
the end of the experiment by R. Lücking. The exact age of leaves was
unknown, but because we only included new growth, all measures
of lichen cover in this study are measures of lichens colonizing
after treatments were applied. This method ensured that all leaves
for which lichen measurements were recorded were approximately
22-mo old and similar in size. Amide content for all leaves in this
experiment and the shadehouse experiment (described below) was
quantitatively determined using the methods described in Dodson
et al. (2000) and Dyer et al. (2004).
SHADEHOUSE EXPERIMENT.—The shadehouse fragment experiment
was conducted using P. cenocladum fragments grown in a controlled
environment—a shade cloth enclosed structure provided protection from herbivores and other stresses. Leaves harvested from this
experiment were younger and grown under a more controlled en-
vironment, thus they provide an additional test of direct effects of
our manipulations on lichen cover (but not species richness). The
experiment is described in Dyer et al. (2004). Sixty plant fragments
were cut and grown in a 20 percent ambient light shadehouse in
pots with field-collected ultisol soil. The cuttings were left for 1 mo
to establish, and then were randomly assigned to fertilizer, light and
symbiont treatments in a factorial design. There were three levels of
the symbiont treatment: controls with no symbionts, a single beetle
larva added to the newest open petiole, and ant colonies (queen,
brood, workers) added to all hollow petioles. For the light treatment, half of the plants were placed under shade cloth frames to
reduce the ambient light to approximately 2 percent. The two levels
of fertilizer treatment were 0 g and 5 g of Once slow release fertilizer (NPK 13:13:13 plus micronutrients); these levels were chosen
to be the low versus high nutrient treatments based on results from
the field study (Dyer & Letourneau 1999). After 9 mo, the most
recent fully expanded leaf from each plant was harvested, measured
for leaf area, digitally scanned with a ruler for reference, and dried
at room temperature for chemical analyses. These leaves were all
approximately 6-mo old and were similar in size. The scanned images were used for calculating percent lichen cover. Using imaging
software, we first scaled each leaf image to match the measurements
indicated by the ruler, then used pixel counts to calculate leaf size
and percent lichen cover.
STATISTICAL ANALYSES.—To examine the effects of resource and symbiont manipulations on epiphyll cover and species richness in both
experiments, we utilized analysis of covariance (ANCOVA) with
resources and symbionts as independent variables, log-transformed
percent epiphyll cover and species richness as response variables,
and leaf size as a covariate. Species richness was only a dependent
variable for field experiments, since reliable identifications were
unavailable for shadehouse lichens. Because leaf size was never a
significant covariate, it was deleted from all models. Symbiont presence was a dichotomous variable (ants present vs. ants excluded)
in the field experiments and had three levels in the shadehouse
experiment (control, beetles, ants). The “resource” variable was the
same as used in other studies (Dyer & Letourneau 1999, 2003; Dyer
et al. 2004) where leaf quality, plant biomass, food body production,
detritivore diversity, and amide content were positively affected by
balanced resource availability, which is a variable with two levels:
balanced (high light, high nutrients and low light, low nutrients)
versus unbalanced (high light, low nutrients and low light, high
nutrients). Assumptions of ANOVA were tested and satisfied. We
used multiple regressions to examine the effects of the three amides
on lichen cover and species richness.
RESULTS
We found 44 species of lichens (Table 1) and five species of
bryophytes (Table 2) on 141 leaves from the P. cenocladum fragments
in the field. For the shadehouse, we found only seven morphospecies
of lichens on 50 leaves. For both experiments, not all plants were examined due to mortality or failure to produce a fully expanded new
leaf. Lichen cover and diversity was relatively low compared to other
Lichen Diversity 527
TABLE 1. Foliicolous lichen species found on experimental leaves of Piper cenocladum and number of 141 leaves examined that contained each
species.
TABLE 2. Bryophyte species colonizing experimental leaves of Piper cenocladum
and the number of 141 leaves examined that contained each species.
Bryophytes
Lichens
Actinoplaca strigulacea Müll. Arg.
Arthonia leptosperma (Müll. Arg.) R. Sant.
Aspidothelium fugiens (Müll. Arg.) R. Sant.
Frequency
1
16
1
Aspidothelium papillicarpum Lücking, nom. inval
Aulaxina intermedia Lücking
Aulaxina minuta R. Sant.
1
1
1
Badimia dimidiata (C. Bab. ex Leight.) Vezda
Byssoloma absconditum Farkas & Vezda
1
1
Byssoloma aurantiacum Kalb & Vezda
Byssoloma minutissimum Kalb & Vezda
Byssoloma wettsteinii (Zahlbr.) Zahlbr.
6
11
3
Calopadia sp.
Coenogonium subluteum Rehm
Dimerella siquirrensis Lücking
1
56
55
Echinoplaca diffluens (Müll. Arg.) R. Sant.
Echinoplaca leucotrichoides (Vain.) R. Sant.
Echinoplaca pellicula (Müll. Arg.) R. Sant.
1
1
1
Fellhanera angustispora Lücking
Fellhanera badimioides Lücking, Lumbsch & Elix
Fellhanera lisowskii (Vezda) Vezda
1
1
2
Fellhanera tricharioides Lücking & R. Sant., nom. inval.].
Gyalectidium filicinum Müll. Arg.
Gyalideopsis vulgaris (Müll. Arg.) Lücking
Mazosia melanopthalma (Müll. Arg.) R. Sant.
Paratricharia paradoxa (Lücking) Lücking
1
15
4
1
1
Phylloblastia amazonica Kalb & Vezda
Porina epiphylla (Fée) Fée
Porina fusca Lücking
26
14
5
Porina limbulata (Kremp.) Vain.
Porina lucida R. Sant.
Porina mirabilis Lücking & Vezda
3
11
21
Porina rubella (Malcolm & Vezda) Lücking
Porina rufula (Kremp.) Vain.
Porina radiata Kalb, Lücking & Vezda
11
13
1
Sporopodium leprieurii Mont.
Strigula nitidula Mont.
Strigula phyllogena (Müll. Arg.) R. C. Harris
1
3
14
Strigula platypoda (Müll. Arg.) R. C. Harris
Strigula viridis (Lücking) R. C. Harris
Tricharia albostrigosa R. Sant.
17
2
1
Tricharia vainioi R. Sant.
Trichothelium epiphyllum Müll. Arg.
Trichothelium minus Vain.
2
5
1
Trichothelium minutum (Lücking) Lücking
1
studies of tropical lichens (Lücking 1998a,b Lücking & Matzer
2001), but unlike those surveys, our study did not examine “climax” communities, since we only included new leaves
(i.e., this is a measure of colonizers after our manipulations).
Frequency
Crossidium sp.
34
Cyclodictyon sp.
Odontoschisma sp.
Radula sp.
5
4
15
Taxilejeunea sp.
1
Low densities and diversities were expected for the young, protected leaves in the shadehouse. Manipulations had strong effects for all experiments, revealing consistent positive effects
of ants and balanced resources on lichen cover, and in some
cases lichen species richness. Plant chemistry had very little effect on lichens. Plants without ants contained 75 percent lower
lichen coverage in shadehouse experiments (F 2,49 = 5.7, P =
0.006) and 23 percent lower total epiphyll coverage in the field
(F 1,72 = 5.2, P = 0.03; Fig. 1). In the shadehouse, plants inhabited
by beetles also had higher lichen cover than plants without ants,
but had less than half of the lichen cover than ant plants (Fig. 1).
Exposure of plants to balanced versus unbalanced resources resulted
in 89 percent higher lichen coverage in shadehouse experiments
(1.7% vs. 0.9% coverage; F 1,49 = 3.9, P = 0.05), but there were no
significant effects of resources on total epiphyll coverage in the field
(F 1,72 = 2.1, P = 0.2). For both experiments, there were no significant interactions between symbionts and resources (shadehouse:
F 1,72 = 1.1, P = 0.3; field: F 1,72 = 1.1, P = 0.3).
In the field experiments, overall species richness was 5.0 ± 0.9
SE species per leaf. Richness was increased by 100 percent (from 3.2
to 6.5 species per leaf ) when plants were exposed to balanced versus
unbalanced resources (F 1,35 = 3.9, P = 0.05), and light availability
FIGURE 1. Percentage lichen cover on experimental plants with and without
symbionts (mutualistic ants and predatory beetles). Experiments were conducted
in a natural field setting as well as in shadehouses. Percent cover in the field
experiment includes all epiphylls, while shadehouse plants were only colonized
by lichens. Statistics are reported in the text.
528
Dyer and Letourneau
FIGURE 2. Lichen species richness on leaves of plants exposed to high versus
low light availability in field experiments. Statistics are reported in the text.
was especially important. If light is included as a factor in ANOVA,
lichen species richness is significantly higher with slightly more
average light availability (F 1,35 = 6.7, P = 0.02; Fig. 2). Ants had no
effects on species richness (F 1,35 = 0.6, P = 0.4), and there were no
significant interactions between symbionts and resources (F 1,35 =
1.7, P = 0.2).
Chemistry had minor effects on lichen cover, and the correlations were possibly weaker due to a latent correlation with ant
presence (amide content is at least half when ants are present; Dyer
et al. 2004). In the shadehouse experiments, there was no significant
relationship between the three amides and total lichen cover (F 3,49 =
0.5, P = 0.7, R2 = 0.03). In the field experiments, amide content
was not associated with lichen species richness (F 3,21 = 0.1, P =
0.9, R2 = 0.02) but had a small significant effect on total epiphyll
cover (F 3,50 = 2.5, P = 0.05, R2 = 0.15), and the direction of the
effect depended on the particular amide. Increased piplartine was
associated with lower percent epiphyll cover (standardized parameter estimate [SPE] = −1.8), while high cenocladamide content was
associated with higher cover (SPE = 2.2).
DISCUSSION
Most studies on lichen diversity have been taxonomic or checklists (e.g., Elvebakk & Bjerke 2006, Lücking 2006, Rivas Plata
et al. 2006,), or have examined responses to air pollution (e.g.,
Hauck 2005), pesticides (e.g., Bartok 1999), management (e.g.,
Anand et al. 2005), and other abiotic components of ecosystems
(e.g., fire; Longan et al. 1999). Here, we found another important
abiotic predictor of lichen cover and richness: resource availability.
Light and mineral nutrients vary considerably between and within
forest ecosystems, and our results are consistent with predicted positive effects of enhanced resources on biodiversity (Dobzhansky
1950, Rohde 1992). The effects of light are probably direct effects
on lichen growth, whereas any effects of mineral resources or leaf
chemistry (both of which affect P. cenocladum leaf quality) on the
lichens were most likely due to changes in the quality of leachates,
which can be an important source of metabolites for epiphylls and
are likely to reflect overall chemistry of the leaf (Wanek & Pörtl
2005). The differences in resource availability, particularly light,
were subtle compared to differences examined in other studies. For
example, Lücking (1998b) demonstrated that lichen communities
differ completely between gaps and understory, which have dramatic differences in light and nutrient availability. For our subtle
microsite differences in resource availability (mean canopy cover
for high light was 91.7% vs. 96.6% cover for low light), the same
assemblage of lichens occurred at the different light and nutrient
levels, but they were more abundant and species rich in balanced resource conditions, especially those areas with high light availability.
These subtle differences are unlikely to affect plant fitness, but the
doubling of lichen cover and species richness on individual leaves
caused by some of our manipulations are likely to be important for
lichen populations and communities when the total leaf area (as
high as 2.5 m2 per plant) and densities of plants per forest (269.7
± 155.7 plants/ha; Letourneau & Dyer 1998) are considered. In
addition, these levels of colonization over the years would lead to
considerable lichen cover for the plant, as is the case for many P.
cenocladum leaves (Letourneau 1998).
The biotic effects on lichen diversity were equally strong, which
is a unique and understudied result. Many myrmecophytes are protected from accruing high epiphyll loads via ant consumption of
spores and small lichens (Heil & McKey 2003). However, this is
not the case for P. cenocladum, for which the presence of ant mutualists was associated with higher lichen cover and richness under
natural conditions in the field. Lichen cover was also enhanced by
the presence of ants in shadehouses, where herbivores were excluded
and colonization should have been impeded by the shade cloth walls
of the houses. The mechanism by which ants affected lichen cover
is not clear, but it is potentially linked to resource availability. Plants
with ants grow more vigorously and provide greater usable nitrogen
due to lower levels of amide defenses in both shadehouses and in the
field (Dodson et al. 2000, Dyer et al. 2004) and due to lower levels
of herbivory in the field (Letourneau 1983, Dyer & Letourneau
1999).
Although toxins have well-established effects on lichen abundance and diversity, the effects of natural products on lichens is
not well investigated. We found only a weak relationship between
amide content and lichen cover in the field and no relationship in
the shadehouses; lichen species richness was not at all associated
with amide content. The levels of Piper amides found in our experimental leaves are high enough to kill caterpillars (Dyer et al. 2003,
Dyer et al. 2004), deter leaf-cutting insects (Dyer et al. 2004), and
kill fungi (Capron & Wiemer 1996, Parmar et al. 1997). High levels
of one of the amides, piplartine (a known fungicide), was associated with lower lichen cover in the field, which is consistent with
amide toxicity and lichen response to toxins. However, a similar
compound, cenocladamide, was positively correlated with lichen
cover. There are no obvious explanations for such an association,
but it does support the concept that some lichens are not sensitive
to known toxins.
In conclusion, bottom-up increases in lichen diversity due
to natural resource availability is one clear dynamic in tropical
communities. Biotic interactions also have important effects on
Lichen Diversity 529
lichen cover, but the actual mechanisms of how omnivorous ants
and natural toxins affect lichens in this system is not clear. Current
studies utilizing lichens as bioindicators or examining determinants
of lichen diversity should include known top-down and bottom-up
forces as natural sources of variation.
ACKNOWLEDGMENTS
This research was made possible by funding from NSF (DEB0344250 and two REU grants to LAD and DKL), University of
California, Tulane University, and Earthwatch. I. Rodden, G. Vega,
H. Garcia, and numerous volunteers provided excellent field and
laboratory assistance. I. Rodden provided assistance on the analyses
and writing, and the manuscript was greatly improved by comments from T. Massad, A. Smilanich, and an anonymous reviewer.
We thank R. Lücking for identifying the lichens from the field
experiment.
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