1
'Soft power', educational governance
and political consensus in Brazil1
Keywords: Education policy. Globalisation. Discourse analysis. Power.
Corresponding Author: Xavier Rambla
Interdisciplinary Group on Education Policy (gipe-igep.org)
Globalisation, Education and Social Policies ()
Department of Sociology- Faculty of Political Science and Sociology
Universitat Autònoma de Barcelona
Campus de Bellaterra- Edifici B
08193- Cerdanyola del Vallès (Barcelona: Spain)
e-mail: xavier.rambla@uab.cat
Draft copy.
Final version:
Xavier Rambla (2012): ‘Soft power’, educational governance and political
consensus in Brazil, International Studies in Sociology of Education, 22:3, 191-212
ABSTRACT.- The article analyses the 'soft power' that the Federal government of Brazil has gained
by designing and implementing a very ambitious Plan for the Development of Education. It draws
on fieldwork carried out in the country in 2009 and 2010 in order to conduct a discourse analysis of
the strategy deployed by the key political agents. The results show to what extent the Federal
government has used some catchwords to underpin a general consensus. It has also convinced the
international organisations and civil society organisations that the 'programme ontology' of the
programme (e.g. hypotheses on the beneficial impacts of multi-dimensional intervention) is reliable
enough to wait for a decade until having a whole evaluation. However, since these agents eventually
recall varied kinds of political mobilisation, some contradictions and tensions are already apparent.
In general, the analysis unveils a complex interplay of national and supra-national politics of
education.
1 This paper is an outcome of the EDUTODOS project, “Progresses and Shortcomings of Education for All in Latin America”,
funded by the Ministry of Science, Government of Spain (Ref EDU2008-00816/EDUC) between 2009 and 2011. The author
acknowledges comments received in seminars at the Dept. Sociology, Univ. Brasilia (June, 2009); RIAIPE meeting, Univ.
Barcelona (May, 2010); School of Government, Fundaçao Joao Pinheiro- Governo de Minas Gerais (August, 2010); Intl.
Sociology of Education Conference, Inst. of Education- Univ. of London (November, 2010); and Network on Policy Studies and
Politics of Education- ECER 2011 Conference in Berlin (September, 2011).
2
Brazil provides a salient case study to researchers interested in education, the 'soft power' derived
from ideology and political influence and global governance (Nye, 2008). Actually, it is not only an
emergent economy but also a new player in most fields of regional Latin American and global
politics. Moreover, the current implementation of the global Education for All Programme, the
regional Ibero American Educational Goals, and the national Plan for the Development of
Education in all the states, municipalities and schools of the Federation also posits intriguing
questions about the connections between 'soft power' and education.
In the article an initial description of the case study introduces an analysis of the power-resources
that political actors used to produce, promote and implement the Plan for the Development of
Education. Then, the discourses of governments, international organisations, social movements, and
a new business-friendly coalition are analysed. The following discussion identifies significant
coincidence but also some contradictions in the components of these discourses. Thus, the current
political equilibrium is explored by means of these rhetorical markers of the players' position .
A brief history of recent education policy in Brazil
Nowadays, all Brazilian schools are formally committed to the Education for All goals, the Ibero
American Educational Goals, the Federal Plan for the Development of Education, and its subnational implications for the states, municipalities and the very schools. All these initiatives are the
outcome of a dense process of educational planning that started with the transition from
authoritarian to democratic rule in the eighties.
In 1988 the Brazilian people voted for a Constitution that largely expanded social rights, with
universal basic education being the legal responsibility of the Federal Union, the states and the
municipalities. In 1996, the Administration chaired by Fernando Henrique Cardoso passed a
framework act on the Bases and Guidelines of Education dealing with all the programmes included
in the education system. By that time, it also implemented a Fund for the Development of
Fundamental Education (FUNDEF) that was delivered to local educational authorities if they
actively increased the number of school places. Later on, in 2001 the same Administration launched
the first ten-year National Educational Plan as required by the constitution. However, the
institutional deployment of those rights was significantly conflictive insofar as the main teachers'
union (CNTE) reacted against the allegedly restrictive governmental priorities, which were mostly
3
focused on enrolment in primary education. This social movement drew on an international
understanding of a wide-ranging basic education to blame the contemporary Federal government for
its exclusive focus on increasing primary enrolment by means of FUNDEF targeted transfers for
municipalities.
In 1995, the Partnership for Educational Revitalization in the Americas (PREAL) was established
by the Inter-American Dialogue in Washington, DC and the Corporation for Development Research
(CINDE) in Santiago de Chile. Funded by the United States Agency for International Development
(USAID), the Inter-American Development Bank (IADB), the World Bank and other donors, it
monitors educational progress, looks for best practices, promotes alliances between the corporate
and the educational sectors, and stages working groups on standards and evaluation, the
development of the teaching profession, and school effectiveness (PREAL- Consejo Consultivo,
2005).
Since 2003, the two administrations chaired by Mr. Inácio Lula da Silva dramatically transformed
educational planning in the country. On the one hand, in 2007 the Federal government launched a
comprehensive Plan for the Development of Education (PDE) in order to expand child education,
vocational training, adult education and higher education, and increase academic performance in
primary and lower-secondary years (Ministry of Education BR, 2006a, 2008). The new and public
Index of the Development of Basic Education (IDEB) was estimated in order to measure the
advancement of all the schools, municipalities and states in terms of enrolment and performance. In
fact, PDE goals and IDEB scores were basically a rhetorical reference for the richer states in the
Centre and South regions, but became inescapable conditions for Federal funding in the poorer
regions and states, mostly located in the North East and the North. On the other hand, the
Federation reformed the curriculum in several ways, including a wider concern with ethnic
minorities, human rights and the African- Brazilian culture. Thus, the curriculum recognised the
groups who normally define themselves as 'blacks' in the official census, which amount to half of
the population and live in worse social conditions than the 'white' half. Their recognition also
entailed important challenges for the national historical memory and the history curriculum.
In 2008, an interim report monitoring EFA in the country stirred up controversy on the possibility to
really achieve the goals by 2015. Since these require universal primary enrolment, gender parity,
and significant progress in completion of primary schooling, such a pessimistic account cast doubt
on the very basis of Brazilian education. Mostly, it attributed the main obstacles to the persistence
of poverty in urban slums and remote rural areas (UNESCO, 2008). However, this official concern
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was somewhat alleviated by the partial extension of the deadline until 2021 according to the Ibero
American Educational Goals (OEI, 2008, 2010), because this other, regional plan was even more
ambitious than the global EFA but foresaw a longer period for accomplishment. The Ibero American
Organisation (OEI) coordinates educational, scientific and cultural activities in Portugal, Spain and
their former colonies. For the last years it opened a bureau in Brasilia in 2004, signed an agreement
for cooperation with UNESCO in 2007, and released and discussed the white paper of the Ibero
American Educational Goals in 2008, which was finally approved at an inter-governmental summit
in 2010. The final plan expects to broaden participation, fight discrimination, increase enrolment in
infant, primary, secondary and higher education, improve academic quality, implement an
encompassing vocational and technical education as well as a whole system of lifelong learning,
strengthen the teaching profession, increase and rationalise investment, and create an Ibero
American space of knowledge. According to our interviews, in 2009 Federal, UNESCO and OEI
officials were very optimistic about this partnership.
Between 2008 and 2010 the government convened the National Conference for Education
(CONAE) in order to define the new National Educational Plan (2011-2021), which actually
responds to the Constitutional requirement to implement ten-year plans in this area. On the one
hand, a number of unions and social movements associated to the World Social Forum -mostly the
national teachers union (CNTE) and the Brazilian branch of the Global Campaign for Education
(CNDE)― stood for improvement in teachers' wages and careers and claimed for a bigger share of
the public budget to be spent in education. They attended the National Conference for Education
(CONAE) and afterwards explicitly supported its conclusions. On the other hand, some civil society
organisations signed them but kept a distance. In fact, the association of municipal leaders of
education (UNDIME) prioritised performance-based management rather than the emphasis on
teacher labour conditions stated in those conclusions. In a similar vein, an array of corporations
backed the All for Education Campaign (TPE), which was also supported by PREAL. The TPE
campaign actively watched progress in its own indicators (on enrolment, educational expenditure,
and effective implementation of the law), and emphasised the contribution of skills to economic
growth rather than the value of the right to education per se.
After President Ms. Dilma Roussef -presented by the Workers' Party in the same way as Mr. Lula da
Silva― was elected in 2010 the dialogue between the two sides continued despite rampant conflict.
For instance, in September 2011, teachers were launching an intensive strike to improve their wages
in some states whose governors refused to pay for the established minimum for the whole country,
but they decided to participate in the conference “Education, an Urgent Agenda”, convened by All
5
for Education (TPE), where they released an open letter reminding of the conclusions of CONAE.
Far from simplistic accounts, national commentators of educational planning in the country notice
underlying tensions between technical and humanistic rationality (Ferreira, 2009), compensatory
volunteer work and democratic participation (Rezende, 2008), worldviews inspired on performancebased management and worldviews inspired on school autonomy (Oliveira, Fonseca, Toschi, 2005),
support from civil society and support from corporations (Saviani, 2007) as well as competitive and
cooperative federalism (Cury, 2008). Similarly, other authors contrast equity-driven and
competitiveness-driven elements of these complex and ambitious initiatives (Beltrán, 2010). The
broad scope and the demanding benchmarks of these overlapping educational plans really posit
challenging questions to research on education, globalisation, international social norms and the
setting of the educational agenda at different levels of decision-making.
<TABLE 1>
International social norms and pluriscalar politics of education
Interestingly, the former portrait illustrates how a bundle of international norms regulate schooling
(Ramírez and Boli, 1987), human rights education and post-national citizenship (Ramírez, 2006;
Puntigliano, 2007; Suarez, Ramirez, Koo, 2009) so that governments cannot feel comfortable if
they are unable to convince international organisations that their country meets a number of
conditions. In Brazil, the state addresses some traditional obstacles to comply with universal
primary enrolment, and it dares to challenge the traditional ethnic order. This policy enacts “cultural
disjunctures” in varied ethnoscapes and ideoscapes (Appadurai, 1996), such as worldwide
paradigms of development policy and controversies on cultural rights, American and African
contentions about hierarchies between whites and blacks, and the Brazilian, long-standing debate on
how to teach slave trade and the plantation economy.
Moreover, the government engages in the global politics of education, and responds to the global
civil society (Mundy, 1999, 2006, 2007), by means of the aforementioned comprehensive reforms
and encompassing educational plans. In fact, the Brazilian Federal government intentionally
operates through different scales of policy-making (Dale, 2005; Robertson, 2009), by looking at the
global Education for All programme for inspiration, by contributing to define a new Ibero American
educational space, and by setting conditions for both sub-national states and municipalities. Crucial
to this growing complexity is the 'denationalisation' of education policy by strengthening the
6
executive power with a new sort of norms that differentiate specialised subsets of goals and
benchmarks underpinned by international references. The Federation acquires new 'political
capabilities' (Sassen, 2006: 7-11) by transporting those grand initiatives from the worldwide EFA
and the Ibero American Educational Goals to national and subnational politics. Notably, the central
government can influence, manage and monitor the performance of states, municipalities and
schools drawing on the new targets, benchmarks and deadlines; besides, these instruments also
produce new kinds of statistical knowledge about the current state of education in the country.
Generally speaking, 'political capabilities' help political actors to impinge on alien social practices
by means of 'hard' economic, military, and 'soft' political or ideological resources (Nye, 2008).
Economic resources consist of capital and income, military resources rely on the means of coercion,
political resources depend on the state central command in a given territory, and ideological
resources are cognitive skills and properties of symbolic constructions (Mann, 1986: 22-27). In the
arena of contemporary education policy, the complex scales of global, regional, national and subnational governance broaden the scope of political command by allowing the players to decide at
what level(s) they can pursue their interests in a more efficient way (Gentili and Frigotto, 2000;
Poupeau, 2003; Robertson et al. 2007). These actors may also avail of the ideological power
conveyed through expert knowledge on reforms and educational plans (Ozga et al., 2006; Ozga,
2009). Mostly, this depends on the 'programme ontology' embedded in the design of each plan, that
is, the set of causal beliefs on the expected impacts that is often shared by decision-makers,
managers, the technical staff and some civil society organisations (Pawson, 2006).
When several social agents face one another in order to pursue their interests, sometimes they use
these resources to engage in open conflict, often at some cost for everybody. Discourse analysis is
particularly helpful to observe conflict by unveiling the markers of singular discourses as expressed
in their particular 'catchwords' (Fairclough, 2003). But a social agent can also impose its objectives
at lighter conflict costs if it can afford the maintenance and the mobilisation cost of its powerresources. Maintenance depends on keeping these assets in stand-by for a long period: for instance,
an initiative underpinned by an accepted 'programme ontology' (Pawson, 2006) does not entail
significant maintenance costs. In discoursive terms, the 'programme ontology' is a script containing
some causal assumptions normally expressed by useful rhetorical instruments of influence.
Apparent statements of fact perform this function very efficiently by disguising recommendations
with allegedly objective observations of reality (Fairclough, 2003). Relative advantage in terms of
mobilisation arises if a party manages to appeal the majority of the audience, or at least, the key
elites in a social domain (Korpi, 2001; Lukes, 2005; Schmidt, 2008). Mobilisation depends on the
7
capability to align the 'framing' of collective action with identities (Belford and Snow, 2000),
sometimes through the use of an exhortative style of discourse (Fairclough, 2003). So far,
globalisation studies have already identified the low maintenance costs of some prevailing policies
such as the project-based organisation of labour (Boltanski, 2005) or the gendered definition of
some political issues (Jessop, 2007). Similarly, ideological views of active welfare have availed of
apparent factual statements that governments can repeat now and again, and exhorative appeals that
mobilise support for this anti-poverty strategy as a reaction to neoliberal policies (Fairclough,
2000).
The discourse of the Federal government, the states and the participative conference
(CONAE)
This section draws on three kinds of public documents, namely those presenting the rationale for
Federal educational plans, those reflecting how the departments of education in some states receive
the message, and the proceedings of the national conference on education (CONAE). They have
been selected on the grounds of contextual information collected by means of interviews in Brasilia
and Belo Horizonte in 2009 and 2010. Besides the Federal Ministry, the following quotations come
from the department- of- education websites of several states which for most years during the 20002010 decade were either governed by the Presidents' Workers Party (Bahia and Pará) or by
opposition parties (Mato Grosso, Minas Gerais and São Paulo).
The Federal discourse is basically featured by the 'catchwords' that many other actors also utilise
(Fairclough, 2003). Thus, its terminology is common to all the states except for São Paulo, which
has been the basis of the main opponents to incumbent presidents in the 2003, 2007 and 2010
elections. For instance, the documents produced by the departments of education in Bahia (SEDUCBA, 2010), Mato Grosso (SEDUC-MT, 2009) and Pará (SEDUC-PA, 2010) as well as in the
national convention (CONAE, 2010) clearly retrieve the Federal Ministry bid to foster and broaden
educational development. While the Federal Ministry is committed to educating students so that
they perform better in cognitive tests and become more autonomous, most states declare their
adherence to EFA- inspired notions of educational quality and express their goals with a similar
wording that stresses integral education.
The notion of education that inspires the Plan for the Development of Education (PDE) (…) aims at building
autonomy, that is, educating individuals who can take critical and creative worldviews (Ministry of Education
BR, 2008: p. 5)2.
2
[My translation, see the original text in Portuguese] “A concepção de educação que inspira o Plano de
8
Since the 1920s and 1930s integral education, a wide-ranging view of school education including social and
cultural tasks, was assumed by a number of political projects (SEDUC-MG, 2009: 3)3.
The national conference (CONAE) uses the same 'catchwords' when it synthesizes these views with
the general points made by the international agencies and the civil society, since the teachers' union
(CNTE), the national campaign for education (CNDE), the association of local educational
authorities (UNDIME) and the All for Education (TPE) movement participated in the meetings,
debates and final statements. In general, the same terms denoting a subject who learns and becomes
critical, emancipated and autonomous are a common ground.
122- The vindication of a public education, therefore, requires building a democratic and inclusive kind of
institutions with a social quality which guarantee access to both the knowledge and cultural inheritance
produced by [the Brazilian] society. [Their pedagogy] should build critical and emancipatory knowledges on
the grounds of concrete contexts (CONAE, 2010: 52)4.
The bulk of these official voices draw on the same 'programme ontology'. Most of them expect that
wide-ranging educational plans will foster academic achievement and equity, because the
simultaneous reforms in policy design, political participation, school organisation and pedagogic
innovation will improve performance and narrow the existing gaps between classes, genders and
ethnic groups. Notably, these 'apparent' judgements of fact imply guidelines for action, thus
recommending action on the grounds of an empirical background that is nevertheless not quoted
(Fairclough, 2003).
For example, the institutional evaluation of schools is imposed because it allegedly produces crosssectoral linkages, helps institutions to improve, and captures internal and external factors; however,
the alleged evidence underscoring these theses is never presented.
The evaluation of the educational network is eventually a sort of self-evaluation.- (…) Institutional evaluation
makes reference to the process whereby schools analyse and reflect on their own practice so that they
engage with both internal initiatives and interventions in other areas of the (educational) system in order
to promote a high- quality Basic School for the whole population (…) Single schools evaluate themselves
so that they keep improving their own work; then, school agents build monitoring systems of school work that
take diverse issues into account, mostly goals and outcomes, and the internal and external factors that
condition their decisions and actions (Ministry of Education BR, 2006b: Vol I, p. 161)5.
Desenvolvimento da Educação (PDE) (…) tem como objetivo a construção da autonomia, isto é, a formação de indivíduos
capazes de assumir uma postura crítica e criativa frente ao mundo”.
3
[My translation, see the original text in Portuguese] “Desde as décadas de 20 e 30 do século XX a educação
integral, significando uma educação escolar ampliada em suas tarefas sociais e culturais, esteve presente nas propostas das
diferentes correntes políticas”.
4
[My translation, see the original text in Portuguese] 122- A demanda social por educação pública implica, pois,
produzir uma instituição educativa democrática e de qualidade social, devendo garantir o acesso ao conhecimento e ao
patrimônio cultural historicamente produzido pela sociedade, por meio da construção de conhecimentos críticos e
emancipadores a partir de contextos concretos”.
5
[My translation, see the original text in Portuguese] "A avaliaçao da rede de ensino a auto-avaliaçao.- (...) A
avaliaçao insitucional refere-se ao processo de a escola analisar e refletir sobre sua prática, com vistas às iniciativas
internas da instituiçao bem como à atuaçao das outras instâncias do sistema, na promoçao de uma Escola Básica de
9
Similar rhetorics are visible in our sample of state governments with diverse ideological inspiration.
Some of these authorities defend their educational reforms by taking for granted that full-time
schools implement a new curriculum, or expecting that affirmative action on 'more education'
immediately curbes over-age enrolment, triggers mobilisation and reduces underperformance.
Therefore, the transition from part-time (4 hours) to full-time schools not only consists of increasing teaching
hours but also of creating a new type of curriculum. This curriculum must rely on the pedagogical organisation
of schools, a flexible matrix of contents, and an interdisciplinary perspective on the pedagogic work of
educators (SEDUC/MG, 2009: 10-11)6.
EXPECTED OUTCOMES: 1- Implementing of Programme 'More Education' at school; 2- Reducing over-age
enrolment due to difficulties in teaching and learning; 3 – Mobilising the school community for a quality
education that prioritises integral education through broader educational times, spaces and opportunities; 4Mobilising School Councils for a democratic and participative management; 5- Reducing underperformance
and early school leaving (SEDUC/PARA, 2010: 2)7.
The national convention (CONAE) also grounds its recommendation of tapping cross-sectoral
synergies on alleged facts concerning synergies between education and other domains of social life
(CONAE, 2010: 17, 100).
79- Any debate of school quality requires grasping wider social relations and societal issues on the
concentration of income, social inequality and the right to education inter alia (…) Therefore, it is crucial to
state that education is embedded in varied dimensions and spaces of social life which education itself also
contributes to make. Then, education is crossed by the pedagogic, economic, social, cultural and political
constraints and possibilities of a given society (CONAE, 2010: 40)8.
Finally, the voices of the Federal and state governments and the national convention (CONAE)
coincide to set an analogous national 'frame' for collective action in education, which retrieves the
image of a nation mobilised for its schools.
PDE offers a concept of education in line with the constitutional objectives of the Federal Republic of Brazil.
qualidade para toda a populaçao (…) A auto-avaliaçao das unidades escolares, como atividade que se volta ao contínuo
aperfeiçoamento do trabalho escolar, se caracteriza pela construçao, pelos agentes escolares, de uma sistemática de
acompanhamento do trebalho escolar, contemplando objetivos e resultados do processo de trabalho, considerando fatores
internos e externos condicionantes de suas decioes e açoes".
6
[My translation, see the original text in Portuguese] “Portanto, a ampliação do tempo pedagógico da escola,
nesta ótica, deve significar muito mais que a extensão do modelo que todos conhecem. Deve implicar em uma nova
construção curricular, com base na integração como princípio de organização pedagógica da escola, na flexibilidade como
dinâmica da produção da matriz curricular e da interdisciplinaridade, como concepção para o trabalho pedagógico dos
educadores”.
7
[My translation, see the original text in Portuguese] RESULTADOS ESPERADOS: 1 - Efetivação do Programa
Mais Educação na Escola; 2 - Redução na defasagem série/idade em virtude de dificuldades ensino e de aprendizagem; 3 Mobilização da comunidade escolar em prol de uma Educação de qualidade que priorize a formação integral por meio da
ampliação de tempos, espaços e oportunidades educativas; 4 - Mobilização dos Conselhos Escolares na implantação da
gestão democrática e participativa; 5 - Redução da reprovação e evasão escolar.
8
[My translation, see the original text in Portuguese] “79- Debater a qualidade remete à apreensão de um conjunto
de variáveis que interfere no âmbito das relações sociais mais amplas, envolvendo questões macroestruturais como
concentração de renda, desigualdade social, garantia do direito à educação, dentre outras (...) É fundamental, pois, ressaltar
que a educação se articula a diferentes dimensões e espaços da vida social, sendo, ela própria, elemento constitutivo e
constituinte das relações sociais mais amplas. A educação é, assim, perpassada pelos limites e possibilidades da dinâmica
pedagógica, econômica, social, cultural e política de uma dada sociedade”.
1
These requirements entail building a national system out of diverse educational systems, that is, the objective
is multiplicity instead of uniformity (Ministry of Education BR, 2008: 6)9.
Task 1 of the School Council: Actively participating in constructing a democratic management of schools. This
entails creating spaces where new social relations are established between the social sectors that compose the
school. Therefore, School Councils must address this challenge altogether with other school agents such as
classroom councils, student unions, and parents associations. All of them must guarantee the involvement of
everybody and the spirit of co-responsability by not only elaborating but also implementing and evaluating the
school Political Pedagogic Project (SEDUC/MT, 2009: 13)10.
9- Insofar as CONAE aims at a social mobilisation in favour of education – a historic vindication of the
organised civil society —mostly of educational associations, the document-for-discussion asks the state and the
Brazilian society to face great challenges: constructing a National Education System, guaranteeing political
agreement that underpins public policies in education, and guiding all the policies involved in education
according to the principles of universalisation and social quality of basic and higher education, as well as of
democratising its management (CONAE, 2010: 11-14)11.
The discourses of the other political players
This section compares the former position with the discourses of social movements (CNTE and
CNDE), international agencies (UNESCO, OEI), the local authorities association (UNDIME) and
the business-friendly movement (TPE, PREAL). It draws on a corpus of documents which proved
to be relevant for the interviewees I met in Brasilia in 2009 and Paris in 2010.
To start with, all these political actors share a very similar discourse insofar as they do not depart
from common 'catchwords' emphasising rights, integral and comprehensive education. Thus, rights
become the main theme in interviews with the union officials and in some declarations of the
national campaign for education (CNDE, 2010: 7). UNESCO and OEI agree with the Brazilian
Federation encompassing and integrative approach to educational development; besides, they link it
to multi-dimensional participative implementation of educational policy in an educating society, and
to the principles and goals established by Education for All (EFA Global Monitoring Team, 2008:
128; OEI, 2010: 124). Nevertheless, even though they do not reject the general frame, UNDIME,
9
[My translation, see the original text in Portuguese] "O PDE oferece uma concepção de educação alinhada aos
objetivos constitucionalmente determinados à República Federativa do Brasil. Esse alinhamento exige a construção da
unidade dos sistemas educacionais como sistema nacional – o que pressupõe multiplicidade e não uniformidade”.
10
[My translation, see the original text in Portuguese] “Tarefa 1 do Conselho. Participar ativamente da construção
da gestão democrática na escola. A construção de uma gestão escolar na perspectiva democrática pressupõe a existência de
espaços propícios para o estabelecimento de novas relações sociais entre os diversos segmentos que compõem a escola.
Para tanto, é de fundamental importância que os CDCEs assumam o desafio de juntamente com outros organismos da
escola como o conselho de classe, grêmio estudantil e associação de pais e mães garantir o envolvimento e o espírito da coresponsabilidade das pessoas com o Projeto Político-Pedagógico da escola, não somente no momento de elaboração, mas
também nos momentos de execução e de avaliação do mesmo”.
11
[My translation, see the original text in Portuguese] 9- Na medida em que a CONAE visa à mobilização social
em prol da educação – demanda histórica da sociedade civil organizada, especialmente das entidades representativas do
setor educacional, o documento-referência inspira-se na necessidade de enfrentamento de (...) grandes desafios para o
Estado e para a sociedade brasileira: promover a construção de um Sistema Nacional de Educação (…), garantir que os
acordos e consensos produzidos na CONAE redundem em políticas públicas de educação (…), indicar, para o conjunto das
políticas educacionais implementadas de forma articulada entre os sistemas de ensino, que seus fundamentos estão
alicerçados na garantia da universalização e da qualidade social da educação básica e superior, bem como da
democratização de sua gestão”.
1
All for Education (TPE) and PREAL introduce a second, complementary qualification on
competitiveness.
Education is crucial for the social, economic, political and cultural formation of any society. In the modern
world, knowledge is a key factor for human development (…) The vision of the future society, often labelled a
knowledge society, remarks that the capability to transform information into knowledge is key for the wealth
of nations (UNDIME, 2008: 103)12.
All for Education is a movement coming from the civil society which wants to contribute to ensure an effective
right to basic education for all the children and the youth of Brazil by 2022, when the country will celebrate
two centuries of independence (TPE, 2010: 18)13.
Brazilian education recorded some important advancement in the last decades. However, this progress should
not sideline an urgent need of improvement. Since the economy is more and more globalised and dependent
on individual knowledge to distribute wealth, an uncompetitive labour force could become a very expensive
asset for the country, both socially and economically (PREAL, 2009: 46)14.
The social movements reproduce the official view on the 'programme ontology' to the extent that
they rely on cross-sector synergies between educational intervention and social policies. The
national branch of the Global Campaign for Education (CNDE) has produced an index of the
quality- cost of education that links quality to inclusive education, indigenous education, rural
education, black (quilombola) education and vocational education and training in order to define
appropriate costs which are aware of quality (CNDE, 2010: 50-1). The teacher union often blames
the government for a too narrow approach that sidelines this diversity of students and the correlative
diversity of educational disadvantages (CNTE, 2008: 2).
Repeatedly, UNESCO and OEI documents expect that education policies can avail of multiple
connections between integrative, multicultural reform, welfare expansion and mixed networks of
schools and the civil society. In their view, EFA goals also depend on non-educational
circumstances like decent labour, public health or inequalities (EFA Global Monitoring Team, 2009:
79); as a matter of fact, UNESCO argues that sharp social divides hinder the achievement of
universal primary education and literacy in Brazil (UNESCO, 2008: 25). At a given moment, they
commissioned a multi-agency team led by UNICEF to produce a summary of academic accounts of
academic performance by combining school- based and external factors (UNICEF, 2008: 14). As to
12
[My translation, see the original text in Portuguese] “A educaçao é fundamental na formaçao social,
económica, política e cultural de qualquer sociedade. No mundo moderno, o conhecimento é um dos fatores básicos para
o desenvolvimento humano. (p. 23) As visoes sobre a sociedade do futuro, também denominada de sociedade do
conhecimento (...) revelam que a capacidade de transformar informaçoes em conhecimento é a chave para a riqueza das
naçoes (…)".
13
[My translation, see the original text in Portuguese] “Todos Pela Educação é um movimento da sociedade civil
que tem como missão contribuir para a efetivação do direito de todas as crianças e jovens do Brasil à Educação Básica de
qualidade até 2022, ano do bicentenário da independência do País “.
14
[My translation, see the original text in Portuguese] “A educação brasileira registrou alguns avanços importantes
nas últimas décadas: (…) O reconhecimento desses avanços, no entanto, não deve fazer sombra à urgente necessidade de
melhorarmos a educação em muitos aspectos. Com a economia cada vez mais globalizada e dependente do conhecimento
individual para distribuir riqueza, manter uma força de trabalho não competitiva pode custar muito caro ao país –
socialmente e economicamente”.
1
OEI (2008: 97), it would rather understand education in the context of large relationships between
economic and educational policies. Coherently, these three agencies highlight a complex web of
relationships between education and other different fields.
Since UNDIME, All for Education (TPE) and PREAL only agree partially with these tenets, they
aim at introducing a further qualification in the 'programme ontology'. In their view, policy- makers
should not only rely on inputs like funding or better social conditions but should also stress school
autonomy to foster effectiveness.
A recurrent challenge: it is necessary to deconstruct the traditional political forms that combine
centralisation, discontinuity, lack of human resources, and lack of facilities. The exit will be through a kind
of network management focused in students' learning (UNDIME, 2008: 119)15.
A good teacher, a good beginning: The motto of this campaign is that people think on the importance of a
good teacher for their lives (TPE- Todos pela Educaçao, 2011)16.
The region did not achieve any progress in the amelioration of learning and the reduction of inequality in
schools. Why? There are two central problems: first, most governments still rely on inputs instead of targeting
outputs, and second, only a few have been able to reform the system so that schools are accountable for their
achievement (PREAL, 2005: 6)17.
Finally, in contrast with the appeals of governments and the civil society to a national endeavour
and the aspiration to create an Ibero American community of nations, All for Education (TPE) and
PREAL'frame' their proposal within a wider view of public- private partnerships .
First, the social movements vindicate a quality- cost index that triggers collective action for
resources, and the teachers' union starts this battle with a direct attack to the alleged vested interests
of All for Education (TPE), openly blaming them for attempting to modify the terms of the plan.
The Campaign expects to stimulate public debate on the urgent definition of CAQi (Pupil- Quality Initial
Cost, in Portuguese: Custo Aluno-Qualidade Inicial) by the National Congress, which should become the
basic criterion of educational funding. The book was produced by Editora Global with the support of
ActionAid, Save the Children-UK and UNICEF (CNDE, 2010: 11)18.
However, an extremely worrying fact is the collaboration of the Ministry with All for Education, a lobby
15
[My translation, see the original text in Portuguese] “Um desafio recorrente: necessita-se desconstruir as formas
políticas atrasadas que combinam centralizaçao, descontinuidade, carência de recursos humanos e carência de
equipamentos. A saída começa pela efetivaçao de uma gestao em rede e focada na aprendizagem dos alunos”.
16
[My translation, see the original text in Portuguese] “Um bom professor, um bom começo. A ideia desta
campanha é que as pessoas pensem sobre a importância de um bom professor em suas vidas”.
17
[My translation, see the original text in Spanish] “La región no ha logrado casi ningún progreso en el
mejoramiento del aprendizaje y en la reducción de la desigualdad en sus escuelas. (…) ¿A qué se debe esto? Existen dos
problemas centrales: la mayoría de los gobiernos sigue haciendo énfasis en los insumos, en lugar de orientarse a los
productos (…), [y también] pocos han logrado introducir reformas sistémicas para responsabilizar a las escuelas ante la
sociedad por el logro de los objetivos educacionales”.
18
[My translation, see the original text in Portuguese] "Com essa proposta, a Campanha pretende estimular o
debate público sobre a urgência de definição do CAQi (Custo Aluno-Qualidade Inicial) pelo Congresso Nacional, assumido
como base da política nacional de financiamento educacional. (…) Com o apoio de ActionAid, Save the Children-Reino
Unido e Unicef (Fundo das Nações Unidas para a Infância), o livro foi produzido em co-edição com a Editora Global”.
1
which is completely alien to its electoral base but has been powerful enough to influence official interests. The
Teachers Union keeps complaining about alterations in the principles of the Plan, particularly the use of public
resources to fund public schools and networks, which provides incentives for a market-centred view of
education (CNTE, 2008: 3-4)19.
Second, it is relevant to notice that OEI wishes to link its ambitious educational goals with the
promotion of an international community of Ibero American nations.
Such initiative should not only underpin education in the national political agendas but also strengthen the
cohesion of the Ibero American community according to common objectives to build just and democratic
societies (OEI, 2008: 16)20.
Third, although the association of local educational authorities shares the national endeavour
proposed by the Federal government and social movements (UNDIME, 2008: 65), All for Education
(TPE, 2010: 18) and PREAL openly state that civil society should consist of public- private
partnerships. Besides a general trust on information technologies (PREAL, 2009: 46-7), they trust
some unspecified evidence that private suppliers may stimulate educational progress, and expect
their reports can highlight the areas for necessary change by focusing on the advancement of
individual education systems (PREAL, 2005: 23).
Creative solutions will be necessary to fund education. The private sector can also perform a positive role in
the improvement of education (PREAL, 2005: 23)21.
Reports show how to compare the performance of a single school, municipality or nation with similar
organisations, the average in its context and its own historical track. By attributing 'academics grades' on the
grounds of these performances, families and the civil society can recognise good examples easily and quickly.
This kind of information is helpful to pressure for the necessary changes (PREAL, 2009: 6)22.
Configuration of power relations
This analysis scans the views of political actors in interaction. The qualitative data presented in the
[My translation, see the original text in Portuguese] “Contudo, o fato mais preocupante sobre este aspecto
19
advém da força da parceria do Ministério com a rede Todos pela Educação, diga-se de passagem, alheia à plataforma
eleitoral do governo, mas que tem se mostrado forte suficiente para conformá-la aos seus interesses (…) A CNTE, no
entanto, não se exime em externar sua contrariedade e disposição em alterar os princípios contidos no Plano, que implicam
em drenagem de recursos públicos a programas de instituições/redes de natureza privada; incentivo à concepção
mercadológica de ensino (...) dentre outras questões”.
20
[My translation, see the original text in Spanish] “Semejante iniciativa ha de servir no sólo para reforzar la
educación en las políticas de los países, sino también para cohesionar a la comunidad iberoamericana en torno a unos
objetivos comunes y para construir sociedades justas y democráticas”.
21
[My translation, see the original text in Spanish in the footnotes] “Para financiar una educación de calidad para
todos los niños se requerirán soluciones creativas. (…) El sector privado también puede desempeñar un rol positivo en el
mejoramiento de la educación”.
22
[My translation, see the original text in Portuguese] “Os relatórios mostram, em um relance, como o rendimento
de uma escola, município, estado ou nação se compara ao de organizações similares, às médias de seu contexto e ao seu
próprio desempenho histórico. Ao atribuir notas a esses desempenhos utilizando um sistema similar ao que se usa nas
escolas, os boletins permitem que as famílias e a sociedade civil possam reconhecer rápida e facilmente os bons exemplos
e as áreas que ainda precisam melhorar. Com esse tipo de informação em mãos, é mais fácil fazer pressão pelas mudanças
necessárias”.
1
former two sections reveals the points of agreement and contention, and simultaneously depicts an
order of influence that denotes a configuration of power relations. Eventually, the Federal
government of Brazil impinges on the discourses, and probably the actions, of all the other political
players by drawing on some political and ideological instruments provided by the Plan for the
Development of Education (PDE).
The configuration of power relations between all these actors shapes a 'denationalised' field of
activity (Sassen, 2006). Not only the Federal Government has retrieved international messages such
as EFA or Ibero American Goals in order to strengthen its own executive force, but it has also
managed to attract national movements (CNTE), a transnational advocacy network (CNDE) and
some international agencies to its own field. Conversely, the emerging coalition between the local
authorities association (UNDIME), All for Education and the PREAL project for Latin American
regionalism also articulates national and supra-national strategies, although it does not openly
depart from the official 'catchwords' and 'programme ontology'.
By mapping out the main traits of the three discourses, Table 2 identifies a broad convergence in the
use of 'catchwords'. This pattern indicates the success of the Lula Administration in managing the
conflict that previously divided the education policy network. Nowadays all political players take
for granted the rationale of EFA, Ibero American Goals and the Plan for the Development of
Education.
The consistent reference to similar 'programme ontologies' also indicates the great influence of midterm educational plans, which endow the central government with new capabilities to monitor other
political actors and set the order of priorities. Obviously, since plans are political instruments of
Federal coordination, sub-national states take them into account despite ideological discrepancy,
and the association of municipal educational authorities (UNDIME) also makes reference to their
official rationale. But the Federation has also been successful to posit a grand theory that nobody
overtly challenges. Significantly, the nuances introduced by All for Education and PREAL entail
alternative orders of priorities, but apparently, these actors did not feel strong enough to question
the general order of priorities at CONAE between 2008 and 2010. Insofar as this complex game
between accounts of reality and recommendations for action is one of the more relevant traits of
hegemonic discourse (Fairclough, 2003), the current equilibrium of power in Brazil shows the
dominant position of the Federal government.
Finally, the table highlights a cleavage, at least a potential divide according to the current
1
conjuncture. Despite broad zones of agreement, each political player draws on a particular source of
mobilisation. Thus, there are quite different if not contradictory understandings of national
integration, some of which conflict with other ones. At least, despite some common wording the
teachers union overtly challenges the collaboration of All for Education, who stands for publicprivate partnerships, with a government inspired on Social-Democratic objectives.
<TABLE 2 ABOUT HERE>
Conclusion
Although Brazil is normally discussed in terms of economic growth and international trade, it
certainly posits many more questions about social and educational policies. Due to its acute
contradictions, including educational inequalities, this emerging country has implemented an
ambitious education policy that entails high stakes in both enrolment and performance. In this
article, policy innovation has been presented in an indirect, sketchy way so as to introduce a
sociological analysis of the involved resources of power.
Notably, the incumbent administration has acquired new capabilities to overcome the conflicts
between teacher unions and the former administration in the 1990s. At that time, the Federal
government focused on primary enrolment and the unions launched an opposition campaign
standing for an international, broader view of basic education, but recently the new Federal
administrations have succeeded to shape a general consensus on the potential of an ambitious
strategic plan for education by drawing on a particular combination of political (national legislation,
international coordination) and ideological (expert knowledge on policy design and governing by
data) power-resources. This case study highlights the importance of political conjunctures to spell
out how educational programmes intermingle with political struggle. Although the Brazilian
government is capable to convene widely attended conferences that state common objectives
despite some more specific conflicts, the eventual underpinning of this strategic plan does not only
rely on the 'programme ontology' but also on the current political equilibrium at the regional and
national levels.
This case study also suggests an important lesson for educators and policy evaluators in Brazil and
elsewhere. How can we know whether the Plan for the Development of Education produces the
expected measurable outcomes? If a systematic evaluation eventually tests the many factual
hypotheses embedded in its 'programme ontology', certainly the whole educational community can
gain relevant knowledge about educational development under the particular conditions of emergent
1
countries. However, if this work is not done, the appraisal of the plan will simply depend on the
correlation between its potential contributions and the persistence or variation of the surrounding
political equilibrium.
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Table 1: The education policy network in Brazil
UNESCO
www.unesco.org
It is the organisation in charge of education in the UN system. Since 1990 it
stages the headquarters of the Education for All Programme, also sponsored
by other international organisations and big donors. In the 1990s it used to be
an important political actor that provided support to the Federal government
in order to compensate for the devastating effects of the structural adjustment.
In the 2000s it scaled down its activities to a role of technical consultant.
OEI
www.oei.es
The Ibero American States Organisation, led by Spain and Portugal (thus the
Ibero, instead of the Latin, component), gathers the old colonies of these two
ancient powers. Its mandate is quite similar to UNESCO's, and it depends on
an international secretariat periodically elected by the summit of prime
ministers. Since 2008 it has launched the Educational Goals for Ibero
America: mostly, they set common statistical targets and benchmarks so that
each country advances toward the expected goal.
Federal government
portal.mec.gov.br
It regulates the whole system and has a constitutional mandate to approve tenyear National Educational Plans (NEPs). In 2007 the Plan for the
Development of Education (PDE) expanded the goals and benchmarks of the
2001-2011 NEP. Between 2008 and 2010 the Federal government convened
the national conference for Education in order to discuss the white paper of
the new 2011-2021 NEP.
State governments
www.consed.org.br
States manage primary and secondary education, and some universities. They
have to implement their own PDE. The richer ones, mostly governed by
opposition parties, have establised their own performance-based schemes of
teacher salaries, and reject the Federal requirement to guarantee a minimum.
Municipalities
(and UNDIME)
undime.org.br
Municipalities manage pre-school and primary education. They have to
implement their own PDE. The local education authorities collaborate in a
national association (UNDIME)
Teachers' union (CNTE)
www.cnte.org.br
CNTE is the main teachers' union, although there are other small ones. After
strong opposition to Pr. Cardoso, it backed Pr. da Silva's policies, although the
union kept its own cautionary observations. It is openly opposed to the wage
policy of the main states. It keeps a trong international connection with
Education International.
National Campaign for the Right It is an advocacy network that pressures for the widest understanding of
to Education (CNDE)
Education for All. It's closely connected with the Global Campaign for
www.campanhaeducacao.org.br Education.
PREAL
www.preal.org
All for Education (TPE)
www.todospelaeducacao.org.br
The Partnership for Educational Revitalization in the Americas (PREAL) is
funded by USAID, the World Bank and other donors. It monitors the progress
of education systems according to its own criteria, basically focused on
school effectiveness. It runs its own programme to support public-private
partnerships in education.
Funded by Banco de Santander, Unibanco, Fundação Bradesco, Fundação
Itaú, Microsoft and other important corporations in Brazil, it collaborates with
PREAL in monitoring Brazilian education. TPE is a widely publicised
campaign with an increasing influence in education policy in the country.
Note: The table systematises some information about the education policy network in the country. The corpus of
2
the analysed discourses has tried to reflect all these views. For an exhaustive list, check the CONAE website:
conae.mec.gov.br
2
Table 2: Comparative overview of discourses
Managing
conflict with
'catchwords'
Federal Gov, states
and CONAE
CNDE and CNTE
OEI, UNESCO
PREAL, TPE,
UNDIME
Maintaining plans with
'programme ontologies'
Mobilising support with
'exhortative styles'
An inclusive education
National integration
policy including all subsectors and levels
National integration
(schools, municipalities,
Collective action
states, federation)
Community of nations (OEI)
Comprehensive
fosters development
approach
But each organisation
National endeavour
…
needs to break inertia,
(UNDIME) and publiccompetitiveness
too
private partnerships
(PREAL, TPE)