Qualitative Sociology
https://doi.org/10.1007/s11133-022-09523-5
Pathways to Mobility: Family and Education in the Lives of
Latinx Youth
Leah Schmalzbauer1 · Manuel Rodriguez2
Accepted: 18 October 2022
© The Author(s), under exclusive licence to Springer Science+Business Media, LLC, part of Springer Nature
2022
Abstract
In the context of US higher education, the collective advancement of low-income
youth, especially youth of color, has been limited. Latinxs are faring the worst,
with the lowest college graduation rates when compared to Blacks, whites and
Asian Americans. Yet, while collective mobility stagnates a growing number of
Latinx youth are finding their way into elite colleges and universities. In this paper, we draw from life history interviews and focus groups to explore the mobility
pathways of low-income Latinx youth who have achieved admission into a highly
selective college. We pay special attention to how Latinx youth are experiencing
educational mobility as members of socially marginalized families and communities. Our findings highlight the importance of three overlapping networks - family
networks, local school and community networks, and elite recruitment networksto students’ ability to achieve mobility into education’s upper echelons. We argue
that place shapes both network access and the meaning educational mobility has
in youths’ lives.
Keywords Immigrant second generation · Latina/o/x youth · Immigrant families ·
Educational mobility · Elite institutions of higher education · Immigrant bargain
Leah Schmalzbauer
Lschmalzbauer@amherst.edu
Manuel Rodriguez
Mrodri27@nd.edu
1
Amherst College, Morgan Hall, 01002-5000 Amherst, MA, USA
2
University of Notre Dame, 4060 Jenkins Nanovic, 46556 Notre Dame, IN, USA
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Qualitative Sociology
Introduction
Second generation Latinxs are enrolling in colleges and universities at a rate surpassing US-born whites and Blacks, yet their completion rates continue to lag. Only 21%
have a bachelors’ degree (Carnevale and Fasules 2017), suggesting that despite high
educational ambitions, significant barriers to achievement remain. Countering these
deficit-based statistics is a story of Latinx educational mobility that has received little
scholarly attention; an increasing number of low-income Latinx youth are securing
places in highly selective US colleges and universities (Pan and Reyes 2021; Reyes
2018; Schmalzbauer and Andrés 2019). What factors shape their educational mobility pathways? How are Latinx youth experiencing educational mobility in the context
of their immigrant families and communities?
In this paper, we draw from 60 life history interviews with Latinx youth, in-depth
interviews with a subset of 10 of their parents, and two focus groups to explore the
educational mobility pathways of high achieving Latinx youth. Our youth sample is
comprised of low-income Latinxs who are the first in their families to attend college
in the United States and who are set to graduate from a highly selective institution.
We find that simultaneous support from three networks is necessary to secure this
form of educational mobility.
Strong family networks, led by immigrant parents, comprised the base for youths’
educational mobility, providing basic security and support and, for most, instilling
high educational expectations and aspirations. Youth were also immersed in robust
local school and/or community networks, in which cross-class actors identified their
intellectual talents and gave them individually focused encouragement and mentorship that guided them on a path toward college. We found that aspiring youth then
needed to simultaneously leverage the support and expectations of their immigrant
families and that of teachers or other cross-class actors (see also Rendón 2019) in
order to access elite college recruitment networks. For some, this mobility pathway
was clear. For others, the navigation was tricky, and the stakes of each decision were
high.
Indeed, we found that in addition to variations in family and school support, where
one grew up mattered, shaping youth’s ability to leverage their family and institutional networks to tap into elite recruitment networks. Specifically, youth who grew
up in global cities (i.e. New York, Los Angeles, Chicago, etc.), which are hubs for
financial and educational capital, as well as immigration (Kasinitz et al. 2009; Sassen
2008), tended to have readier access to cross-class actors who could connect them
with elite recruitment networks than did those who grew up in secondary cities, suburbs or remote areas.
Joining the Conversation: Educational Mobility and the Second
Generation
The youth whose stories anchor this article expressed a strong belief in education as
the key to social mobility. They are not alone. Research suggests this belief is hegemonic among immigrants (Dhingra 2020; Greder and Arellanes 2018; Louie 2012;
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Lopez 2020; Schmalzbauer 2014; Schmalzbauer and Andrés 2019; Vazquez 2011;
Yashikawa 2011). The conflation of educational and social mobility is reasonable.
Statistics show quite clearly that, in general, those with a college degree do better
financially than those without, and that those with a degree from a highly selective
institution do even better still (Chetty et al. 2017; Torpey 2018). It thus makes sense
that educational attainment is commonly used as a predictor of the social mobility of
second-generation immigrants (Kao et al. 2013; Zhou and Bankston 2016).
Immigrant parents have shown a particular commitment to this ideology, instilling
it in their children through narratives that link educational opportunity to narratives
of immigrant sacrifice (Louie 2012). Smith (2006) has argued that the second generation is motivated by an “immigrant bargain,” in which immigrant parents expect their
children to pay back the sacrifices implicit in immigration by achieving educational
success. And indeed, our participants, like immigrant youth from other backgrounds,
talked about this “bargain” as a driving motivation for their educational aspirations
and success (Abrego 2019; Flores 2021; Louie 2012; Suarez-Orozco and SuarezOrozco 1995).
While family provides a central motivation in the lives of immigrant youth, we do
not intend to paint an overly romantic image of immigrant families. Family relationships, like all relationships, are imbued with power and differential interests and,
as such, they may be messy. Often times immigrant family networks serve as both
bedrocks of support and generators of tension and resentment. They can also act as
forms of social control, especially when they include high expectations of reciprocity
(Dominguez 2011; Dominguez and Watkins 2003; Menjívar 2000). These expectations of, and commitments to, reciprocity were common among our study participants. Still, the motivating aspect of the immigrant bargain seemed to persist even
when familial relationships were fraught and resentments brewed.
While we found that family support was present in all of our participants’ lives, it
alone was not enough to spur their educational mobility. To be sure, research finds that
the immigrant bargain only bears fruit when it’s paired with what Louie (2012) terms
a “constellation of support” (see also Smith 2006; Suarez-Orozco and Suarez-Orozco
1995), that includes social actors outside of the family. Similarly, Rendón (2019) differentiates between the family networks that ensure social reproduction by fulfilling
basic human needs and security, from the leveraging networks typically found on a
local institutional level which enable social mobility. In particular, she argues that
cross-class ties with those who can connect high achieving marginalized youth with
educational information and opportunities are essential for educational and social
mobility (see also Lee and Zhou 2015). For our participants, committed mentors were
typically at the center of their extra-familial support networks (Gonzales 2016; Louie
2012; Smith 2008; Zambrana and Hurtado 2015), serving as the cross-class actors
who helped youth get ahead. These teachers, counselors and community members
identified potential in youth, and then went above and beyond to help them develop
and achieve their educational goals. To be sure, in many interviews, our participants
referred to their mentors as “life changing” or being “the reason I am here today.”
In addition to strong constellations of supports of family, teachers and mentors, we
argue that youth need access to elite college recruitment networks in order to secure
a position in a highly selective school. Little is known about what factors shape this
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Qualitative Sociology
access. While there is a growing body of research focused on low-income and marginalized youth who attend elite schools, most of this research focuses on their incorporation once they have arrived. From these findings we know that elite educational
environments can be difficult places to adapt to, especially for students, and especially students of color, who come from working-class backgrounds (Ahmed 2012;
Aries 2013; Jack 2019; Lee 2016; Warikoo 2016). To be sure, achieving educational
mobility does not preclude the emotional challenges of moving between what can be
radically different contexts of home and school, and students’ accompanying need to
develop strategies to navigate the new, and sometimes hostile, social terrain of elite
higher education. But how they get there in the first place, remains understudied.
Sociologist Anthony Jack (2019) provides clues to their pathways. He terms the
students who attend preparatory high schools that inure them to an elite environment
the “privileged poor.” He found they have an easier time incorporating into an elite
environment than the “doubly disadvantaged” who come from public, under-funded
high schools. We intuit from Jack’s research that those who are part of the privileged
poor have an easier time finding their way into elite recruitment networks, than do
those who are from the doubly disadvantaged.
Indeed, research suggests that place shapes the security, opportunities, networks
and information marginalized youth have access to, as well as the ways in which one
experiences the transition away from home and into and through college and beyond
(Flores 2021; Gonzales and Burciaga 2018; Martinez and Salazar2018; Bickham
Mendez and Schmalzbauer 2018). Bruhn and Gonzales (forthcoming), for example,
argue that “local geographies” are critical determinants of the security and support
migrant youth need to help them navigate their lives. Where one grows up is especially important for undocumented or DACAmented youth, who have to learn how
to maneuver between different, and potentially contradictory, local and federal policy
contexts. Place also impacts the ways in which youth think about family and home as
they move through their teenage years, and construct their plans and aspirations for
the future (Schmalzbauer 2014).
We argue that where one grew up also determines who has the readiest access
to the recruitment networks of elite colleges. Many highly selective schools have
recently come to prioritize the recruitment of high-achieving low-income youth of
color (Benson and Lee 2020; Jack 2019; Warikoo 2016). Their recruitment efforts
often include partnering with privately-funded “pipeline programs” that support
high-performing youths’ access to selective schools (Jack 2019). These programs are
typically located in major cities, where networks of highly educated professionals
(Sassen 2008) and progressive educational policies tend to be concentrated (Kasinitz
et al. 2009). As an example, we reason that high performing youth in New York City
or Los Angeles would be more likely to be connected to elite recruitment networks
than would high performing youth in small towns or suburbs in the mid or mountain
west. This falls in line with Hoxby and Avery (2012) who argue that while most US
high school students who would qualify for full tuition-grants from highly selective
schools do not apply, those who do apply tend to be from major urban areas. Rural
youth, to the contrary, tend to apply to local state schools.
Where one grows up also determines how far one would have to travel to attend
a highly selective school, which can affect the experience of educational mobility.
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Qualitative Sociology
According to Mattern and Wyatt (2009), only 14% of American youth travel more
than 500 miles to attend college, and only 4% travel more than 1000 miles. In comparison, Latinx youth travel an average of only 39 miles. Thus, for most Latinx youth,
attending a highly selective school requires moving far away from home, which
comes with its own challenges connected to one’s position within the family system
(Schmalzbauer and Andrés 2019). But some students have to travel further than others, geographically and culturally. We find that those students who have to travel the
furthest also tend to face the most limited opportunities to return “home” after graduation and fulfill their educational and professional ambitions.
While there is a small, but growing, literature looking at the experiences of secondgeneration Latinx youth who are attending highly selective schools (Pan and Reyes
2021; Reyes 2018; Schmalzbauer and Andrés 2019; Smith 2008), we still know little
about how they find their way into the highest strata of US colleges and universities.
Inspired by Hoxby and Avery, whose important research revealed that low-income
youth do not apply broadly to elite schools, we focus on low-income Latinxs who do
apply. We hone in on the key institutions, places and relationships that leverage their
success.
Methodology
This article is part of a larger research project exploring the pathways to and meanings of educational mobility in the lives of low-income Latinx youth. The narratives
that frame this article come from life history interviews, focus groups and interviews
with parents that Schmalzbauer conducted between 2015 and 2021. We have edited
the excerpts for length and, when necessary, for readability.
The 60 youth who comprise the core interview sample occupy intersecting social
positions. They all identify as low-income, which means they were eligible for federal Pell Grants or full financial assistance from need-blind institutions. They are also
the first in their families set to graduate from college in the United States. The youth
participants represent a mix of immigration statuses. They are US citizens, permanent residents, undocumented and DACAmented (with temporary protection through
Deferred Action for Childhood Arrivals). They are members of mixed status and US
citizen families, as well as families whose members have changed statuses over time.
Participants identify as women, men, and non-binary, and they represent a range of
Latinx backgrounds from diverse US geographic locations.
Pseudonym
Legal Status or Place of
Birth
Citizen
Citizen
Citizen
Citizen
Born in Ecuador
Born in Colombia
Ethnic Identity
Luna
Lisa
Gloria
Sony
Emily
Laura
Gender
Identity
Woman
Woman
Woman
Non-binary
Woman
Woman
Ben
Man
Born in Colombia
Colombian
Mexican
Mexican
Mexican
Puerto Rican
Ecuadorian
Colombian
Home in the
United States
Chicago, IL
Maryland
Chicago, IL
Holyoke, MA
North Bergen, NJ
Deerfield Beach,
FL
Palm Beach, FL
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Qualitative Sociology
Pseudonym
Ana
Gender
Identity
Woman
Legal Status or Place of
Birth
Citizen
Brenda
Amanda
Woman
Woman
Citizen
Citizen
Carlos
Tito
Maria
Ernesto
Eli
Samantha
Silvia
Jaime
Man
Man
Woman
Man
Woman
Woman
Woman
Man
Fiona
Ricardo
Francia
Isabela
Julia
Cecilia
Rebeca
Cesar
Kevin
Woman
Man
Woman
Woman
Woman
Woman
Woman
Man
Man
Born in Honduras
Born in Peru
Born in Colombia
Born in Colombia
Citizen
Citizen
Citizen
Born in Dominican
Republic
Citizen
Citizen
Citizen
Citizen
Born in Mexico
Born in El Salvador
Citizen
Born in Mexico
Born in Mexico
Miguel
Ivan
Man
Man
Citizen
Citizen
Alberto
Omar
Rosa
Layla
Man
Man
Man
Woman
Sandra
Dianis
Heidi
Woman
Woman
Woman
Born in Guatemala
Born in Mexico
Citizen
Born in Dominican
Republic
Citizen
Citizen
Citizen
Angelica
Woman
Citizen
Beatriz
Naomi
Woman
Woman
Nora
Woman
Teresa
Llaria
Lucy
Woman
Woman
Woman
Born in Brazil
Born in Dominican
Republic
Born in Dominican
Republic
Citizen
Citizen
Citizen
Franchesca
Woman
Citizen
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Ethnic Identity
Cuban and Puerto
Rican
Mexican
Salvadoran and
Colombian
Honduran
Peruvian
Colombian
Colombian
Ecuadorian
Mexican
Dominican
Dominican
Mexican
Mexican
Dominican
Mexican
Mexican
Salvadoran
Mexican/ Belgian
Mexican
Mexican
Dominican
Puerto Rican and
Honduran
Guatemalan
Mexican
Mexican
Dominican
Ecuadorian
Dominican
Mexican
Mexican &
Guatemalan
Brazilian
Dominican
Home in the
United States
Fort Worth, TX
Wyoming
New York City, NY
Northampton, MA
Bradenton, FL
Rhode Island
South Carolina
New York City, NY
New York City, NY
Hackensack, NJ
Galloway, NJ
Bronx, NY
Waukegan, IL
Bronx, NY
Santa Ana, CA
San Diego, CA
Virginia
Taos, NM
Los Angeles, CA
Oklahoma City,
OK
New York City, NY
Carlisle, PA
Houston, TX
Evanston, IL
Englewood, CA
Queens, NY
Newark, NJ
Boston, MA
New Brunswick,
NJ
Santa Ana, CA
Melrose, MA
Lowell, MA
Dominican
New York City, NY
Mexican
Dominican
Salvadoran
Black American
Dominican
Chicago, IL
Mission Hill, MA
Taylorsville, NC
Annapolis, MD &
West Palm, FL
Qualitative Sociology
Pseudonym
Noel
Paola
Antonio
David
Gender
Identity
Man
Woman
Man
Man
Legal Status or Place of
Birth
Citizen
Citizen
Born in Mexico
Citizen
Camila
Jon
Gaby
Ramon
Kimberly
Edith
Bridget
Violeta
Fidel
Zaida
Leisy
Woman
Man
Woman
Man
Woman
Woman
Woman
Non-binary
Man
Woman
Woman
Leo
Man
Citizen
Citizen
Citizen
Citizen
Born in Panama
Born in Venezuela
Born in Colombia
Citizen
Citizen
Citizen
Born in Dominican
Republic
Citizen
Ethnic Identity
Mexican
Mexican
Mexican
Dominican &
Honduran
Mexican
Dominican
Nicaraguan
Dominican
Panamanian
Venezuelan
Colombian
Nicaraguan
Dominican & Cuban
Honduran and Cuban
Dominican
Home in the
United States
San Angelo, TX
Santa Barbara, CA
New Jersey
Village of Pelham,
NY
San Diego, CA
Washington, DC
Highland, CA
Kissimmee, FL
Panama
Doral, FL
Palm Harbor, FL
Miami, FL
New York City, NY
Miami, FL
Rahway, NJ
Mexican
Edinburg, TX
While Schmalzbauer sought to talk to students who identified as low-income,
Latinx and first-generation college students, she left other parameters of the sample
open so as to be able to explore additional factors that might prove to be important. For example, upon noticing that “place” was emerging across the interviews as
shaping youths’ educational pathways, Schmalzbauer and Rodriguez, who was her
research assistant at the time, conducted two focus groups. The first constituted five
students who grew up in global cities with robust immigrant communities - New
York, Houston, Los Angeles, and Boston. The second included five students who
grew up in smaller cities, towns and rural areas – Oklahoma City, Wyoming, southern
New Jersey, rural North Carolina, and west Texas.
Schmalzbauer also completed “family constellation interviews” (see Dreby 2010)
for which she completed life history interviews with at least one parent and sibling of
ten participants. She selected these families for geographic diversity and for siblings
who were on different educational trajectories. Eight families lived in or adjacent to
major cities and/or immigration hubs, and two of the families were located in remote
areas. Seven of the families included siblings who were on similar educational trajectories, while three of the families included siblings who were on diverging tracks
in which one sibling was not expected to graduate from a four-year college. For this
article we draw only from the interviews with parents.
This research prioritizes depth of meaning within an intergenerational and intragenerational family framework. Most of the formal interviews lasted between two
and four hours and Schmalzbauer had multiple interactions with participants. A life
history approach allowed us to analyze educational mobility from the perspectives
of the participants and thus to gain an understanding of how they defined and understood their own and, in the case of the parents, their children’s educational mobility.
It also enabled us to pinpoint key relationships, institutions, places and experiences
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that shaped youths’ mobility trajectories throughout the life course, and to put these
into a larger social-historical context.
This study was based at Amherst College, a highly ranked liberal arts college, that
is one of only six US institutions of higher education that provides need-blind aid to
all who are selected for admission, including those who are undocumented. Institutions with need-blind policies are committed to admitting students independent of
their ability to pay tuition, and ensuring they graduate debt-free except for additional expenses students agree to take on. The small, student-centered community of
Amherst, where Schmalzbauer is a faculty member and Rodriguez is a recent graduate, allowed us to develop strong relationships of trust with research participants and
their families. It also allowed Schmalzbauer to incorporate collaborative, participative methods throughout the study, from the development of the project through to the
interpretation of the data. Indeed, the project was born from a conversation Schmalzbauer had with a low-income Latinx student at Amherst College who wondered
why no one was writing about “them” – marginalized Latinxs who were succeeding
in education. He became Schmalzbauer’s first research assistant. After this conversation, Schmalzbauer organized exploratory focus groups with other low-income,
Latinx, first-generation college students at Amherst to see if they shared interest in
such a project. The focus groups revealed great enthusiasm.
From the project’s inception, Schmalzbauer worked with a rotating team of
research assistants, the majority of whom were low-income, Latinx, and first-generation college students. Most, though not all, were social science and humanities
majors who had some training in research methods. Still, Schmalzbauer did qualitative methods and ethics training with all of them. For five years, the research team
met weekly to discuss the research and share insights.
The involvement of students, who were stakeholders in the community under
study, distinguishes the project. Student collaborators worked with Schmalzbauer to
develop the literature review, recruit participants, run focus groups, identify and analyze themes, and code and analyze data. The team coded all the data using Dedoose
software. Our coding was inductive. We first coded for themes we identified in the
literature, then expanded the coding to include new themes that emerged. We then did
a second round of coding using the expanded code book. Rodriguez, a low-income
Latinx student from a mixed legal status family, now a doctoral student in sociology,
was the leader of this student team for two years. Overall, the community-based
nature of this project provided a space for a coproduction of knowledge between
Schmalzbauer and low-income, Latinx, first-generation students at Amherst.
Of course, situating this research in Schmalzbauer’s job site also presented risks
and complications. Schmalzbauer has been critically aware since this project’s beginning that her position as a faculty member doing research with students, if not regulated, could put unintended pressure on Latinx students. As such, the research team
put protections in place. For example, student research assistants recruited all interview participants. Also, while several participants had taken a class with Schmalzbauer, she never conducted interviews with a student enrolled in a class with her or
who intended to take a class with her in the future (though there were a couple of
exceptions in terms of the latter). The majority of participants were third- or fourthyear students when the interviews took place. This also meant that by the time their
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interviews were transcribed and analyzed, they had already graduated. This research
has approval by the Institutional Review Board of Amherst College. All names are
pseudonyms and we have changed any directly identifying information.
Family Support and the Immigrant Bargain
Antonio was only four years old when he left rural Oaxaca with his young mother and
uncle. Their destination was a small Mexican enclave in southern New Jersey where
his grandparents had settled a few years earlier. Antonio’s memories of his early
childhood are transnationally scattered. He remembers the dusty roads in his southern
Mexican village, and the warm feeling of being surrounded by family. His memories
of leaving his village, though, are vague, as are those of his border crossing and initial
settlement in the United States. The only clear recollection he has from that time is
the unwavering faith he had in his mom; he knew that as long as they were together,
he would be okay.
In the United States, Antonio’s mom was “always, always, always working…”
Antonio paid close attention to her work ethic and determination and, as he grew
older, he began to digest her consejos – words of advice and wisdom - as inspiration:
“To be successful,” she would tell him, he “would have to work harder than everyone
else,” and “be better than exceptional.” He “would have to be perfect.” She also told
him that education was the only ticket she could offer him out of a life of poverty and
insecurity.
We didn’t have that much money, but when it came to education my mom…
held nothing back. She was like, if I have to work these hours for you to be
able to do the projects that you need to do, I’ll give it to you…I didn’t have
that many clothes or toys...but when it came to education...she was open to
whatever I needed.
When Antonio learned he was undocumented, he finally understood why his mom’s
tone was always so serious when she delivered her advice, and why she had set
the bar so high. Antonio’s membership in an undocumented, working class family
shaped his goals and ideas of success. He was still quite young when he set the goal
of repaying his family by being exceptional in all that he did. The immigrant bargain
became his emotional fuel; it was the elixir for his dreams and the drive that led him
to pursue an elite education.
Alberto was born in Guatemala. Like Antonio, he came to the United States
undocumented when he was only a toddler, with his mother. They settled in Houston
where they had family and there was a large Guatemalan community. Alberto spoke
emotionally about the risks his mother took and the suffering she endured leaving
Guatemala and coming to the United States so she could secure a better life for him.
A junior when Schmalzbauer first interviewed him, he credited his mom for his educational drive and opportunities. “I think it (her immigration story) really pushed me
to try to do my best…to please her because I knew how much she had sacrificed…
My mom tried to get me into really good schools so I could have a good education…”
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Indeed, they were both committed to the idea that Alberto’s educational success was
the only way they could achieve a better life.
Parents partnered their belief in education as the key to mobility with rules to
ensure their children stayed serious and focused. Iván’s story serves as an example.
He grew up in the Bronx. His mom is Honduran and his dad Puerto Rican. While he
wanted to spend his afternoons playing sports with his friends, his mother did not
allow it until he could assure her that his homework was done and done well. “She’d
always ask me… ‘did you finish your homework? … You can’t go outside until you
finish your homework.’… She was always lurking there. If I got anything below a 90
she’d be disappointed.”
Miguel shared a similar story. He grew up in a multigenerational Dominican
household in New York City. As he described it, “My mom was really…strict about
certain things, so that helped me to focus a lot on school. I loved video games … but
my mom prohibited me from playing video games during the weekdays. I couldn’t
touch them…I had to study.” Miguel remembers internalizing that education was the
key not only to his own success but to his family’s betterment.
A central part of parents’ commitment to and sacrifice for their children’s education was making sure their children did not have to work outside of the home while
they were in high school. Only seven of the sixty youth Schmalzbauer interviewed
had jobs during that time. Several said that they wanted to work, but their parents
wouldn’t allow it, and the few who did work had to coerce their parents into letting
them do so. Simply put, parents wanted their children’s priority to be school. Most
families could have used the extra income, but not letting their children work was
part of their immigrant bargain.
Paola’s parents, both Mexican, worked extra shifts so she could focus solely on
school. According to Paola, “School was always the most important. My mom used
to say…the only thing you have to do is school. We’re working our asses off so that
you can go to school.…” Beatriz heard a similar narrative. She migrated from Brazil
with her parents and brother when she was in elementary school. After over-staying
their tourist visa, they became undocumented and life was a constant struggle. Beatriz wanted to work in order to ease her family’s financial stress, but her parents would
not allow it.
My mom would always say… ‘I don’t want you to work, I just want you to
study. I don’t want you cleaning houses like we’re cleaning houses. I want
something better for you. I want you to excel in school’…And I always wanted
to prove to my parents that...cleaning houses and doing all these humiliating
jobs was going to be worth it...I was going to make them proud.
Both Paola and Beatriz used their parents’ sacrifice as fuel for their educational
ambitions.
Parents validated their children’s interpretations of their messaging. In interviews,
they talked about their own need to work when they were children. Indeed, most
said they couldn’t remember a time in their childhoods when they weren’t engaged
in work, some caring for children, others vending goods on the streets or working in
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the fields. As such, college was not an option. They wanted a different path for their
children.
Miguel’s mom, Elaine, went to high school in the United States after migrating
from the Dominican Republic as a teen. She wanted to go to college, but her formal
education came to a halt after high school graduation. She had no option but to get
a full-time job. There was no safety net for her to fall back on and her family was
counting on her to pitch in. She found work as a waitress at a university club in New
York City, a job she has now held for over twenty years. It was there, waiting on
wealthy alums of prestigious schools, that she committed to laying a path for her children to achieve a similar status. As such, she made sure they attended the best public
schools available while keeping an eye out for scholarship opportunities for private
programs. And she set strict rules so that school always came first.
I am very strict. (I told my kids) you don’t have to help me out with the house…
I want you to do...your homework. Your (job is to be) a good student and I take
care of everything else. I don’t care if I have no sleep... But you have to do well
in school.
Elaine finds a lot of pleasure in now being able to share with the customers she serves
that her son graduated from Amherst and her daughter from Brown.
Pablo and Aurelia, Omar’s parents, both migrated from Guanajuato, Mexico to
California. Pablo came first, enduring a brutal border crossing, followed by sleeping
in his car for three months while he worked in the fields of southern California. Neither Pablo or Aurelia had the opportunity to study beyond primary school, something
they both resent. As such, they vowed to do whatever they could so that their children
wouldn’t have the same limitations. In their minds, that meant making sure school
was always their children’s top priority. When I interviewed them in the summer of
2018, Aurelia told me,
We always told our kids that education was the most important thing. We never
let them work. We worked so they could focus on school. Well, sometimes they
would work a bit with my husband during vacations, but never during school.
They always wanted to work, to help. But we only let them do a little bit…
enough so they know how hard it is and how little it is paid. This helps them
understand what opportunities they have…
Indeed, Pablo and Aurelia parented strategically, only allowing their children to work
once in a while in order to teach them about the brutal reality of hard physical labor,
and to nurture their belief that an education was the way to a better future.
While themes of family sacrifice and support are threaded throughout the life histories Schmalzbauer collected, we also found examples of resentment and frustration on the part of youth. Indeed, sacrifice and high expectations within immigrant
families can yield pressure, which can cause stress. Yet even in those cases where
resentment or stress brewed, youth remained committed to the immigrant bargain.
Ben, for example, came to the United States with his mom on a tourist visa during
the Colombian civil war. While he understands and appreciates his mom’s desire
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to provide him security and opportunity, he resents her decision to migrate without
documentation. Still, he wants to honor her sacrifice.
I’ve really resented my mom for putting us in this situation...I love my mom and
the sacrifices she made, but I don’t trust her judgment…Like around DACA...
That’s when...my resentment was really building…Still...I want to come out of
this (college) with a financially stable position where I can support my mom
and insulate her from any other troubles...because of the...sacrifices she’s made
to help me get here.
Ben’s relationship with his mom is complicated, but that doesn’t take away from his
appreciation for her sacrifice and commitment to her well-being.
Youth mentioned other resentments, most having to do with parents’ inability to
help them with schoolwork or navigate the education system. Our place-based focus
groups revealed this to be most common for those who lived in remote areas that
were ill-equipped to support immigrant youth and their families. Brenda, for example, grew up in the rural mountain west. Her’s was one of the few immigrant families
in the area. No teachers or staff at her school spoke Spanish, which made it difficult
for her parents to engage with her education.
I kind of had resentment towards my parents for not being involved in school,
and helping me when I needed it. I remember having a lot of friends saying,
‘oh I had my mom look over my essay and she helped me write it up.’ And I’d
be like ‘she did what?’ It was just hard for them (my parents) to be involved.
The same was true for Noel and Kevin, who similarly remember being frustrated
that their parents could not support them, even though they understood why. Noel
grew up in new immigrant destinations, in Colorado and west Texas. Kevin, born
in Mexico, spent most of his childhood in Oklahoma. Their parents, while supporting their drive to be top students, were otherwise disengaged from their educations.
Partly, this was due to communication and cultural barriers. It was also due to their
unrelenting work schedules and low educational levels.
I loved it (school)…but they were just never able to help me…I asked for first
grade math help, and they couldn’t help me because their education is very
minimal…So it’s that resentment...for not being able to...support me and not
being involved. (Noel)
I remember we had a school spelling bee and I won. I actually started crying
because I realized my parents weren’t in the audience, and I was mad…But
they had to work. They had kids to take care of and they had responsibilities…
And it’s this sense of remorse, or just being mad, but also understanding it’s not
their fault… (Kevin)
While Noel and Kevin both understood the reasons why their parents couldn’t be
involved in their school work and activities, that didn’t alleviate their frustration and
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sadness about this reality. But resentment did not mean they were less committed to
using their educations to up-lift their parents.
Independent of where youth grew up, tensions commonly arose when they started
talking about moving away from home to attend college. The parents Schmalzbauer
interviewed told her that letting their children leave home was one of the most difficult sacrifices they had to make. Youth, in turn, talked about the emotional repercussions of their decision. Layla grew up with a single mom in New York City. Her story
mirrors what Schmalzbauer heard in many interviews. When Layla was applying to
colleges outside of New York, her mom would say, “Oh my God that’s so far away.”
She would then pause, and say, “…but if that’s what you want to do then you can do
it.”
While making the decision to move far from home to attend school was difficult
for most participants, it was especially difficult for those who had never known anyone to do so. Lucy, for example, grew up in the rural south. She was raised by her
mother and grandmother both of whom were born in the United States. Her dad was
deported to El Salvador when she was quite young. The oldest child in a multigenerational household, she bears a lot of family responsibility and has strong emotional
bonds with her mother and grandmother. During a focus group, Lucy shared that
when she was applying to colleges her mom told her to aim high. But then when she
was accepted into Amherst, her mom was overcome with conflicting emotions.
When I told her…she went into the bedroom and closed her door, and she didn’t
talk to me for the rest of the night. I thought she was mad at me. She came out
the next morning and …. said, ‘I’m so proud of you, but this is so hard for me.
You are my whole world...I don’t know what I’m going to do without you here,
but I would never do anything to try and keep you here…’
No one in Lucy’s family had ever known someone to voluntarily move away from
home. As she explained it, “This is not what people in our family do. This is not what
people from our community do. It’s a lot of sadness…There’s this big fear that now
that I’m gone, I won’t ever want to come back.” Lucy’s community is small, rural,
and populated mostly with families who have been there for generations. Leaving
was like breaking a deeply engrained social norm, a betrayal of sorts.
Lucy’s experience resonated with Noel, who explained:
Leaving Texas for college is not something people in my community do...To
make this big migration to Amherst puts a lot of pressure on those of us from
rural communities. To experience social mobility, you have to be prepared to
leave your roots behind.
While considering his post-high school plans, Noel had thought a lot about what it
would take to move up the class ladder. He recognized that if he stayed in west Texas,
his opportunities would be limited. As such, he was ambivalent about his loyalty to
his community. Texas was home, and he loved it, but he also yearned for more than
his town could offer him. Suzy, Noel’s mom, was also ambivalent.
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When he decided to apply to go to school far away, I couldn’t understand. ‘Why
don’t you stay close to home,’ I asked? I didn’t understand why he would want
to go to the other side of the world…He explained that Amherst was a school
with a lot of prestige and it was really expensive, but if he got in he was promised a scholarship. I told him that if he got in, ‘Adelante.’ And when he got the
letter of acceptance, I cried, because it’s so far away (crying). But I supported
him. For me it was very difficult. But I told him if you want to go, you must
go…It’s your future…
All of the parents in this sample had left family behind themselves to come to the
United States, and so they understood how hard the separation would be. Most, like
Suzy, came to recognize that the opportunity formula hadn’t changed from when
they first embarked on their immigrant journeys; social mobility required geographic
mobility.
There were others from remote areas who talked about the conflicting feelings of
“wanting out,” and wanting to chase their dreams, yet feeling the emotional weight
of their parents’ sadness mixed with their own love for and commitment to home.
Brenda, for example, had known for a long time that she would have to leave her
small town to have a better life. She described the emotional labor of explaining to
her parents why leaving was the best decision.
...once I realized I could leave, I wanted to leave... And I told them… ‘I’m
going to start the college application process, and I want you to know that the
colleges I’m applying to are far away.’...My dad was really quiet, and he was
like, ‘why do you want to go so far away?’ And I was like ‘because that’s where
the opportunities are…’ After explaining my reasoning, they...recognized...
they came to a whole new country and left their family members. Now…I have
to make my own sacrifices to help them…
No matter how difficult it was for students to leave home, ultimately what made
the decision digestible was their commitment to family and community betterment.
Everyone, even those with complicated family relationships, talked about educational
mobility as a family pursuit, and one that they believed would lead to social mobility for all of them. As Brenda summarized, “I have watched my dad work himself to
death…That’s my drive…I know education is our way out.”
Teachers and Community Supports
While family provided our participants critical support and motivation, our research
reflects other sociological findings that family alone is not enough to enable educational mobility (Rendón 2019; Smith 2008). Instead, mobility depends on overlapping networks of support that include cross-class institutional actors who recognize
students as high-performing, support the development of their educational capacities
and help guide them toward college.
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Participants almost universally credited a teacher or teachers for giving them the
confidence to aim for a highly selective school. Most described special, persistent,
individualized attention and guidance from them. The couple of participants who did
not feel supported by teachers, or who had negative experiences with school leaders,
had other cross-class institutional or community actors in their lives who provided
special backing and guidance.
Fiona grew up in the Bronx. When her grandmother had a stroke, her family
returned to Mexico for about a year. Fiona’s transition back to the U.S. was difficult. While she is a US citizen, her parents are undocumented, and the family was
separated during their travels. While Fiona and her brother traveled with an aunt
back to New York, her parents tried to cross without authorization and were detained
for several months. Fiona told me that she was traumatized by the separation. Her
first months back in the U.S. were, in her words, “awful”. Only a second grader,
she explained that she was bullied by other students because of her dark skin and
struggles with English. Still, she was an exceptionally strong student. Ultimately, it
was a supportive teacher who turned school into a safe place for Fiona, and education
into a family pursuit.
Then I went to third grade, and I had a really good teacher. He was Mexican.
And he was really nice to me…He was like, you’ve got to go to the library,
you’ve got to be really proactive…. So, my mom would take us to the library,
like all of the time. We literally knew the librarian. She (the librarian) would
say, let’s read this book…and she’d give us tickets to the museum, or she’d give
us tickets to, like, see a play, or stuff like that.
With this teacher’s and the community librarian’s encouragement, Fiona and her
brother pursued middle school with an enthusiasm and seriousness that followed
them throughout high school.
While in the vast majority of cases family support was strong and steady, there were
a couple of cases in which parents were less than enthusiastic about their children’s
educational pursuits. In these rare cases, teachers and mentors played an even more
important role, especially in high school. Angelica’s story is an example. She grew
up in Santa Ana, California in what she describes as a “very traditional” Guatemalan
and Mexican family, in which patriarchy reined. Although she was a top student, her
parents, both of whom only had primary school educations, were ambivalent about
what she should do after high school. They agreed that she should go to college, but
they did not want her to leave home. They expected her to continue helping with the
cooking, cleaning and caring for her younger siblings. It was a teacher who inspired
Angelica to pursue a highly selective college in spite of her parents’ reservations,
promising that her parents would come around to the idea.
He said, ‘what are your goals?’...No one had ever asked that... I didn’t have
an answer for him...He had...my transcript in front of him and he’s like, ‘why
aren’t you dreaming big? Why aren’t you thinking about college?’... I was like,
‘...I’m going to get my diploma and I’m going to get a job.’ He’s like ‘no, you
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are capable of more than that. You are a star. You need to dream bigger.’ He
gave me hope... He stuck with me.
With the support of this teacher, Angelica eventually persuaded her parents to allow
her to leave home for school. Angelica’s case shows that youth can obtain high educational mobility without full parental enthusiasm as long as they have basic family
support and a strong constellation of extra-familial support, typically anchored by a
dedicated teacher.
Teachers not only inspired confidence, they also provided hands-on support. This
included giving students extra attention, and spending individualized time with them
to develop their academic skills, and to shape them intellectually by exposing them
to new ideas and ways of thinking. Iván credited his favorite high school teacher for
nurturing his scholarly aptitude. While Iván grew up in the Bronx, he attended an
elite preparatory school in Manhattan on a scholarship. It was a tough transition, and
it took him a while to feel like he belonged and to gain the confidence to aim for a
highly selective college. He was among many of the participants in this study who
reflected on how important it was that this teacher was from a background similar to
his own. This made the teacher relatable, a role model, and helped foster what Smith
(2008) termed an “in-group identity”.
I remember every day before track practice, I would go to his office…He was
the first administrator in the school that knew what it was like to be growing
up in the Bronx…So, I felt very comfortable with him…. I saw him as a role
model… He had Mexican parents, and a working-class background. Him growing up in the Bronx and then going to Cornell and then doing these amazing
things…That’s the trajectory that I wanted.
Teachers, like Iván’s, who were from similar backgrounds to their Latinx students,
nurtured the belief system that educational mobility was key to social mobility by
sharing their own stories of success.
Nora similarly spoke about the importance of having teachers in her high school
that looked like her, understood her life and background, and who were living proof
that upward mobility was possible through education.
I feel like a lot of kids come into college go through this Black 101 process,
or Latinx 101. . .There are self-esteem issues, because you never saw yourself
represented….And, I didn’t have that. The cool kids looked like me. . .The
smart kids looked like me. And I had teachers of color that went to really good
schools, Columbia and University of Chicago and Colgate. So, we knew about
these schools, because we had teachers who had gone to these schools and they
were invested in us.
These teachers also helped prepare students by letting them know that the transition
into an elite white space would be difficult. They assured them that they would get
through it and that they would be more resilient because of it. Nora and Iván both
drew on this inspiration and wisdom as they made their way to and through Amherst.
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While supportive teachers and mentors were essential to youths’ educational
mobility, the extent of that support varied depending on where one grew up and what
kind of high school they attended (also see Jack 2019). Students who attained scholarships to preparatory high schools or who attended specialty public high schools
with high college placement rates, enjoyed the most support on their pathway to
Amherst. Students who lived in remote areas or students in large urban schools
whose academic potential was overlooked, had to be uniquely creative and resilient
to secure their pathways.
For example, after Noel completed the last of the Advanced Placement math
classes that were available in his remote Texas high school, his teacher, while encouraging, told him that if he wanted to continue, he would have to do it by himself. “She
told me what chapters to study. And I just had to learn things like Taylor polynomials
and … polar coordinates…on my own.” While Noel’s teachers were enthusiastic and
supportive, they did not have the resources to guide him as they would have liked.
Noel harnessed what he could from their support and did the rest on his own. He aced
the course.
There were others, also from remote areas, who faced hostility from school leaders. Importantly, in each case, another invested adult from the school or community
was there to buffer the hostility and offer support. Kevin, for example, faced discrimination by administrators in his Oklahoma high school. “For my high school it was
just me against the administration…. They would take the opportunity to tokenize
me…but when I asked them to advocate for me… I remember the principal looking
me dead in the eye and was like…you can advocate for yourself…” Ultimately Kevin
found a supportive network and mentorship via his school dance troupe, which he
credits for his academic success.
Antonio also faced hostility in his southern New Jersey high school. “Even though
it was overwhelmingly a minority school, their white students were the ones who
they championed…. I mean I was there too, but I was an afterthought…” So, Antonio
sought mentorship elsewhere. His distant cousin, who lived in the apartment above
him, had graduated from the same high school years before and attended a highly
selective school. He advised Antonio about what classes to take and he was the first
to explain that there were private colleges that offered full funding for undocumented
students. His support, combined with unwavering support from his mom and grandparents, helped Antonio survive and thrive in school despite a lack of encouragement
from teachers and school leaders. Importantly, outliers like Kevin and Antonio confirm the importance of cross-class actors in aspiring youths’ lives.
Youth’s life histories confirm that while families provided the base for educational
mobility, additional support was necessary, generally from teachers or community
members or in rare cases from extended kin or others outside the direct community.
Most notably, educational mobility was supported by cross-class actors who gave
striving youth persistent individualized attention, provided guidance and instilled the
skills and confidence necessary for them to access higher education networks.
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Plugging into the Elite College Network
All the participants in this study excelled in high school and by that time had their
sights set on college. Yet most did not understand the different types of colleges and
universities that existed, nor did they understand the ins and outs of financial aid. In
interviews and focus groups youth said they had heard that Ivy League schools were
best, and that private schools were prohibitively expensive. It is therefore logical that
without access to elite college recruitment networks committed to assisting first generation college students navigate college admissions, most would have only applied
to local public colleges. None would have employed a nuanced application strategy.
This pattern maps onto Hoxby and Avery’s finding that most high performing students who would qualify for full tuition grants from highly selective schools do not
apply because they do not know this support exists. Instead, they apply to public
schools close to home and most go into debt to attend (see also Goldrick-Rab 2016).
What differentiates the majority of our participants, is that beyond having family
support, and teachers and mentors whose backing they could leverage to create a college pathway, they were connected with elite college networks. Most students were
connected via extra-curricular college support programs or teachers or mentors. In
the rare cases in which youth lacked this support, they learned about highly selective schools via mailings after being identified by their high standardized test scores.
These latter students, all from remote areas, had the most tenuous paths to Amherst,
further suggesting the key role of place in connecting youth to elite networks.
Those with the clearest and most direct road to Amherst were part of private pipeline programs funded by progressive capital. One of the most well-known pipeline
programs is Prep for Prep in New York City. Miguel was selected for Prep for Prep
while he was attending a charter middle school, following a rigorous testing process.
Once accepted, he participated in extracurricular tutoring and mentoring, including
an academic summer “boot camp.” The program culminated in a full tuition grant to
an elite preparatory high school. Not only did Prep for Prep put Miguel on a path to
excel academically, it gave him the cultural capital and confidence to navigate the
process by connecting him with multiple mentors and cross-class guides committed
to his educational success.
Most participants, however, did not enter a pipeline program in middle school, nor
did they get scholarships to attend elite preparatory schools. Instead, most connected
with extra-curricular programs in high school that helped them better understand and
navigate the higher education landscape. Omar, for example, moved to Evanston, IL,
from the Central Valley of California with his Mexican parents, Pablo and Aurelia
who we introduced in the previous section, and two siblings when he was a teenager.
Evanston, a first ring suburb of Chicago and home to Northwestern University, is the
base for Evanston Scholars, a program that matches highly educated professionals in
the community with high performing low-income students. Omar credits Evanston
Scholars with his admission to Amherst.
My sophomore year I had no idea what was happening. Other people were
starting to talk about college...My parents had told me to study and work hard
and get an education. Yah, I’ll go to college, but like where am I going to go?
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... How do I apply? When do I apply? ... That was all just a blur…I applied (for
Evanston Scholars) my sophomore year...This program assigns you a mentor…
I described to him what kind of school I wanted... And he was like okay, this
one, this one, this one… he helped me throughout the entire process…I don’t
think I would be here if I hadn’t gotten a chance to be in that program...
While Pablo and Aurelia had minimal formal education, their incredible work ethic
prepared and inspired Omar to do well in school. Pablo and Aurelia always told him
he had to go to college. Aurelia, who worked as a custodian at a highly selective university, could picture her children in a similar environment, and so she pushed them
to do well and aim high. Omar responded, staying up late into the nights so he could
have the kitchen to himself to study. But ultimately, it was his teachers and the mentors he met through Evanston Scholars that steered his ambition and extraordinary
academic performance onto a path to an elite school.
Sandra also got help from a pipeline program. She grew up in Newark, NJ, raised
by a single mom from Colombia. Sandra’s mom did everything she could to nurture
Sandra’s educational opportunity, taking a cleaning a job in the local Catholic church
when Sandra was young so Sandra could go to elementary school there for free. But
the free parochial education ended in middle school and Sandra had no option but to
attend her local, under-resourced high school. Soon thereafter Sandra was identified
as a promising student by one of her teachers and invited to join a program called
LEEP - Law and Education Empowerment Project. LEEP helped Sandra improve her
academic skills and navigate the college admissions landscape. It also introduced her
to professional mentors, all of whom were successful attorneys.
LEEP was a college-bound program that I started my 8th grade summer.…I
really don’t think I would have been here at Amherst without them…They told
me about Amherst, told me about schools like Amherst...They explained things
a lot more than I would have gotten in my high school because there were so
many kids. I would go after school two times a week, and then...We’d do debate
and then Saturday was writing class…
Sandra had long been supported by strong family and local school networks, but
LEEP enabled her to see the world of elite education for the first time, and to realize
it was within her reach. The exposure inspired her, for sure, but more importantly,
LEEP provided her with the guidance to translate her family and community support
into a concrete pathway to an elite school.
Similarly for Alberto, it was a teacher’s suggestion that he apply for a summer
enrichment program at Rice that initially plugged him into the elite college network.
The first year ends and I have all A’s....and I don’t have anything planned for the
summer...One of my teachers is like, ‘there’s this program at Rice that I think
you would be interested in, it’s a weeklong thing.’ And I was like, ‘yah, I have
nothing else to do.’ And my mom was thrilled. ‘Oh, you’re going to be at Rice
University!’
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Once the program at Rice ended, Alberto was invited to join Emerge, a pipeline program which exposed him to highly selective schools and assisted him throughout the
application process.
Emerge...took us on a tour after sophomore year to visit schools...So I visited
Harvard, Brown, Brandeis, Tufts....these elite schools. And you know we’re
talking to college counselors and college students...
Emerge also taught Alberto, a DACA student, which schools provided need-blind aid
independent of legal status. This knowledge, combined with him mom’s enthusiastic
support, nurtured his pathway to Amherst.
Ricardo was also connected to a pipeline program by one of his teachers. While
Ricardo was good in school, and his parents stressed the importance of education,
he was unsure of how college would fit into his life. He grew up in an industrial hub
outside of Chicago. His parents, both immigrants from Mexico, worked in low-wage
jobs and money was always tight. The youngest of four, Ricardo watched his siblings
struggle in school, and his sister get pulled into a gang. He felt like he was needed
at home, so he thought that if he did go to college, he would stay close by. As such,
when a Chicago-based pipeline program hosted a recruitment event at his high school,
Ricardo did not attend. The next day, upon hearing that Ricardo missed the event, one
of his teachers dragged him into the high school’s college counselor’s office to get
information about the program. Ricardo described his teacher’s persistence.
My teacher introduces herself to the college counselor, and tells her I need an
application. She (the counselor) was like, ‘Oh did he go to the Family Reunion
Night last night? That’s the requirement, that’s where you get the application.’
This is when my teacher started lying for me (laughing). She was like, ‘Ricardo
needs an application. He couldn’t go last night because his parents were both
working a second shift. He needs an application right now or else this is going
be the biggest mistake that you’ve ever made.’
The counselor gave Ricardo an application, which he successfully completed with
his teacher’s support. Ricardo was accepted into the program, and was connected
with a mentor who taught him about highly selective, need blind schools and helped
him through the application process. Ricardo credits the program, and his persistent
teacher, with changing his life.
The most common pipeline program utilized by participants was QuestBridge, an
extraordinarily competitive program that matches high-achieving students from lowincome backgrounds with the nation’s top schools, which commit to offering them
scholarships. Angelica’s math teacher connected her with a former student who had
gone to college via QuestBridge. Angelica applied to their College Prep Program,
which took her to Stanford University the summer after her junior year. She told
Schmalzbauer that visiting Stanford opened her eyes to a new world. “That was the
first time I was on a college campus. We got lost…It was huge. It was beautiful.” The
next year, Angelica applied to QuestBridge’s College Program and was matched with
Amherst.
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Tito also was accepted to Amherst via QuestBridge. Born in Peru, Tito had never
known anyone who went to college. But both of his parents were determined that he
get a college education. The small town in central Florida where he lived was worlds
away from Miami and the extra-curricular support programs for high achieving youth
that could be accessed there. So even though his parents were enthusiastic about him
going to college, he did not know how to get there. An excellent student with dreams
of medical school, Tito figured he would apply to a state university. Just when he
was about to embark on this plan, a guidance counselor who had just learned about
QuestBridge and saw potential in him, invited him to a meeting to talk about his college plans. This changed everything.
She called me into her office...and she was like, ‘well Tito...you had really good
grades. I just wanted to check up on you and see where you’re thinking of going
to college.’ And I said...I was going to apply to UF. And she’s like, well have
you ever thought about going out of state? ... And then...she was like, ‘have you
heard about QuestBridge?’...So I looked it up...and... I decided to apply...
Tito did not have to persuade his parents about leaving home to go to school. They
supported him doing whatever he needed to do to get ahead.
Several students, though they had teachers or mentors who encouraged them
toward college, did not have anyone in their network with specific knowledge of
pipeline programs, or highly selective schools and need-blind admissions. These students, all who lived in remote areas, only learned about highly selective schools
because they performed well on a college preparatory exam.
Ben, for example, who is a DACA student, had his sights set on attending college
but knew little about the options available. Like Tito, he was from a small town in
Florida, and figured he would apply to a state university and hope to find a way to
pay for it. He assumed that his DACA status would prohibit him from attending an
expensive school, because he wouldn’t have access to financial aid. He had never
heard about need blind admissions. But then, after doing really well on the ACT, he
started getting mailings from top-ranked schools inviting him to apply. Ben explained
that “Amherst reached out to me with the diversity open house. So, I applied. I just
got mailings…based on AP scores and ACT scores. And then QuestBridge sent me a
mailing…told me to apply.”
...Those mailings were really important...as a source of information… I especially started getting them after I took my ACT…I was getting like random
schools...I really only read the ones of... the prestigious schools that I had heard
about abstractly …(My) teachers didn’t have much of an idea, counselors, not
much of an idea...Getting that high score on the ACT kind of made me realize
that there might be more open doors …
Despite family support, good grades and enthusiastic teachers, Ben was cut-off from
cross-class actors who knew about elite recruitment networks. As such, his test scores
were the only mechanism available as a point of access. He reflected on how grateful
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he was that he paid attention to what seemed at first to be random college mailings,
mailings that in a harried moment he just might have thrown away.
Indeed, as Ben’s story suggests, place shaped elite network access in critical ways.
Those who grew up in global cities were the most likely to know teachers and mentors who were aware of elite college pipelines or recruitment networks. Some of
those teachers and mentors had accessed the same pipelines or networks themselves.
Students who grew up in remote areas were the least likely to get this guidance and
thus had the most precarious journey through the college selection and application
process. Indeed, a singular decision, like checking the right box on a college admissions’ test form, or not throwing away a mailing, was the reason some were able to
access an elite recruitment network. But even in these cases, family and local community support systems were there to push them along.
Discussion and Conclusion
Family served as the critical base on which our participants’ schooling success was
built. Beyond providing youth with their basic needs and security, parents instilled
inspiration and expectations rooted in the immigrant bargain. While this was essential, though, it was not enough. Youth also needed to be recognized by cross-class
actors in order to continue their ascent. Teachers played this role for the vast majority
of participants. With generous, individualized attention, they motivated students, validating the messaging that youth received from their parents, that education was key
to mobility. And they provided logistical and strategic guidance, sharing knowledge
about college options and helping students navigate the path to get there. In many
cases, teachers also informed students about pipeline programs. Youth who lacked
teacher or local school support spoke about other individuals in their community networks who made up for the deficit, confirming the importance of cross-class actors.
Participants who were connected by cross-class actors to elite pipeline programs
talked about them as life changing. In some cases, these programs provided the
opportunity for participants to attend private preparatory high schools in which they
attained the academic, cultural and social capital which helped secure their spot at
Amherst. More often, these programs connected youth with professional mentors
who had attended highly selective schools. At the very least, access to pipeline programs meant students got basic information about schools that had need-blind admissions policies. We found that those with pipeline support were the most prepared for
the college admissions process. We also found that most of those who had pipeline
support were from big cities.
It is therefore not surprising to us that the vast majority of high performing students
who apply to highly selective schools grow up in major metropolitan areas (Hoxby
and Avery 2012). Capital is concentrated in major cities, which attracts skilled professionals (Sassen 2008) who are often graduates of highly selective schools. These
professionals are the mentors who guided many of our participants. Similarly, many
of our city-based participants’ most supportive teachers were themselves graduates
of highly selective schools. Finally, we found that youth who grew up in global cities
were much more likely to have been exposed to other Latinxs who had left home to
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Qualitative Sociology
attend highly selective schools, than were those who grew up in secondary cities or
more remote areas. This exposure broadened their perspectives, ultimately making it
easier for them to leave home, and for their parents to let them leave.
Youth from more remote areas, on the other hand, often did not learn about elite
schools until they took their college placement tests or got high Advanced Placement
scores and started receiving information in the mail. These youth talked about how
grateful they were that they paid attention to these mailings. From them they learned
about recruitment programs in which elite schools paid for low-income students to
visit campus, thus plugging youth into the elite network. For these youth, the pathway to college lacked clear signposts, making the experience feel more uncertain and
luck-based.
There are clear policy implications of this research. Diversifying private, elite
higher education cannot be the sole answer to educational inequality; indeed, it is
only a small part. To be sure, public colleges and universities serve as mobility platforms for many more young people than do highly selective schools (Chetty et al.
2017). Yet public universities and community colleges typically do not have the high
endowments that characterize private, elite institutions, and thus they are not able to
offer the same kinds of need-blind aid or to put in place the same types of support
structures. This is to say that the landscape of higher education is inherently unequal,
and opportunities are place specific. I encourage private institutions to use whatever
influence they have to support robust funding for public higher education, from community colleges to major research universities; funding that has taken a hit over the
past decades.
But they could do even more than express solidarity. It would be a radical, but prudent and sensical move, for progressive, wealthy, private institutions, who can only
serve a minority of aspiring young people, to engage in public-private partnerships,
dedicating part of their endowments to supporting public higher education. Perhaps
they could focus on those institutions that are from the same state, region, or even
city. This would help democratize opportunities for mobility.
Institutions of higher education should also pay close attention to the intricate
formula that supports educational mobility. The youth in this study all thrived academically in high school, had family support, and had the social capital to alert them
to highly selective schools with need-blind policies. Only when family networks,
local school networks, and elite recruitment networks converged, was entry into a
highly selective college possible. In order to increase access to higher educational
opportunities, admissions teams must recognize these three tiers as operating concurrently. While pipeline programs remain excellent ways to identify high-performing
marginalized students, they tend to be centered in large urban areas, and thus should
not be the central focus of recruitment. The life stories Schmalzbauer collected suggest that highly selective schools must cast a much wider net if they want to attract
the best and brightest. Great efforts are underway at Amherst to broaden recruitment
to include rural, suburban and geographically isolated places that have traditionally
been off the radar of elite schools, and a lot of progress has been made. Yet more work
is needed, not just at Amherst but at other schools who share their mission of increasing access, requiring a major shift of resources to these efforts.
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Qualitative Sociology
For now, getting to an elite institution from an off the radar geographic place
remains difficult, a crap-shoot in some situations. For example, we were surprised
and dismayed to learn about the centrality of testing for youth in these contexts.
Whereas before this research we would have cheered the end of standardized admission exams because of the ways in which they benefit the most affluent – those who
are able to invest the time and money into learning how to test well (Lemann 1999)
– we are now ambivalent. Several participants in this study who are from remote
areas told Schmalzbauer that they were only able to access elite recruitment networks
because they performed well on these tests, and then started to get mailings from elite
schools. This is to say, until highly selective schools are able to broaden their recruitment reach into remote and rural areas, college entrance exams remain the only way
some students can access them. We would advise admissions teams to include this
finding in their discussions about the pros and cons of test optional admissions.
Ultimately, while we celebrate our participants’ educational mobility, we recognize
that it is built on the exclusion of those who cannot secure the right kinds of social
capital to move ahead. We therefore end with a call for research to further untangle
the complexities of educational mobility into the elite echelon. We caution that until
higher education is socially supported as a family and place-based endeavor, there
is the risk of new inequalities developing and the current inequitable system being
reproduced under the celebratory veil of diversity and inclusion.
Acknowledgements We would like to thank the youth and parents who shared their life histories with us
for this project. We would also like to thank Joanna Dreby for her feedback on an earlier draft of this article, and the anonymous reviewers from Qualitative Sociology for their helpful comments and suggestions.
Funding This research was funded by a Russell Sage Foundation Presidential Grant G-2005-23985, the
Amherst College Faculty Research Award Program, and the Gregory S. Call Student Intern Program at
Amherst College.
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Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under
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Leah Schmalzbauer Leah Schmalzbauer is Brian and Karen Conway ’80, P’18 Presidential Teaching Professor of Sociology and American Studies at Amherst College. She is the author of Striving and Surviving:
A Daily Life Analysis of Honduran Transnational Families (Routledge 2005), The Last Best Place? Gender, Family and Migration in the New West (Stanford University Press 2014), and co-author with Cecilia
Menjívar and Leisy Abrego of Immigrant Families (Polity 2016). She is currently working on a book about
Latinx youths’ experiences of educational mobility in the contexts of family and community.
Manuel Rodriguez Manuel Rodriguez is a doctoral student in the Sociology department at the University of Notre Dame, where he is also a Gaia Fellow in Latino Studies. He received his BA in Latinx and
Latin American Studies from Amherst College, where he wrote a senior honors thesis investigating how
Mexican-American students at Amherst College navigated their religious and ethnic identities throughout
their life cycles. His primary research interests are in the intersections of race & ethnicity, religion, politics,
and immigration.
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