Infancy, 15(2), 107–124, 2010
Copyright International Society on Infant Studies (ISIS)
ISSN: 1525-0008 print / 1532-7078 online
DOI: 10.1111/j.1532-7078.2009.00012.x
What Habituates in Infant Visual
Habituation? A Psychophysiological Analysis
John Colombo
Department of Psychology and Schiefelbusch Institute for Life Span Studies
University of Kansas
D. Jill Shaddy, Christa J. Anderson, Linzi J. Gibson,
and Otilia M. Blaga
Department of Psychology
University of Kansas
Kathleen N. Kannass
Department of Psychology
Loyola University of Chicago
Despite the use of visual habituation over the past half century, relatively little
is known about its underlying processes. We analyzed heart rate (HR) taken
simultaneous with looking during infant-controlled habituation sessions collected longitudinally at 4, 6, and 8 months of age with the goal of examining
how HR and HR-defined phases of attention change across habituation. There
were four major findings. First, the depth and topography of decelerations and
proportion of sustained attention (SA) did not vary across habituation at any
age, which suggested (in contrast to the tenets of comparator theory) the persistence of substantial cognitive activity at the end of visual habituation. Second, attention termination (AT) robustly declined across trials, suggesting
that, contrary to prior thinking, AT might be a sensitive indicant of visual
learning. Third, infants at all ages showed an HR increase (startle) to stimulus
onset on the first trial, the magnitude of which was associated with subsequent
delayed HR deceleration and less SA; thus, stimulus events affect processing
Correspondence should be sent to John Colombo, Department of Psychology, University
of Kansas, 1415 Jayhawk Boulevard, Lawrence, KS 66045. E-mail: colombo@ku.edu
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during trials. Finally, mean overall HR reliably increased across trials for all
ages. This last finding implies the need to distinguish between ‘‘phasic’’ HR
changes (e.g., decelerations during looks) and longer term ‘‘tonic’’ HR changes
(mean increases across trials) during habituation, and raises the question
of what processes the tonic increases might reflect within the habituation
paradigm.
Since its introduction as a nonverbal technique for the study of visual learning in the 1960s (Berkson & Fitzgerald, 1963), visual habituation has been
used as a technique for studying cognition and perception in infancy for over
50 years (Colombo & Mitchell, 2009). In this procedure, the infant’s visual
responses to a repetitive series of stimulus presentations are monitored.
Across these repetitive presentations, the duration of infants’ visual regard
of the stimulus (i.e., ‘‘looking’’) declines. The fact that the duration of looking recovers to a novel stimulus presented at the end of the repetitive series
(Pancratz & Cohen, 1970) rules out the possibility that the decline is attributable to sensory adaptation or fatigue. Thus, the decline in looking is generally considered to represent some form of learning; largely based on the
topography of a response decline, the phenomenon has been characterized as
a form of habituation (Rankin et al., 2009; Thompson & Spencer, 1966).
Despite its widespread use for nearly half a century, the processes that
contribute to visual habituation in infancy have never been well understood
(Colombo & Mitchell, 1988). There is no dearth of models for what processes
might govern, or contribute to, habituation (Groves & Thompson, 1970; Jeffrey, 1968; Kaplan & Werner, 1986; Malcuit, Pomerleau, & Lamarre, 1988;
Miller, Ryan, Sinnott, & Wilson, 1976; Schoner & Thelen, 2006). However, the
account of habituation that is most widely accepted for explaining the phenomenon in infancy is comparator theory (Sokolov, 1958, 1960). Comparator theory
formally posits that the magnitude of the ‘‘orienting reflex’’ (most commonly
operationalized as the duration of looking) declines as a function of the veracity
of the match between the external stimulus and its internal representation. Thus,
as repeated looks to an unchanging stimulus elicits looks of progressively
shorter duration, the infant is thought to be encoding that stimulus until a reasonably accurate memory (engram) has been formed.
Comparator theory generates a series of hypotheses about the processes
that go on as habituation progresses. For example, it seems logical to expect
that across habituation, as the internal representation becomes more accurately matched to the external stimulus, processing or cognitive demands
should progressively decrease. While such a hypothesis would be relatively
difficult to test behaviorally, a system for using heart rate (HR) as a
means for parsing looking into specific and dissociable phases of attention
WHAT HABITUATES IN INFANT VISUAL HABITUATION?
109
(Richards, 1985, 1987, 1989a, 1989b, 1997a) has been used for the last
two decades. Indeed, we have used this approach (Maikranz, Colombo,
Richman, & Frick, 2000) in studying some of the predictions concerning
habituation made by dual-process theory (Groves & Thompson, 1970;
Kaplan & Werner, 1986).
The system is based on the widely replicated finding that HR decelerates
during periods of infant attention (Graham & Clifton, 1966). However, this
deceleration typically does not overlap entirely with periods of attention;
for example, HR deceleration may occur some time after the initiation of a
look. Similarly, the HR may return to baseline levels or above before the
termination of a look. The decelerative phase has been characterized as
sustained attention (SA) (Richards, 1985), and substantial evidence suggests
that the period of deceleration reflects active cognitive processing
(Richards, 1997a, 1997b) and probably reflects the encoding that is presumed
to occur by the comparator model. Two other phases of attention have been
delineated, based on the topography of the deceleration (Richards & Casey,
1992). The phase that precedes the onset of the deceleration has been defined
as orienting (OR), and is thought to reflect basic processes involved in the
initiation of engagement with the stimulus. The phase that follows deceleration has been defined as attention termination (AT), and this phase has been
posited to reflect processes, such as disengagement and attention shifting
(Colombo, Richman, Shaddy, Greenhoot, & Maikranz, 2001).
Our recent conduct of a large-scale longitudinal study of visual habituation during the first year (Colombo, Shaddy, Richman, Maikranz, & Blaga,
2004) provides a unique opportunity to test such a prediction and to conduct
a fine-grained examination of the processes that occur during infant visual
habituation. Measurements of visual habituation were conducted using a
traditional behavioral paradigm, but with the addition of simultaneous HR
measurement that allowed the assessment of HR-defined phases of attention
and other HR changes across the sessions.
Based on the tenets of comparator theory, we began with two strong
predictions about changes in psychophysiological markers in habituation.
First, based on the presumption that cognitive load should decrease
with habituation, we hypothesized that HR decelerations would diminish
(i.e., become less strong and less sustained) as infants approached the
attainment of behavioral habituation. Second, given that the measurement
of SA has been standardized, and given that it has been determined that
the phase reflects active and engaged stimulus processing, we expected
that the proportion of time spent in SA would decrease as infants
approached the attainment of visual habituation. In addition, the synchronization of HR with stimulus and looking events allowed us to examine
whether there were other phenomena within the session protocol (e.g.,
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COLOMBO ET AL.
reactions to stimulus onsets) that might bear on infants’ performance in
the paradigm.
METHOD
Participants
The sample for these analyses was drawn from the Kansas Early Cognition
Project (Colombo et al., 2004). The entire longitudinal sample from that
project included 226 infants tested every month from 3 to 9 months on an
infant-controlled visual habituation protocol, augmented with simultaneous
HR measurement. From this database, we chose sessions from three ages: 4,
6, and 8 months because we felt that these three ages would provide a fairly
comprehensive representation of habituation across the first year (Colombo,
2001), while simultaneously allowing reducing the levels of the age factor to
be included in analyses of the HR data. In addition, these three ages represented the best set of successfully completed habituation sessions within the
database; the respective sample sizes were n = 208 for the 4-month-olds,
n = 200 for the 6-month-olds, and n = 191 for the 8-month-olds. This provided us maximum power in examining data within a repeated measures
(i.e., longitudinal) context.
Behavioral protocol
Testing set-up
For the habituation session, infants sat in a car seat, 1.0 m from a rearprojection screen in a darkened room. Color slides of children’s faces (all
faces showed positive affect, and were placed onto the same white background) were rear-projected (the slides subtended a visual angle of 25) and
visual behavior was coded by a ‘‘live’’ observer blinded to stimulus identity
from a video feed of the infant’s face. The video feeds were recorded for later
analysis of the reliability of the live codes; as is typical with this technique,
reliabilities for live coding were very high (+.95 > r > +.99).
Habituation parameters
Timing of looks, stimulus presentation, and calculation of habituation
data were automated, with all aspects controlled by a microcomputer in real
time. Valid looks were initiated by 1 sec of continuous looking at the
stimulus, and were terminated by 1 sec of continuous looking away from the
stimulus (Colombo & Horowitz, 1985). The habituation criterion was two
WHAT HABITUATES IN INFANT VISUAL HABITUATION?
111
consecutive looks at 50% of the longest previous look; a ‘‘floating-point’’
habituation criterion was used, such that long looks occurring later in the
sequence reset the criterion (Colombo & Mitchell, 1990). As expected, look
duration declined with age but the number of looks to habituation did not
vary significantly across ages (Colombo & Mitchell, 1990; Colombo et al.,
2004).
Heart rate measurement and data reduction
HR was collected using a BioPac (Santa Barbara, CA) data acquisition
system. Disposable electrodes were placed in a triangular configuration on
the infant’s chest and abdomen, amplified, and digitized at 250 Hz. The
BioPac software generates a graphical readout of the electrocardiogram
(EKG); time stamps for individual R-waves were detected by commercial
software that detected the r-wave using peak detection algorithms. This software detection was augmented by hand scoring of the EKG when necessary.
In addition, stimulus and looking events were recorded at the time of testing
and transmitted to the EKG record so that they could be combined with the
R-wave time stamps to produce a sequential text file.
This file was then analyzed with custom software to parse looking into
HR-defined phases of attention based on previously published criteria
(Richards, 1987). Briefly, a median was derived from each interstimulus
interval; this served as the prestimulus level, and it varied from trial to trial
(as we will report below, HR shows systemic changes across the session).
Once looking began, the occurrence of five consecutive beats below the
median triggered the classification of SA; beats prior to the onset of SA were
placed into the OR category. When HR subsequently rose above the median
during looking, this triggered the classification of beats into AT.
Further details on procedures, data reduction, normative analyses, and
prediction of later cognitive outcomes through later infancy are provided
elsewhere (Colombo et al., 2004).
ANALYSES AND RESULTS
Behavioral data during habituation
Habituation data from these three ages for the variables we are analyzing
are reported in Table 1. As expected, look duration declined across the
first three looks and to the habituation criterion. Look duration declined
across ages, with the predominant decline occurring from 4 to 6 months.
This pattern of outcome has been observed a number of times in previous
reports (Colombo & Mitchell, 1990).
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TABLE 1
Habituation Data for the Three Ages Analyzed for this Study
4 months
Habituation variable
Trials to criterion
Look 1 duration (sec)
Look 2 duration (sec)
Look 3 duration (sec)
Criterion look 1 duration (sec)
Criterion look 2 duration (sec)
6 months
8 months
M
SE
M
SE
M
SE
7.00
19.10
14.84
11.93
6.36
5.94
.24
1.67
1.51
1.17
.41
.47
6.73
16.47
9.85
9.06
4.56
4.23
.23
1.41
.81
.72
.26
.25
6.48
13.38
10.08
8.53
4.50
3.93
.20
.95
.77
.66
.31
.26
Analyses of stimulus onset
We first examined the HR change of infants at all ages in response to the
onset of the stimulus across the first three trials of the habituation session.
This was done by comparing the average HR from the 2-sec period immediately preceding the onset of the stimulus (the ‘‘prestimulus’’ period, which
constituted the intertrial interval) with the average of the interval after the
presentation of the stimulus, but prior to the onset of looking (the ‘‘post-onset’’ period that preceded the onset of looking). These data were subjected
to an Age (3) · Pre ⁄ Post Onset (2) · Trial (3) mixed model analysis, with all
factors as repeated measures. We observed a significant Trial · Pre ⁄ Post
Onset interaction, F(2, 3041.706) = 3.72, p = .024, as the direction of the
HR change across the Pre ⁄ Post Onset periods varied significantly across the
three trials tested. This interaction qualified significant main effects for Age,
F(2, 3113.592) = 354.75, p < .001 (HR reliably decreased with increasing
age) and Trial, F(2, 3041.706) = 22.060, p < .001 (HR reliably increased
from Trial 1 to Trial 3). In probing the interaction, we observed that there
was a significant increase in HR from the Pre to Post Onset periods on Trial
1 only (p = .021, d = .14).
With the observation of this result, we examined the length of the postonset period as a possible contributor to this effect. While the ‘‘pre-onset’’
interval is fixed at 2 sec, the post-onset period can vary. For 4-month-olds,
the post-onset length across the first three trials was 7.46, 4.86, and 3.47 sec,
respectively; these values varied significantly, F(2, 199) = 4.67, p = .01,
g2 = .045, due to the longer post-onset period on Trial 1. Post-onset values
for 6 months (1.02, 1.17, and 1.93 sec) and 8 months (.99, 1.02, and
1.13 sec) did not vary significantly across trials. Even though the observed
effect was constant across ages, we were concerned that the longer post-onsets observed on Trial 1 for the 4-month-olds might contribute to the effect.
Thus, we analyzed the pre–post change in the 4-month-olds controlling for
WHAT HABITUATES IN INFANT VISUAL HABITUATION?
113
post-onset length; with this factor controlled, the pre–post effect remained
significant, F(1, 195) = 22.11, p < .001, g2 = .109. Thus, the increase in
HR on Trial 1 was not an artifact of the longer post-onset intervals at
4 months.
The absence of any other significant higher order interactions indicates
that this effect was constant across ages. As the HR increase on Trial 1 does
not appear to be artifactual, we are inclined to interpret this result as a mild
‘‘startle’’ response to the onset of the stimulus, perhaps attributable to the
appearance of a relatively brightly lit stimulus in the darkened testing room.
Given that this startle was present for only Trial 1, we also conclude that this
startle habituated immediately. Figure 1 shows the means for the pre-onset
and post-onset HRs across the first three trials, collapsed across all ages.
Owing to the notion from dual process theory (Kaplan & Werner, 1986)
that such a response might affect orienting or some other aspect of later
behavior, we examined correlations between the degree of HR increase seen
prior to looking on Trial 1 with the length of the first look and subsequent
looks during habituation. At none of the ages did these associations attain
statistical significance. However, we did find that, at all three ages, the presence and intensity of this HR increase affected HR-defined phases during
the first look. The correlations between the difference in HR from the preto poststimulus onset periods are presented in Table 2 and show that, across
all ages, the greater the HR increase to the stimulus onset, the higher the
proportion of looking spent in OR, and the lesser the proportion of looking
spent in SA. The nature of the association of this startle with AT varied with
age; at 4 months, the startle marginally predicted more AT, at 6 months it
was not significant either way, and at 8 months it significantly predicted
less AT.
Figure 1 Infants’ heart rate (HR) responses to stimulus onset on Trials 1–3 during
habituation. Significant HR acceleration to stimulus onset occurs on Trial 1.
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TABLE 2
Correlations Between Size of Startle (HR Increase to Stimulus Onset) and Proportion of HRDefined Phases of Attention on First Trial
Proportion of time in
Age
4 months
6 months
8 months
Overall
Orienting
Sustained attention
Attention termination
.284**
.404***
.486***
.414***
).404***
).397***
).414***
).436***
.124a
).042
).209**
.010
Note. ap < .10, **p < .01, ***p < .001.
These findings are consistent with the interpretation that the HR increase
(startle) to stimulus onset interferes with subsequent cognitive activity during looking. It may also reflect the fact that the elevated HR as a result of
the stimulus onset simply increases the latency of the infant’s HR deceleration during looking; this would also theoretically produce more OR and
less AT.
Heart rate during looking
As look lengths varied across habituation, the analysis of the HR responses
during looking was somewhat difficult to capture in a single approach. As a
result, we addressed this in two ways.
Analyses of modeled heart rate curves during looking
The first approach was to use regression-based models of HR responses
for each age and look. These models fit all of the available data, and provided a complete description of the HR profiles within looks, although they
did not readily lend themselves to direct comparisons. Figure 2 shows the
beat-by-beat HR within each of the five looks analyzed for the three age
groups involved.
We fit linear and quadratic terms to the raw (i.e., beat-by-beat) HRs for
looks 1–3 and both criterion looks at each age. If, as we hypothesized, decelerations were to become less prominent with habituation, we would expect
to see linear weights for the modeled curves start out strongly negative and
then move toward zero (i.e., the HR profile move toward showing no change
within looks later in the habituation sequence), and that the values of the
quadratic weights for the modeled curves should decrease (i.e., the HR
profile becoming increasingly ‘‘flatter’’ as decelerations decreased in depth
WHAT HABITUATES IN INFANT VISUAL HABITUATION?
115
Figure 2 Beat-by-beat plots for infants’ heart rate within habituation looks, adjusted
for the mean length of each look reported in Table 1. ‘‘L’’ signifies precriterion looks,
‘‘C’’ signifies criterion looks. The zero point is the poststimulus period prior to the onset
of looking.
and duration). The results of this modeling are presented in Table 3; linear
and quadratic components that represent significant deviations from zero
(i.e., which account for statistically significant amounts of variance in the
HR change during the look) are asterisked. Also represented in Table 3 are
the intercepts for HR across the trials; these values again show base HR
increasing linearly across habituation by about 5 beats per minute on
average from the first look to the last criterion look.
TABLE 3
Intercepts (Constant) and Standardized Coefficients (b) for Linear and Quadratic Components for Heart Beats Within Looks During Habituation at 4, 6, and 8 Months
4 months
6 months
8 months
Look Constant Linear Quadratic Constant Linear Quadratic Constant Linear Quadratic
1
2
3
Crit 1
Crit 2
145.36
147.45
148.89
150.20
150.74
).349***
).192**
).207**
).226**
).190**
.434***
.203**
.258**
.215***
.183**
138.27
139.01
139.83
141.48
142.54
).234**
).175**
).160*
).296***
).250***
.179**
.165**
.183**
.324***
.210*
135.23
135.96
137.74
140.64
140.82
).272***
).106
).057
).228***
).159***
.313***
.151**
.162**
.198**
.210**
Notes. *p < .05, **p < .01, ***p < .001. ‘‘Crit’’ refers to criterion look. Linear and
quadratic terms entered into the regression simultaneously; p-values are derived from tests of
regression components in each model.
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COLOMBO ET AL.
Across all ages and across all looks analyzed, the modeled curves yielded
significant, or nearly significant, linear and quadratic components. The linear components of looks 2 and 3 at 8 months approached (but did not
achieve) conventional levels of statistical significance; on the other hand, the
absolute value of curvilinear components actually increased across the sessions irrespective of age, and attained statistical significance at all points
tested. Taken together, these results imply continued and strong decelerations across the habituation session, which is at odds with the predictions of
comparator theory. Direct tests of this are featured in the next section.
Analysis of studentized epochs
Along with modeling all the available data as described above, we used a
more constrained but also more manageable approach to the problem of
analyzing HR sequences of different lengths. Here, to conduct direct lookby-look comparisons, we studentized HRs for each look into five epochs;
that is, we standardized each look so that any epoch represented 20% of the
entire look duration. The value for each epoch was the average HR for that
one fifth of the look. This practice reduced the number of points per look to
five, and in so doing, allowed for the application of more straightforward
inferential analyses.
We then sought to determine whether the nature of HR decelerations
were from the first three looks in the habituation sequence from those
observed in criterion looks at the attainment of habituation. We subjected
the studentized HRs to another mixed model analysis, this time with factors
of Age (3) · Trial (5) · Epoch (5), where the Trials factor included the first
three two looks in the habituation sequence and the two criterion looks.
The analysis yielded significant main effects for Age, F(2,
989.99) = 38.71, p < .001, g2 = .061, owing to the decrease in infants’
HRs across the ages tested, for Trial, F(4, 7475.05) = 17.90, p < .001,
g2 = .017, reflecting the consistent finding here that infants’ HRs increased
across looks, and for Epoch, F(4, 10,937.83) = 46.41, p < .001, g2 = .002,
again attributable to infants’ HRs decelerating across epochs within looks.
No interaction attained statistical significance. The main effects are evident
in the plot of the studentized data shown in Figure 3.
Given the predictions generated by the comparator model, we strongly
expected the presence of a significant Epoch · Look interaction in this analysis. The absence of this (or any other) significant interactions was theoretically remarkable, as it suggested that, although the mean HR changed as a
function of both age and habituation trial, the form and depth of the deceleration did not vary as a function of the look in the habituation sequence.
That is, as infants presumably ‘‘learned’’ the stimulus across habituation,
WHAT HABITUATES IN INFANT VISUAL HABITUATION?
117
Figure 3 Studentized heart rate profiles during habituation; each unit on the abscissa
represents 20% of the infant’s look. Notations are as in Figure 2, and the first point is
the poststimulus period prior to the onset of looking.
decelerations did not appreciably change across trials and were, in fact,
statistically equivalent.
Heart rate–defined phases of attention
The last set of analyses involved tests for changes in HR-defined phases
of attention across habituation. We analyzed the proportion of time infants
spent in OR, SA, and AT during looking as a function of the first three trials
of habituation and the last two criterion looks.
The results of analyses are shown in Table 4 below; the F-values and
effect sizes (g2) reported at the bottom of the table represent the results of
separate repeated measure multivariate analyses of variance (MANOVAs)
conducted on each HR-defined phase across the first three looks and the
two criterion looks.
AT consistently declines across habituation trials; this is evident in significant and robust effects at all three ages. There are no changes in OR or SA
up to 6 months of age, but at 8 months of age, there is a trend for the proportion of SA to decline (p = .055) across the habituation trials at
8 months. It is not clear whether this is artifactual or attributable to some
underlying cognitive mechanism. The case for artifact rests on the very brief
nature of looking at 8 months; look durations at that age are normatively
short, and as infants proceed through the habituation sequence, they
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TABLE 4
Means for the Proportions of Time Looking Spent in OR, SA, and AT Across the First Three
Habituation Looks and the Two Criterion Looks for the Three Age Groups Included in This
Study
4 months
Look
1
2
3
Crit 1
Crit 2
F-ratio
p-value
g2
6 months
8 months
OR
SA
AT
OR
SA
AT
OR
SA
AT
.213
.241
.303
.291
.313
1.45
ns
.038
.574
.585
.542
.610
.602
.87
ns
.005
.213
.175
.154
.099
.084
21.44
<.001
.352
.232
.291
.313
.360
.344
1.53
ns
.011
.569
.567
.540
.543
.564
.64
ns
.005
.199
.141
.146
.096
.093
15.29
<.001
.288
.237
.349
.310
.312
.378
1.54
ns
.044
.602
.518
.541
.582
.517
2.37
.055
.064
.160
.133
.150
.107
.105
12.87
<.001
.256
Note. The F-ratios and p-values reported in the table are from within-subject univariate
ANOVAs conducted on each of the phases across the habituation trials shown.
become even shorter. SA may not be possible during the shortest of looks,
given that it is defined by the attainment of five consecutive beats below the
prestimulus median. As the criterion looks for 8-month-olds are quite short,
this may contribute to the apparent decline in SA.
DISCUSSION
The simultaneous use of HR and behavioral indices of attention has been used
for nearly two decades and has provided great advances to our understanding
of the cognitive processes that occur in early development (Colombo, 2002;
Richards, 1998). However, we are unaware of any other attempt to use this
method to elucidate what goes on during visual habituation. It should be
noted that these results were obtained with faces; although studies comparing
face and nonface stimuli have generally observed constant developmental
courses for looking (Courage, Reynolds, & Richards, 2006), it remains to be
determined whether these results will hold for other types of stimuli.
The analyses described here reveal four basic findings about visual
habituation that are new to the field, and which have both theoretical and
practical implications for future research.
Heart rate decelerations across habituation
The fundamental tenets of comparator theory hold that the magnitude of
the response in habituation declines as an organism acquires an internal
WHAT HABITUATES IN INFANT VISUAL HABITUATION?
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representation of a novel stimulus. Given that past research has linked the
processing of the stimulus to HR decelerations within looks in human
infants, we expected that HR decelerations would decline in their depth
and extent with looking across habituation. Three separate analyses conducted in this study failed to support this expectation. Modeling analyses
of the raw HR changes within looks showed strong persistence of the quadratic component from the start of habituation through the attainment of
the criterion looks. Analysis of data collapsed into equivalent studentized
bins showed the same thing. Finally, analyses of the proportion of looking
spent in HR deceleration (SA) show no appreciable change across habituation. This finding implies that either HR decelerations are not as indicative
of cognitive engagement as the literature suggests, or substantial cognitive
activity persists through the end of habituation. Given the preponderance
of evidence linking HR decelerative phases with processing, the latter of
these alternatives appears to be far more likely. That is, our analysis indicates that infants are engaged in active cognitive processing of the visual
stimulus even at the attainment of visual habituation. If this is the case, it
begs the question of whether the attainment of the habituation criterion
accurately represents the infant’s complete processing of the familiar
stimulus. This is a question with broad implications that can not be
addressed adequately with the current data set and must be a topic for
future consideration.
Attention termination and habituation
A second major finding was that, across all ages, the proportion of time
spent in AT robustly decreased across habituation. Recall that AT is the
maintenance of looking after the HR deceleration that has been long
thought to reflect that cognitive activity during infant looking has dissipated
(Richards, 1989b). To this point, AT has been characterized as a measure of
the disengagement of attention (Colombo et al., 2001; Frick, Colombo, &
Saxon, 1999), thought by at least some scientists to reflect a basic attentional
function mediated by posterior (parietal) structures (Posner & Petersen,
1990). Within this framework, then, the release of attention is facilitated
in habituation, presumably as a function of increasing familiarity with a
stimulus.
This finding is, to some degree, at odds with the contention that AT does
not involve substantial cognitive activity (Richards & Casey, 1992). At the
very least, this suggests that AT is affected by the cognitive processes
involved in encoding or comparison. Given that the reduction in AT
across habituation means that looking behavior and its concomitant HR
response are becoming more synchronized, it does not seem unreasonable to
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characterize this change as increased somatic coupling or integration (Byrne
& Miller, 1988; Byrne & Smith-Martel, 1987) across habituation. Any further discussion about the mechanisms through which this effect is mediated
at this point would be speculative, but the source of this phenomenon is
worth the study, given that a developmental course that features the decline
in AT across ages is associated with better long-term outcomes (Colombo
et al., 2004, 2009).
Stimulus onset startle
The third major finding here concerns fairly robust evidence for the existence of a startle response (in the form of an HR increase) to stimulus onsets
on the first trial of the habituation protocol. This response is presumably
attributable to the abrupt appearance of the stimulus in the visual field (if
the infant is looking at the screen at stimulus onset), or an obvious change
in ambient lighting in the darkened booth that was produced by the stimulus’ appearance (if the infant was looking elsewhere). This phenomenon was
evident and statistically equivalent at each age tested, and independent of
age and any the length of the stimulus onset period. Furthermore, the
response habituated immediately; it was not statistically evident on any
other trials but the first one.
Our data suggest that although this response was short-lived, it did have
effects on the distribution of HR-defined phases of attention on the trial on
which it occurred. Based on the observation that larger magnitude responses
were associated with more OR and less SA on the first trial (its effects on AT
were equivocal and varied across ages), it appears that the presence of this
response delayed and impaired HR deceleration on that trial, perhaps interfering with processing. It would be useful to know whether such responses
occur within individual infants elsewhere in habituation, and whether they
impede processing more broadly. The finding may also relate to observations of the contributions of sensitization to habituation and infant cognition (Colombo, Frick, & Gorman, 1997; Kaplan & Werner, 1986; Maikranz
et al., 2000).
Tonic heart rate changes across habituation
Finally, HR was observed to increase across habituation trials. This was
evident in the intercepts for the modeled curves, mixed model analyses of
studentized HR intervals, and plots of raw HR data for all age groups. The
same observation of increased HR within testing sessions has been reported
in two other papers from our laboratory (Blaga & Colombo, 2006; Maikranz
et al., 2000).
WHAT HABITUATES IN INFANT VISUAL HABITUATION?
121
Clearly, phasic HR decreases (i.e., stimulus-based decelerations, presumably a concomitant of attention or orienting) are considered to reflect
increased cognitive engagement and processing in human infants (Graham
& Clifton, 1966). In the adult literature, phasic HR increases have been
linked to increased cognitive load (Kennedy & Scholey, 2000). The source of
these longer term tonic increases in infant HR over the course of habituation, however, is unclear.
It can be argued that this increase in HR might be attributed to
increased motor activity across in the sessions. HR increases with physical
activity that makes metabolic demands, and some researchers have
reported correlations between HR increases and motor activity (Byrne &
Miller, 1988; Byrne & Smith-Martel, 1987; Gregg, Clifton, & Haith, 1976).
However, other recent papers suggest that controlled or small movements
that occur during attentional tasks may not produce appreciable increases
in HR (O’Sullivan & Berthier, 2003; Porges et al., 2007). One study of
motor activity and HR in habituation (Anderson, Rawlings, & Colombo,
2007) also reported equivocal findings with respect to the relation between
movements and HR. Given that infants’ activity was restricted by placement in a car seat, the role of such movements in this change within sessions remains uncertain and should be the topic of future investigation. It
may be that these longer term, tonic responses indicate some change
related to learning and cognition. This, too, remains as a topic for future
study.
CLOSING COMMENTS
For many years, visual habituation has been regarded as a tool through
which other aspects of infant cognition might be accessed, and with a
few exceptions, has not been the topic of study as an indicator of learning per se (Colombo & Mitchell, 2009). The current analyses address
some gaps in our understanding of visual habituation in infants during
the first year of life, and highlights the notion that the habituation paradigm is a rich source of information, and that critical questions still
remain to be answered about the many and varied processes that it
reflects. In answering the question of what habituates in infant habituation, the data provide some surprising answers: a stimulus onset–related
HR increase and the HR-defined phase of AT. Overall HR also increased
across trials. Also surprising is what does not habituate: the nature and
depth of HR decelerations. The findings point up the importance of
researching behavioral phenomena with concomitant measures at different
levels of analysis.
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COLOMBO ET AL.
ACKNOWLEDGMENTS
This research was supported by NIH grant R01-HD35903 to JC. Preparation of the manuscript was supported by the University of Kansas Intellectual and Developmental Disabilities Research Center (P30 HD002528), and
the University of Kansas Center for Biobehavioral Neurosciences in Communication Disorders (P30 DC005803). Its contents are solely the responsibility of the authors and do not necessarily represent the views of these
sponsoring agencies.
These results were presented at the International Conference on Infant
Studies in Vancouver, British Columbia, Canada, in April 2008.
We are grateful to the 417 families that participated in this research. We
also acknowledge the contributions of W. Allen Richman and Julie Maikranz
to this project, and the suggestions of John Richards, Mary Courage, Greg
Reynolds, and Les Cohen.
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