CLASSIC WRITINGS FOR
A PHENOMENOLOGY
OF PRACTICE
Michael van Manen and Max van Manen
CONTENTS
Preface
Acknowledgements
1 Doing Phenomenology
ix
xi
1
2 Jan H. van den Berg
25
3 The Conversation: [Het Gesprek, 1953]
31
4 Descant on “The Conversation”
47
5 Frederik J.J. Buytendijk
53
6 The First Smile of the Child: [De Eerste Glimlach van
het Kind, 1947]
60
7 Descant on “The First Smile of the Child”
73
8 The Experience of Compulsiveness: [De Doorleefde
Dwang, 1970]
77
9 Descant on “The Experience of Compulsiveness”
90
10 Martinus J. Langeveld
94
viii Contents
11 The “Secret Place” in the Life of the Child: [De
“Geheime Plaats” in het Leven van het Kind, 1953/1967]
102
12 Descant on “The ‘Secret Place’ in the Life of the Child”
120
13 The Thing in the World of the Child: [Das Ding in der
Welt des Kindes, 1956]
126
14 Descant on “The Thing in the World of the Child”
135
15 Johannes Linschoten
141
16 On Humour: [Over de Humor, 1951]
146
17 Descant on “On Humour”
179
Index
186
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DOING PHENOMENOLOGY
Words constitute the ultimate texture and stuff of our moral being, since they
are the most refined and delicate and detailed, as well as the most universally
used and understood, of the symbolisms whereby we express ourselves into
existence. We became spiritual animals when we became verbal animals . . .
Both art and philosophy constantly recreate themselves by returning to the
deep and obvious and ordinary things of human existence and making there a
place for cool speech and wit and serious unforced reflection.
Iris Murdoch (1999, pp. 241, 242)
This book offers translations of six classic writings that exemplify doing phenomenology directly on phenomena. The writings belong to a unique phenomenological movement, historically associated with the University of Utrecht. They
were originally created by proponents of the fields of psychiatry ( Jan H. van
den Berg, 1953, 1959, 1972), physiology (Frederik J.J. Buytendijk, 1947, 1970a,
1970b), pedagogy (Martinus J. Langeveld, 1953, 1956, 1972), and psychology
( Johannes Linschoten, 1951, 1953, 1987). The selected and professionally situated
phenomena (as reflected in the titles of these essays) are explicated in a phenomenological manner. The writings are examples of what Herbert Spiegelberg later
called “doing phenomenology on the phenomena” (1975). To be clear, these are
not technical texts by philosophers writing about abstract, theoretical, or exegetical issues. Rather, the authors practised phenomenology in the quotidian sense
of doing phenomenology on “the things.” Historically, this development came to
be known as “the Utrecht School” or “the Dutch School” of phenomenology
even though some of the authors were German or wrote in French or other languages. In hindsight, this Utrecht School of phenomenology may be considered
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Doing Phenomenology
an original contribution to the international formation of a phenomenology of
practice in the professions (see also Levering & van Manen, 2002).
We call the phenomenological texts in this book “classic” not only because
the majority date from the period of the 1930s to the 1960s, but also because
they were inspired by the foundational works of leading phenomenologists
such as Franz Brentano, Edmund Husserl, Martin Heidegger, Edith Stein, Max
Scheler, Helmuth Plessner, and especially the French phenomenological writings of Jean-Paul Sartre, Simone de Beauvoir, Albert Camus, Maurice MerleauPonty, Eugène Minkowski, Georges Gusdorf, and other writings that had been
published in the wake of Husserl’s and Heidegger’s foundational works. However,
even today these classic writings by the Utrecht School proponents tend to be
overlooked or misrepresented by those who write on the basics of phenomenology. Of course, the texts were not written to be read only by philosophers.
They were meant to be of value to educators, clinicians, and other professionals
concerned with the experiences of children and adults. The work of the authors
of these classic writings is unique in that it speaks to the practice of doing phenomenological research for the purpose of better understanding aspects of professional practice as well as ordinary life phenomena and events.
The first mention of “the Utrecht School” is probably on the back cover
of Persoon en Wereld [Person and World] (1953) edited by van den Berg and Linschoten. They stated, “one could say that in the fifties at Utrecht University, a
phenomenological school had emerged under the leadership of F.J.J. Buytendijk.”
That is likely when and where the title “the Utrecht School” of phenomenology
was coined. Van den Berg and Linschoten further declared programmatically that
the phenomenologist resolves to stay as close as possible to the ordinary events of
everyday life (1953). Indeed, these phenomenologists were driven by a professional and a quotidian interest in ordinary life topics, even as these topics often
were born in the contexts of professional practices. That is why we now may call
this approach a phenomenology of practice (van Manen, 2014).
The various figures who have commonly been considered to belong to the
Utrecht School did not really form a close-knit group. It would be an exaggeration to refer to them as “members” of a school. What they had in common was
that they were not professional philosophers but rather professional practitioners
who had developed deep and personal interests in philosophical phenomenological works as well as in the broader French and German existential literature
of Albert Camus, Jean-Paul Sartre, Marcel Proust, Herman Hesse, André Gide,
Fyodor Dostoevsky, Soren Kierkegaard, and so forth. As Spiegelberg said, they
were “a group of thinkers on the move” and thus constituted some sort of movement (1983, p. 295). At the time, these scholars usually did not even refer to
themselves as members of the Utrecht School. And some were associated with
other universities such as those found in Leiden, Amsterdam, Groningen, and
Göttingen. But in hindsight, the name “the Utrecht School” became an identifier
of this tradition.
Doing Phenomenology 3
In this opening chapter we show that the classic writings demonstrate a way
of “doing phenomenology” on ordinary lifeworld topics arising from professional
and clinical practice and ordinary life concerns. This attention to the “lifeworld”
differs from technical philosophical theory in that it does phenomenology directly
on the “phenomena” or on the “things” themselves. We show that and how these
research studies are guided by the “phenomenological attitude” (shaped by the
epoché and the reduction) to arrive at meaningful insights. And we show that this
lifeworld phenomenology is rooted in concrete experience, and proceeds through
“examples” that speak to so-called originary or inceptual dimensions of phenomenological knowledge and understanding.
Classic Writings in the Context of a Phenomenology
of the Lifeworld
Nowadays, philosophers of various cloths and human science scholars of different
disciplines pursue all kinds of topics and projects as reflected in the phenomenological, philosophical, and human science literature, and many of these are
published under the flag of “phenomenology.” Even though it is a simplification,
it may still be helpful to distinguish some order in these publications. In introducing a collection of phenomenological texts of the Utrecht School, Joseph Kockelmans distinguished three common streams of phenomenological publications:
Over the past decades many books and essays have been written on phenomenology. Some of these publications are historical in character and
were designed to give the reader an idea of the origin, meaning, and function of phenomenology and its most important trends. Others are theoretical in nature and were written to give the reader an insight into the ways in
which various authors conceive of phenomenology and how they attempt
to justify their views in light of the philosophical assumptions underlying their conceptions. Finally, there are a great number of publications in
which the authors do not talk about phenomenology, but rather try to
do what was described as possible and necessary in the first two kinds of
publications.
(1987, p. vii)
The first stream of publications is the most original, of historical relevance, and
probably the most challenging. Such writings address, advance, and deepen the
original idea of phenomenology. Indeed, Husserl’s and Heidegger’s works are
probably among the more challenging to read and comprehend. Still, for those
seriously interested in phenomenology, their writings offer fundamental insights
that appear inexhaustible in their philosophical significance. Husserl’s works
(1970a, 1970b, 1983) gave us the method of the reduction that must establish the
phenomenological attitude; the mode of intentionality of consciousness that allows
4
Doing Phenomenology
the things of the world to give themselves as phenomena; the epoché that involves
the suspension of the natural attitude in favour of the transcendental reduction, the
lifeworld as the source of our lived experiences, and the means of bracketing to assist in
identifying eidetic aspects of phenomena. Heidegger’s works (1962, 1977, 1982,
2001) gave us the focus on the Being of being; human ontology as Dasein; the
characterization of phenomenological method as to let that which shows itself
be seen from itself in the very way in which it shows itself from itself; his notions
of zuhanden and vorhanden; and his writings on technology whereby technology is
not to be understood instrumentally but as the explication of the general comportment by which technology may shape our existential ways of being. And,
of course, there are other early and subsequent phenomenological publications
that offer founding phenomenological ideas, such as in the writings of JeanPaul Sartre (1956, 1991), Maurice Merleau-Ponty (1962), Max Scheler (1970),
Emmanuel Levinas (1979, 1981), and more contemporary originary works of
thinkers such as Jean-Luc Nancy (1997, 2007), Jacques Derrida (1995), Michel
Henry (2008, 2009) and Jean-Luc Marion (1997, 2007) (see van Manen, 2014).
These works are indeed recognized as brilliant, original, and pathbreaking texts.
As for the second stream that Kockelmans distinguishes, there is the broad
scholarly literature that continues to address and explore technical, historical,
and theoretical issues of phenomenology. These are publications that tend to
take up in an exegetical, critical, and philosophical manner the arguments and
positions of other philosophers and scholars of phenomenology. This literature
is enormously variegated and extensive, sometimes offering interesting comparative studies and probing thought-provoking topics, and other times texts that are
steeped in “language” and only of interest and readable by other philosophers.
The etymology of the term “exegesis” borrows from Latin and Greek, meaning
exposition, narrative, and explanation. Exegetical phenomenology tends to be
meta-phenomenology. The general style of these publications is that they offer
explanations of, theories about, comments on, and introductions to other published
phenomenological works, topics, and concerns that tend to be technical and/or
historical in a philosophical phenomenological sense. These phenomenological
publications also include numerous texts from a philosophical psychological or
other disciplinary perspective.
Kockelmans’ third stream of phenomenological literature is neither primarily presenting new phenomenological foundations nor presenting arguments or
developing theories about phenomenology and technical philosophical issues and
themes. Rather, the third stream is composed of phenomenological texts, such
as the Utrecht works, that actually practise or do phenomenology on concrete
topics of the lifeworld. They try to do, as Kockelmans says, what was described as
possible and necessary in the foundational and theoretical forms of phenomenology. They “do” what the works of the two streams of founding originators and
subsequent commentators are suggesting or implying is the possible and necessary task of phenomenology. Developing phenomenological insights into human
Doing Phenomenology 5
existence may even be considered the original and primary task of phenomenology. In the contemporary phenomenological literature, these are phenomenological studies of topics that may be of interest and relevance to everyday life and to
the working lives of professional practitioners. For example, in philosophy there
are publications such as The Glance by Edward Casey (2007), Abuses by Alphonso
Lingis (2001), The Thinking Hand by Juhani Pallasma (2009), The Erotic Phenomenon by Jean-Luc Marion (2007), The Fall of Sleep by Jean-Luc Nancy (2007), and
The Five Senses of Veils, Boxes, Tables, Visit, Joy by Michel Serres (2008), and others
that offer surprising and fascinating phenomenological insights into the meaning
of concrete everyday human experiences and lifeworld events. Of course, in addition one might distinguish publications that seem to comprise foundational and
exegetical literature. For example, a text such as Derrida’s On Touching—Jean-Luc
Nancy (2005), is a genre of phenomenological philosophical thinking that transposes the apparent exegetical style of interpreting Jean-Luc Nancy’s texts to a
level of originality and fascination that does not only clarify but that (re)invents.
This book, Classic Writings for a Phenomenology of Practice, is primarily concerned
with this third stream of a phenomenological lifeworld practice. The Utrecht
studies were probably among the first to focus on the practice of actually doing
phenomenology on mostly ordinary phenomena of everyday and professional
life, as van den Berg and Linschoten indicated. We believe that these writings are
challenging and demanding, not only because of their scholarly resourcefulness,
but also because of the required talents for perceptive phenomenological insights
of these early leading proponents. Readers may benefit from these classic examples for their own interests and for gaining an understanding of these features of
insightful inquiry for their own possible phenomenological projects.
Of course, the reader may wonder how this book, Classic Writings for a Phenomenology of Practice, fits into the various streams as identified by Kockelmans.
We do not see ourselves performing exegesis on technical philosophical positions
and arguments. This book is about the puzzling process of aiming to let phenomenological meanings of the topics of these featured classic phenomenological texts
appear into view, hopefully helping us to gain a sense of how phenomenological
inquiry and research may be pursued and practised when performed directly on
the phenomena and the things. We discuss and reflect on methodological ideas,
such as the phenomenological attitude and example, that are crucial for phenomenological inquiry and research while doing so in a manner that shows phenomenologically how phenomenology is done (rather than abstractly theorize about
phenomenological themes).
We selected these essays for their variety of subject matter as well as the differing ways the authors engaged a phenomenological method. We aim to show that
these authors and essays were driven by the phenomenological attitude. “Phenomenology is a method; it could be called an attitude,” said van den Berg (1972,
p. 77). But in what sense could it be called a phenomenological attitude? We
aim to show that this attitude consists of a certain way of seeing, thinking, and
6
Doing Phenomenology
expressing; and that it is a phenomenological attitude because it rests on the epoché and the reduction aimed at eidetic (essential) and inceptual insights into the
phenomena and events of our existential lifeworld. The authors van den Berg,
Buytendijk, Langeveld, and Linschoten engaged concrete and fictional experiences, pursued core meanings of a phenomenon, traced etymological origins,
conversed with phenomenological insights, and so forth (see van Manen, 2014).
However, we are inclined to believe that such “methods” should not be regarded
as prescriptive series of steps. It is too tempting to regard technical steps as a sure
promise towards productive phenomenological findings or insights. We think that
the authors of these six essays did not lean on a procedural program but rather that
they let themselves be guided by the phenomenological attitude. In this book,
we address the methodological meaning of this attitude. We include our tentative
descanting reflections on each of these essays and leave it to the reader to decide
how they would otherwise interpret the implicit approaches used by the authors.
Doing Phenomenology on the “Phenomena”
and the “Things”
Herbert Spiegelberg, the encyclopedic scholar who wrote the authoritative international study entitled The Phenomenological Movement, A Historical Introduction
(1960), initially scarcely mentioned the early Utrecht School initiatives in his
accounts of phenomenological developments. In this two-volume work, he only
included the contributions of professional academic philosophers. And none of
the Utrecht proponents started out as philosophers. But in his 1972 book, Phenomenology in Psychology and Psychiatry, Spiegelberg dedicates an extensive chapter
to Frederik J.J. Buytendijk. He described Buytendijk as the “central pioneer” of
the Utrecht School movement (p. 281). Buytendijk was a medically trained physician with a research interest in physiology. He received university appointments
in medicine, physiology, and psychology as he gained an international reputation
for his academic and clinical scholarship. Buytendijk was indeed a major proponent alongside the pedagogue Langeveld, the psychiatrist van den Berg, and the
psychologist Linschoten who are included in the present collection.
Spiegelberg had become famous for his encyclopedic presentations of phenomenological developments around the world. But by 1975, he had apparently
become dissatisfied with the way that phenomenology was progressing and practised in philosophy. Fifteen years after the first edition of his authoritative The
Phenomenological Movement, Spiegelberg published Doing Phenomenology: Essays
On and In Phenomenology, in which he decried “the relative sterility in phenomenological philosophy . . . especially in comparison with what happened in such
countries as France and The Netherlands” (1975, p. 25). He proposed that what
was needed is “a revival of the spirit of doing phenomenology directly on the
phenomena, the ‘things,’” and he spoke nostalgically of “the spirit which permeated the first generation of phenomenologists.” Spiegelberg asked, “What
Doing Phenomenology 7
can be done to reawaken [this spirit] in a very different setting?” (p. 25). He
advocated a reorientation of “doing phenomenology on the phenomena themselves” (p. xiv), and he urged “a fresh approach directly to the phenomena in
opposition to mere meta-phenomenology through textual and historical studies”
(pp. 24, 25). Although Spiegelberg spoke somewhat dismissively of “mere metaphenomenology through textual and historical studies,” there is, of course, no
reason to discourage such meta-phenomenological studies, except to say that
when phenomenology is practised primarily at a meta-level, then the concrete
and existential levels of phenomenology, as presented in this volume, may become
neglected and devalued.
Ironically, by the time Spiegelberg pointed at these developments most of
the leading figures had retired in the Netherlands, and by the mid-1970s, these
phenomenological initiatives had eroded under the pressure of behavioural and
empirical analytic science influences from the United Kingdom and the United
States. It is quite remarkable that the philosopher Herbert Spiegelberg initially
ignored phenomenological initiatives by scholars who were not professional philosophers themselves, but later deliberately turned towards scholars in professional
fields (rather than to professional philosophers) in providing examples where the
“spirit” of doing phenomenology was alive. Indeed, phenomenologists like Buytendijk, van den Berg, Linschoten, Langeveld, and others were guided by a phenomenological way of seeing while doing phenomenology on the phenomena.
Someone can be occupied with writing scholarly papers and books about phenomenology, at a meta-level, but that is not the same as “doing phenomenology directly on phenomena themselves.” The difference is that one can “argue”
philosophically about exegetical phenomenological issues and aim at developing
philosophical systems, while being purblind to phenomenological “seeing” and
failing to demonstrate a phenomenological attitude that is able to explicate sensitively and insightfully the originary meanings of selected lifeworld phenomena.
Significantly, in the opening pages to his “Phenomenology as a Rigorous Science,” Husserl makes clear that he is not interested in building some “ ‘system’
for which we yearn, which is supposed to gleam as an ideal before us in the
lowlands where we are doing our investigative work” (1965, p. 75, 1980, p. 47).
It is indeed unfortunate that not more contemporary philosophers seek to pursue
their phenomenological interests in the lower (concrete) regions of investigative
work that, according to Husserl, should aim to make our lives more livable (see
van Manen, 2019).
In this book we like to be attentive to Spiegelberg’s phrase “doing phenomenology on the phenomena themselves” (1975) to describe the third stream
of phenomenological writings that Kockelmans had identified in 1987. When
Spiegelberg recommends doing phenomenology directly on the phenomena,
he means not just any phenomena, but “phenomena” and “things” as they give
themselves while seen under the spell of a phenomenological attitude. This is
what it means to do phenomenology directly on the things, on concrete lived
8
Doing Phenomenology
human experiences that are now approached with a sense of wonder regarding
their phenomenality. We wonder, what really is the phenomenological meaning
of “having a conversation,” “feeling compelled to do something,” “encountering
humour,” “experiencing a secret place”? To approach any such topic as a phenomenon is part of the original intent of doing phenomenology.
The uniqueness of the writings of the Utrecht phenomenologists from the
early 1930s to the late 1960s, is that these protagonists had a dual interest: their
(clinical) professional practice and their enthusiasm for phenomenology. They
found in the leading phenomenologists of their time a source for deepened
understandings and epiphanic insights of the meaning dimensions of their practices. Various proponents such as van den Berg, Buytendijk, and Langeveld had
visited and maintained correspondences with Husserl, Heidegger, Binswanger,
Scheler, Sartre, Minkowski, and Merleau-Ponty, and were closely familiar with
their phenomenological developments.
Seeing something phenomenologically means seeing it as a “phenomenon,”
as something that appears or gives itself (in our awareness or consciousness).
According to Husserl (1983), phenomenology treats everything that “appears” as a
phenomenon—in its manner of givenness. We have to focus not on words, views,
or opinions but on the self-showing appearance, the self-givenness of the concrete phenomenon. Put differently, we have to focus on “the whatness” and “the
how” of intentional consciousness or the structures of lived experience through
which phenomena are identified, encountered, or found. And yet, the vocabulary of philosophical phenomenology easily becomes a morass of abstract concepts, even to the serious reader of the interpreters of Husserl, Heidegger, Stein,
Merleau-Ponty, Sartre, and Levinas. We have “to go from words and opinions
back to the things themselves, to consult them in their self-givenness,” says Husserl (1983, p. 35). Here we propose that decisive for understanding phenomenology as practised by the Utrecht proponents is to gain a grasp of the sense of
attitude, attunement, way of seeing, or disposition that characterizes the methodical practice of doing phenomenology.
Being Guided by the Phenomenological Attitude
We suggest that a main characteristic of the classic writings included in this text is
that they were guided by the phenomenological attitude in order to gain insights
into the originary meanings of a phenomenon. And yet, a feature of the works
of the Utrecht phenomenologists appears to be that they rarely engaged in arguing or articulating the philosophical technicalities of phenomenology for their
inquiry. This absence of theorizing about methodological issues was likely a function of the fact that these proponents were all professional practitioners, often
with significant clinical responsibilities. While it is evident that most of these
proponents had read the philosophical phenomenological literature, apparently,
they just were not that interested in philosophizing about the conditions of doing
Doing Phenomenology 9
phenomenology. However, their disinterest for theorizing was also a consequence
of their view of the nature of phenomenology: “the phenomenologist is obsessed
by the concrete . . . he distrusts theoretical and objective observations,” said van
den Berg, in his A Different Existence (1972, p. 76).
One might ask, how were these individuals able to practise phenomenology
in their respective fields of psychology, medicine, pedagogy, law, and psychiatry
when they generally opted not to engage in exegetical studies of the foundational philosophical discourses of Husserl and Heidegger that established phenomenology? First, the answer is that they were actually engaged with the leading
philosophical-phenomenological literature, and second, the answer probably has
to do with a topic that is rarely articulated in the methodological literature: the
phenomenological attitude. Through their familiarity with the works of Husserl,
Stein, Heidegger, Scheler, Sartre, and Merleau-Ponty, the Utrecht phenomenologists internalized the phenomenological attitude while largely ignoring the
technical philosophical discourses that preoccupied the increasing number of academic philosophers who were engaged in the exegesis and arguments about phenomenological themes, issues, systems, and theories of their time.
How can the internalization of the phenomenological attitude be described?
We have to begin with the “natural attitude” that we carry most of the time.
Dermot Moran (2013) pointed out that the natural or naturalistic attitude is so
taken-for-granted that the bearers of this attitude do not know that they have it.
In contrast, phenomenologists must understand the nature of this natural attitude,
and must understand the critical and methodological importance of transforming the natural attitude into the phenomenological and existential attitude that
enables phenomenological seeing and intuition.
The significance of the phenomenological attitude is evident already in the
explications of phenomenology by Heidegger (1962), Merleau-Ponty (1962),
Henry (2008), and others. Heidegger stated that Husserl’s teaching took the form
of practicing phenomenological “seeing” (Heidegger, 1972, p. 78). MerleauPonty described phenomenology as a “manner or style of thinking” (1962, p.
viii). And Henry put that the “transcendental possibility of experience is the
original phenomenalizing of the phenomenality of the phenomenon” (2008,
p. 104), which is opening the path to the meaning of a phenomenon. None of
these methodological characterizations refer to the application of a technical or
scientific set of procedural steps. The practice of phenomenological “seeing” is an
internalized, perception-based, and creative serendipitous act. And, the methods
of the epoché and the reduction are involved, in a broad sense, as the distinguishing critical feature and essence of the phenomenological attitude.
While Husserl characterized the practice of the epoché and the reduction
in many different ways (transcendental, phenomenological, sceptical, vocational,
psychological), a key feature of the transcendental epoché is that is makes possible
the transcendental reduction and a transformation of the natural attitude (1970b,
pp. 148–158). It is hard to fully realize and recognize the depth, pervasiveness,
10
Doing Phenomenology
and taken-for-grantedness of the objectivism, naturalism, positivism, and shallow
distractionism that shapes our way of looking at ourselves and the world around
us and how this has affected the ecology of the planet and human civilizations.
Even expressing our naturalistic predicament like this betrays a blindness to the
fact that we always already immediately see the things around us as objects and
objective forces.
Etymologically, the term “attitude” refers to the disposedness, disposition,
posture, and fittedness of the comportment of a certain way of seeing, feeling, and
acting according to the online Oxford English Dictionary. An attitude regarding
an object of thought can be deliberately or even unwittingly adopted. And an
attitude can also be purposefully altered or disposed. This is a key idea for Husserl’s phenomenology since it is the taken-for-grantedness of the natural attitude
that prevents us seeing the so-called hidden meanings of phenomena. He defines
an “attitude” (Einstellung) as:
a habitually fixed style of willing life comprising directions of the will or
interests that are prescribed by this style, comprising the ultimate ends,
the cultural accomplishments whose total style is thereby determined . . .
Humanity always lives under some attitude or other.
(Husserl, 1970b, p. 280)
Husserl speaks about “the natural primordial attitude, of the attitude of original
natural life” (p. 281) as the attitude of the culture and the historical age in which
we are born and that forms the default natural orientation to life that characterizes our being-in-the-world. Still, while the idea of the phenomenological attitude is helpful, we ought to be somewhat reserved about Husserl’s acceptance of
the idea of the “natural attitude.” Ironically, the general popularity of attitude as a
psychological entity seems itself to be born from the natural attitude that tends to
conceive of dispositional mental phenomena as objectifying entities that can be
measured, manipulated, and reduced to operations of consciousness and unconsciousness. The extensive literature about attitude as a psychological construct—
in terms of attitude change, attitude functions, ego-defensiveness, etc.—attests to
the naturalistic assumptions of this very idea of naturalistic attitude.
To reiterate, the authors of the classic texts of this book were less interested
in involving themselves with methodological technicalities and abstract theories
that still busy many exegetical philosophers today. However, that does not mean
that these authors could not speak to the foundational methodological literature of Husserl, Heidegger, Merleau-Ponty, Sartre, and so forth. For example,
Langeveld published in 1972, Capita from the General Methodology of Pedagogical Science, in which he addressed the issue of method in his phenomenological
work. He suggested that one can debate Husserl about philosophical issues, and
he criticized the assumptions that were introduced by Husserl’s elaborations of
transcendental subjectivity (1970b). Husserl had proposed how the knowing self
Doing Phenomenology 11
must experimentally annul the existence of the world, meaning annul the self as
concrete subject of this knowledge of the world, by experimentally pretending
that there is no world and no knowing subject. In Langeveld’s view, this sense
of transcendental subjectivity abrogates the empirical “I” and the lived “world”
relative to objective knowing. Langeveld asked rhetorically what the point would
be of a phenomenological philosophy that only yields forms of knowing and
understanding that are so detached from everyday human experience that they
fail to serve the existential lives of (professional) practitioners or any other human
beings? What good are transcendental truths and “pure” ideas that can neither
be related to the concrete world nor to the lives of those who live in this world?
Langeveld suggested that refusing to follow Husserl into this philosophy of transcendental subjectivity did not mean that one must give up on the phenomenological method of inquiry. He pointed out that in Husserl’s writings, the term
“phenomenology” occurs in two meaning contexts: “to signify a method and to
signify a philosophy.” Langeveld chose to use the term primarily to refer to the
method and remain impartial to Husserl’s development of a phenomenological
philosophy (Langeveld, 1972, p. 105). Thus, Langeveld and his colleagues seldomly
addressed epistemological philosophical issues arising from the texts by Husserl and
his followers. Yet, they shared an understanding of the philosophical method that
lies at the core of phenomenology, and this understanding was realized through the
sensibility of what may be called the “phenomenological attitude or disposition.”
The Phenomenological Example Animates
the Epoché and the Reduction
The authors of the classic writings in this text adopted the phenomenological
attitude as a tacit application or transformation of the epoché and the reduction in
a broad sense. While many contemporary phenomenologists no longer mention
the Husserlian terminology of the epoché and the reduction, they nevertheless
seem to adopt through a process of mimesis, the methods of the epoché and the
reduction when practicing phenomenology on concrete phenomena. Of course,
it is entirely possible that some philosophers theoretically understand the necessity
of adopting a phenomenological way of seeing and yet fail to do so since they are
too preoccupied arguing about technicalities. It is hard, for them, to let go of the
exegetical attitude. In other words, a philosopher may be able to expertly traverse
and interpret the numerous thematic topics and inconsistencies in Husserl’s and
Husserlian texts and yet strangely lack the talent or ability to adopt the phenomenological attitude required to actually write an insightful phenomenological study
on some concrete phenomenon or event of the lifeworld.
In Husserl’s texts, we seldom meet extended concrete examples of the practice
of the phenomenological attitude. Dermot Moran said that, although Husserl’s
project was ostensibly “descriptive phenomenology,” ironically Husserl’s writings
are often abstract, focusing on technicalities, and notoriously “lacking in concrete
12
Doing Phenomenology
examples” (2000, p. 63). In an interview, van den Berg also remarked that Husserl
remained too tied to his desk and hardly moved outside the philosophical world
(Kruger, 1985, p. xvi). It is well-known that even Husserl’s home was an extension of his university office when he invited students for philosophical seminars.
Indeed, it might be interesting to speculate how Husserl’s followers might have
been inspired and how the development of phenomenology might have unfolded
in a richer fashion if Husserl himself had indulged some of the time to focus
on concrete and down-to-earth lifeworld phenomena in his pursuit of a pure
phenomenology.
Still, van den Berg and Langeveld admired Husserl’s genius and his dedication.
There is an anecdote that tells that Husserl as a young boy wanted to sharpen his
knife and he kept doing it so insistently that he finally had nothing left (de Boer,
1980, pp. 10, 11). Interestingly, this story also typifies the way that the Utrecht
proponents actually respected Husserl’s perfectionism and recognized his need for
continuously rewriting of his manuscripts. Still, in spite of this admiration, they
did not think it was necessary for them to follow Husserl into all those minute
explorations of the foundational technicalities that Husserl obstinately kept pursuing. And, we too hope that more philosophically based authors may recognize
the value and join the effort to do more phenomenology on the concrete phenomena of our professional and everyday lives.
As an example of the phenomenological attitude, let us consider a passage
from van den Berg’s book A Different Existence (1972) where he tells about
an evening spent waiting for a friend to come over for a visit. He mentions a
bottle of wine that he had already put on the table. It is a green bottle of red
Médoc wine, and he is looking forward to a pleasant social get-together. But
then his friend phones and cancels the visit. There is a snowstorm outside and
it would be too difficult to make the trip. Van den Berg returns to reading his
book, and then looks up and sees the bottle of wine on the table. He asks,
what do I see?
I see the bottle of wine and I realize that my friend will not come. What
happens at this moment? Or, more precisely: what do I see when I observe
the bottle of wine? The question seems trivial and the answer is accordingly
simple. I see a green bottle with a white label, on which is printed a mark.
At closer examination I can read the printed words. It is a bottle of Médoc.
The bottle is corked and sealed with a lead capsule. I could go on this way
and sum up all the details of the bottle. But it becomes obvious to me that,
writing down these facts, I don’t get any nearer that which I was observing when looking up, I saw the bottle. What I was seeing then was not a
green bottle, with a white label, with a lead capsule, and things like that.
What I was really seeing was something like the disappointment about the
fact that my friend would not come or about the loneliness of the evening.
(van den Berg, 1972, p. 34)
Doing Phenomenology 13
The point van den Berg is making seems certainly simple, but it is also a nice
example of the epoché and the reduction: on the table stands the object, the
bottle of wine. But rather than seeing the object, the bottle, van den Berg frees
himself from such an objectifying perception and realizes that he really sees his
disappointment. He is overcome with a mood of disappointment. But, only in
asking the question, what he sees when looking at the bottle does van den Berg
become reflectively aware of his disappointed self. Van den Berg has tacitly adopted
the phenomenological attitude: the look, the act of “perception.” He further realizes that it is in that immediate sense of looking that we see ourselves in the things
of the world. Therefore, van den Berg can say: the phenomenologist should not
direct his glance “inwardly” but “outwardly,” expressed paradoxically, “we are seeing ourselves when we observe the world” (p. 130).
This paradox seems like a simple phenomenological insight but it could not
have been “seen” without suspending the “natural” inclination of simply seeing
the object or thing (the glass wine bottle) as object. The epoché may be understood, in part, as this act of suspending the tendency of objectifying our world.
And, the reduction can be understood as the discerning and lifting up of a phenomenon from unreflective or lived experience to arrive at an in-sight. When
van den Berg looks at the bottle, he sees his disappointment and he sees also more
than his disappointment. He “sees” or has an in-sight: that we see ourselves in the
things of our world. This aspect of the reduction shows the thematic significance
of the idea that the reduction involves “phenomenological seeing,” as stated by
Heidegger. It also shows that a phenomenological insight is a form of in-seeing:
seeing the inceptual meaning or essence of a phenomenon. The reduction is the
philosophical “device” that inheres in the phenomenological attitude. It helps us
to “see” something (grasp serendipitously perhaps) that we would not see if we
are still in the everyday normal natural attitude. But by questioning of what we
“see” when we look at the wine bottle the question turns more ambiguous and
phenomenologically complicated as we sense the intentional paradoxality of the
how and the what of object-perception and self-perception that the engagement
of the epoché and the reduction reveals.
Husserl laid the foundation for the development of phenomenology and for
distinguishing phenomenology from psychology (Husserl, 1968). Psychology can
be considered as an empirical social science or human science discipline. In comparison, phenomenology is regarded as an independent and autonomous human
science method that can be engaged (coupled) with any academic or professional
discipline such that there is phenomenological psychology, and also phenomenological sociology, phenomenological pedagogy, phenomenological health science,
and, of course, even a phenomenological philosophy. Clearly, some of the authors
associated with the classic phenomenological studies in the Utrecht tradition were
psychologists, and others were medical specialists, lawyers, educators, and so on.
Thus, the work of these professional practitioners-as-phenomenologists cannot
narrowly be referred to as Phenomenological Psychology, as Joseph Kockelmans
14
Doing Phenomenology
entitled his edited collection, subtitled, The Dutch School. In the present book,
Classic Writings, we regard phenomenology as an independent discipline that is
rooted in philosophy and in the humanities, and that is distinguished as a method
characterized by a certain phenomenological mode of seeing, an essential style of
thinking, and a phenomenalizing of the meanings of phenomena.
We hope that the examples of classic writings in the following chapters are
helpful to show and clarify the practice of doing phenomenology on the phenomena themselves. The reader will see that and how the authors of these relatively brief studies actually “practise” the epoché and the reduction in a broad
sense. We also show that the engagement of the epoché and the reduction cannot be reduced to procedural or technical steps, but rather that they should be
understood as something more perspectival, like adopting a phenomenological
attitude or engaging a phenomenological disposition and way of seeing. We keep
emphasizing these points since they have critical methodical relevance for doing
phenomenological research and inquiry.
Approaching Phenomenology as the
“Science of Examples”
Buytendijk once referred to phenomenology as the “science of examples” (van
Manen, 2014, p. 257). Whether taking the form of vignettes, anecdotes, or narratives, “examples” may be understood as rhetorical and aesthetic devices for
evoking phenomenological understandings or phenomenological knowledge
that cannot necessarily be expressed, explained, or explicated in a straightforward descriptive or prosaic manner. The use of “phenomenological examples” is
a clear feature in the classic writings contained in this book. But “examples” in
this methodical sense are also found in the wider phenomenological philosophical literature: the example of “boredom” while waiting for the train in the study
of metaphysics in Martin Heidegger (1995, p. 93); the example of the myth
of “the Gaze of Orpheus” in the study of writing in Maurice Blanchot (1981,
pp. 99–104); the example of the voyeur looking through the keyhole of the door
in “the look” in Jean-Paul Sartre (1956, pp, 259, 260); “Homer’s Odysseus” as an
example of The Homecomer in Alfred Schutz (1971, pp. 106–119); the example of
“Morpheus” in The Fall of Sleep in Jean-Luc Nancy (2007, pp. 8, 9); and so forth.
Although Husserl rarely used concrete examples to analyze and explicate the
meaning of a concrete phenomenon or event, a well-known reference to the role
of examples in phenomenological explication occurs when Husserl describes the
cogito as act. He says,
Let us start with an example. In front of me, in the dim light, lies this white
paper. I see it, touch it. This perceptual seeing and touching of the paper
as the full concrete experience of the paper that lies here as given in truth
Doing Phenomenology 15
precisely with these qualities, precisely with this relative lack of clearness,
with this imperfect definition, appearing to me from this particular angle—
is a cogitatio, a conscious experience.
(Husserl, 2014, p. 65)
Husserl sets himself the task of describing the phenomenon of conscious experience (Erlebnis), meaning “lived experience.” According to Husserl, the cogitatio,
the stream-of-consciousness lived experience, in the fullness of its unity, can be
seen to give access to the essence of every lived experience.
The Eidos, the pure essence, can be exemplified intuitively in the data of
experience, data of perception, memory, and so forth, but just as readily
also in the mere data of fancy (Phantasie). Hence with the aim of grasping
an essence itself in its primordial form, we can set out from corresponding
empirical intuitions, but we can also set out just as well from non-empirical intuitions, intuitions that do not apprehend sensory existence, intuitions rather of a merely
imaginative order.
(Husserl, 2014, p. 14)
The phenomenological philosopher Edward Casey (2000, 2007) has written several insightful and eloquent phenomenological studies on topics such as places
and landscapes, the glance, imagining, remembering, and map-paintings. Casey
asserts that phenomenological method as conceived by Husserl takes its beginning from carefully selected examples (2000, p. 23). Note earlier that W.R. Boyce
Gibson’s translation of Husserl’s Ideas reads as:
The Eidos, the pure essence, can be exemplified intuitively in the data of
experience.
(Husserl, 2014, p. 14)
Casey, however, translates this passage as follows:
The eidos or pure essence, can be exhibited by example.
(Casey, 2000, p. 23)
With this slight but pronounced modification, Casey lets Husserl make his point
even more clearly and emphatically than Husserl probably meant himself. But
the point for us is that phenomenology may indeed be seen to proceed through
examples. For Casey, the “example” is not only the method to carefully select his
studies. He also uses the notion of “example” as a methodological device. In his
study Imagining, Casey (2000) takes his own experiences as a source for constructing narrative examples to investigate the meaning of a selected phenomenon
16
Doing Phenomenology
(imagining). And he affirms that it is not only fictional texts that can function as
examples, but also observed and fictive objects, events, and actions.
Phenomenological method takes objects, events, or acts—whether real or
imagined—as exemplifying an essence or essential structure. In this way
their basic constitution is made perspicuous, and examples become the
specific vehicles or privileged media of eidetic insights.
(Casey, 2000, p. 24)
Casey wants to make the strong case that examples, that exhibit an essence or
essential structure with a maximum of evidential lucidity, can achieve eidetic
insights. Even carefully selected factual or empirical material may serve as phenomenological examples, but only after they have been fictionalized through the
application or performance of the reduction (Husserl, 1983, p. 160).
It is important to keep in mind that phenomenology does not deal with facts.
Accordingly, we may need to allow that some examples only partially serve the
purpose of the phenomenological reduction since while they present evidentially
perspicacious examples, they may remain linguistically ambiguous or enigmatic.
For the Utrecht phenomenologists the methodological power of the “example” also serves an analytic purpose. The “example” does not express what one
knows through argument or conceptual explication, but, in a vocative manner, an
“example” lets one experience what one does not know. There is an indirectness in
the turn to the narrative meaningfulness of phenomenological examples (see also
van Manen, 2014, p. 257).
The example can make the singular experienceable and thus knowable as an
indite method of phenomenological writing. While the methods of the epoché
and the reduction are engaged in an attempt to gain insights into the originary
meaning of a phenomenon, it is the indite methods, the vocative aspects of writing, that assist in bringing phenomenological insights to textual understanding.
The online Oxford English Dictionary defines the term “indite” in this way: “to
put into words, compose (a poem, tale, speech, etc.); to give a literary or rhetorical form to (words, an address); to express or describe in a literary composition.”
So, we use indite here to focus on the semiotic or writing practices that present
the linguistic, methodological dimension to phenomenological thinking, inquiring, and writing. An “example” often takes shape as a story (as in existential literary fiction), and thus orients to the singular. Indeed, any literary story or novel is
always some unique narrative that brings out the particularity or singularity of a
certain phenomenon, event, or life.
In the exegetical phenomenological literature, little attention appears to be
paid to the methodological significance of the “example” in phenomenological
essays. But, some of the leading phenomenologists commonly speak of, and reach
for, an “example” when examining a phenomenon or event for its phenomenal features. Unfortunately, most of Husserl’s “examples” are seemingly overly
Doing Phenomenology 17
simplistic, such as a reference to seeing a blossoming apple tree, in his explication
of the noema and intentionality (1983, pp. 214, 215). But Husserl’s most famous
and extended “example” is probably contained in his study of the phenomenology
of internal time consciousness (1964). In his description of our inner consciousness of time, Husserl uses the example of hearing a familiar melody. In hearing a
well-known musical melody, the present notes of the melody and the notes just
past are retained in retention while the notes about to be heard are already anticipated as protention. Thus, Husserl explicates and shows the streaming structure
of ongoing retentions and protentions as primal impressional consciousness in the
exemplary experience of hearing a familiar melody.
Similarly, when Heidegger (2001) reflects on the meaning of the “thing,” he
uses the example of a jug. When Henry (2009) presents the aesthetic revelation of the invisible essence of “life,” he uses the paintings of Wassily Kandinsky
as an example. When Sartre (1956, p. 9) discusses the experience of “negation
and nothingness,” he says that he needs an example, and he describes having
an appointment with Pierre in the café where they are supposed to meet at
4 o’clock. But as he arrives at the café and looks around, Sartre discovers, “He is
not here.” Next, Sartre explores how it is that we “see” this absence that is a nothing (a not-being-there) and yet not a nothing (the absence of not being there)
(1956, p. 10). Interestingly, all of these aforementioned examples have acquired
iconic fame in the phenomenological literature. They have become classic or
well-known phenomenological anecdotes, vignettes, narratives, or images, and
it matters not whether they are fictional, imagined, or real, in an empirical or
biographic sense.
In contrast, in the traditional and qualitative social sciences, examples are usually employed as concrete or illustrative “cases-in-point” to clarify an abstract
idea or theory. This commonly used form of example-as-case-in-point is meant
to make theoretical knowledge more accessible, concrete, or intelligible, even
though the example itself may not contribute to the knowledge. Indeed, examples are often used as informative illustrations. But, an example-as-illustration
can be left out of the text without compromising the text. So, it is important
to realize that “phenomenological examples” differ radically from such explanatory, clarifying, or illustrative uses of examples. The phenomenological notion of
“example” is methodologically a unique semiotic figure for phenomenological
inquiry.
Examples in phenomenological texts have evidential significance because the
example is the example of something experientially knowable or understandable
that is not directly expressible—it is a universal singularity. If a singularity were to
be expressed in ordinary prose, it would immediately vanish. Why? Because language cannot really express a singularity by naming or describing it. A singularity
cannot be grasped directly through words because words are already generalized
bits of language. Language universalizes. However, and this is paradoxical, the
“phenomenological example” as story can provide access to the phenomenon
18 Doing Phenomenology
in its universal singularity. It makes the “singular” knowable and understandable. Every fictional story or novel has at its core a singularity: a unique theme
or signification. Each of the authors of the classic writings featured in this book
employ such examples in their phenomenological texts. Van den Berg recounts
the story of two cousins looking at a painting to explore the meaning of conversation, Buytendijk describes the threat of being tickled to elucidate the character of
the stimulation of the smile, Langeveld tells of the gift of a feather to explore the
meaning of things in the life of children, and Linschoten shows humour that gives
itself without laughter in the story of the Tao student and his master.
The etymology of the Greek word for model is to “show something in something and thus make it present” in an interpretive methodical sense. Günther Figal
makes special use of the term “model” as an equivalent term for “example.” He
says, “a model is a definitive example” (Figal, 2010, p. 29). To reflect in a hermeneutic phenomenological manner on the meaning of something is to examine
it as an originary model. The model is like an incept (as opposed to a concept).
It points toward the originary meaning of something. Some models are more
appropriate or better suited to get at the originary meaning of something. And
so, models (as examples) must be well-chosen because the essence of the matter
has to be in the model. In the words of Figal, “models are supposed to be distinguished by their pregnancy; they must prove themselves as such by really letting
something be shown in them” (2010, p. 30).
Similarly, Giorgio Agamben uses the term “example” interchangeably with
paradigm: “example” means para-deigma. Agamben says, “paradigm means simply
‘example’ . . . a single phenomenon, a singularity” (2002). A singularity is, by
definition, single and unique—it does not share properties in common with anything else. In other words, a singularity has no specifiable identity (idem); it has
no recognizable sameness except that it is self-same. A singularity is only identical
to itself (ipseity). Interestingly, Agamben points out that a true example is neither
particular nor universal (1995, p. 6).
To reiterate, it would be wrong to assume that the “example” in phenomenological inquiry is used as an illustration in an argument, or as a particular instance
of a general idea, or as an empirical datum from which to develop a conceptual or
theoretical understanding. Rather, the phenomenological example is a philological device that holds in a certain tension the intelligibility of the singular. How
can the example do this? It can do this because the example mediates our intuitive
(self-evidential) grasp of a singularity, which is exactly the project of phenomenology. Again, we need to sense the paradoxicality of this explication of a critical
methodological aspect of phenomenological inquiry, thinking, and writing.
The singularity of the singular may show itself by way of the example. “The
example lets the singular be seen,” says Agamben (1995, p. 10). But one could
perhaps equally say that the phenomenological example actually reconciles the
incommensurable couplet of the particular and the universal. In other words, singularity emerges in the deconstructive fusion of the particular with the universal.
Doing Phenomenology 19
In this sense, the phenomenological example expresses the singular as universal.
So, the example is somewhat of an enigma and contradiction. This idea may
be seen as a phenomenological variation on Georg Wilhelm Friedrich Hegel’s
notion that a lived experience originates as particularity but becomes recognizable as universal.
A distinguishing feature of the classic writings by the Utrecht School related
phenomenological studies is that they engaged with examples in their phenomenological explications. We showed previously how van den Berg used an anecdote for showing the meaning of phenomenological seeing with the example of
the bottle of wine. Spiegelberg speaks of these anecdotes as “colorful vignettes
that are characteristic of Dutch phenomenology” (1972, p. 87). In a paper called,
“The Phenomenology of the Look,” Spiegelberg (1989) himself employs some
colourful vignette-style expressions to provide concrete contexts for his explication of various kinds of eye contact in his phenomenological text. But he
makes no effort to discuss the methodological significance of these “exemplary”
vignettes. Joseph Kockelmans, too, observes how the phenomenologists of the
Utrecht School frequently make use of poetry and literature. He sees three reasons: First, many “great poets and novelists have seen something very important
and have spoken of it in a remarkably adequate way” that is useful for phenomenological explication. Second, phenomenologists may use literary sources “to
illustrate a point on which the phenomenologists wishes to focus attention.” And
third, most important, “poetic language . . . is able to refer beyond the realm of
what can be said ‘clearly and distinctly’” (Kockelmans, 1987, pp. viii, ix).
Experiential descriptions, in the form of colourful vignettes, should not be
taken as mere embellishing or illustrative examples of points made in a text. We
must avoid confusing phenomenological examples as if they are mere didactical
explanations. Rather, these narrative stories should be approached as fictional
vignettes or narrative anecdotes or aesthetic and poetic objects. Wilfried Lippitz
(2019), who was a German representative of the phenomenological pedagogy
of Langeveld, referred to “exemplary description” as a method for pedagogical
understanding (1972). Phenomenology reflects on “examples” in order to discover what is originary, singular, or essential about a phenomenon or event. The
example is the presencing of something experientially knowable or understandable that is not easily directly expressible—a singularity or an essence. In other
words, the “phenomenological example” as fictionalized story provides access to
the eidetic meaning of the phenomenon in its singularity. It makes the essence as
the “singular” knowable and understandable.
To reiterate, we have pointed out that the example is indeed a way that phenomenology may proceed. Buytendijk, Spiegelberg, Kockelmans, Casey, Figal,
and Agamben have made clear, in different ways, that the example is a powerful
methodological device to reveal eidetic and intentional phenomenological meaning. What makes the classic writings by the Utrecht proponents classic is that
they perfected the use of concrete “examples” in order to evoke understandings
20 Doing Phenomenology
inherent in concrete but phenomenologically universal narrative descriptions,
gained from or modelled on fictional, poetic, mythological, and aesthetic sources.
Putting Phenomenology Back Into Phenomenology
Our aim in translating and discussing these phenomenological texts is to demonstrate the development and existence of an early and unique approach to doing
phenomenology. In this opening chapter to the essays, we have highlighted that
the phenomenological attitude and the use of the example are two key methodological features for doing phenomenology on phenomena as exemplified by
these classic writings. As the Husserl specialist Joseph Kockelmans indicated, these
collected phenomenological studies are a type of phenomenological inquiries that
was intended by the founding scholars like Husserl, Heidegger, Merleau-Ponty,
and other original phenomenological thinkers. We hope that the readers of these
essays will feel engaged and enriched by them. Each of the classic writings in
this book is a study that explores and explicates the eidetic meaning of a singular
human phenomenon. This explication gives us sensitive insights into the meanings of these phenomena: having a conversation, meeting the first smile, feeling
compulsive, experiencing a secret place, the meaning of a thing for a child, and
experiencing humour.
The phenomenological studies in this book differ from other more theoretical and exegetical publications in the literature of phenomenology. So, when
newcomers to these classic writings inquisitively turn to the multitude of other
philosophic phenomenological essays in the professional literature, they may be
puzzled that so often the more exegetical and critical writings (however scholarly they may be judged) evidently lack an interest in focusing on the concrete
phenomena of the lifeworld themselves. We are indeed struck by the uncanny
observations made by Herbert Spiegelberg who, in his later years, found that
so much philosophical scholarship of phenomenology lack the vitality of what
phenomenology could be. So, our aim is to try to put phenomenology back
into phenomenology, by showing how this had been practised by the Utrecht
proponents and how it may inspire our present-day and future phenomenological
research projects.
To reiterate, we propose that the classic writings presented in the following
chapters, demonstrate a way of doing a phenomenology of practice on ordinary
lifeworld topics. This attention to the lifeworld means doing phenomenology
directly on the “phenomena” or on the “things” themselves. We also propose that
these research studies are guided by a phenomenological attitude aimed to arrive
at meaningful insights, sensitive to concrete experience, and proceeding through
phenomenological examples.
One might ask whether it is necessary to be a philosopher to do phenomenology. There are some advantages to not being a philosopher. Professional and
academic practitioners may be less inclined to get stuck in irrelevant and obscure
Doing Phenomenology 21
philosophical arguments because they are mostly deeply and actively interested in
phenomenological issues and questions that have actual relevance to their professional fields. And yet there is value in studying and reading philosophical texts;
especially by the originary phenomenologists such as Edmund Husserl, Martin
Heidegger, Edith Stein, Jean-Paul Sartre, Simone de Beauvoir, Maurice MerleauPonty, Helmuth Plessner, Emmanuel Levinas, Hannah Arendt, Alphonso Lingis,
Jean-Luc Nancy, Jacques Derrida, Michel Serres, Michel Henry, Bernard Stiegler, Jean-Luc Marion, and other such original minds (see van Manen, 2014). As
well, existential, literary, and artistic works are worth reading and studying, since
they may function as examples and offer fascinating insights into the enigma of
human existence, consciousness, ethics, technology, and inner experience. For
Max van Manen (1990, 2014, 2015) these interests were sparked in his student
years in the Netherlands (in the early 1960s) when initiated into the writings of
Martinus J. Langeveld, Jan H. van den Berg, Frederik J.J. Buytendijk, Johannes
Linschoten, Stephan Strasser, Nicolas Beets, David van Lennep, and other likeminded scholars of a phenomenology of everyday life practice (see also Levering & van Manen, 2002). So for him, doing this book with his son Michael van
Manen feels like completing a celebrable circle. See Michael van Manen’s work
on the phenomenology of neonatology and ethics (2019, 2021).
Each of the translated classic texts is preceded by a brief (but obviously incomplete) sketch of the author and its situatedness in the Utrecht phenomenology
movement. And each text is followed by a conversational descant: a reflection on
the phenomenological reflection. A descant is a discourse on a theme, or a song
played above a basic melody, somewhat like a method on a method that aims at
revealing (playing on) the structure of the basic theme or melody without disturbing it, but possibly enhancing or enriching it. The original texts were written
more than half a century ago, yet we suggest that they are especially relevant now
and that they may contribute to future projects of phenomenological inquiry.
They have exemplary value for the engagement of phenomenology by researchers
and practitioners in the clinical and academic human science professions, for these
classic writings show what it means to be guided by a phenomenological attitude
and to do phenomenology on the phenomena themselves.
Notes
Years in square brackets are the original publication dates.
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24 Doing Phenomenology
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2
JAN H. VAN DEN BERG
Phenomenology does not offer a fine theory
but, rather, gives a plausible insight.
Jan H. van den Berg (1972, p. 4)
Jan Hendrik van den Berg (1914–2012) was a clinical psychiatrist and an
extraordinary scholar. Not only did he author numerous articles and books,
his writings have been translated into more languages than any other author
in the Netherlands. Van den Berg was born in Deventer, a Dutch industrial
town founded in the Middle Ages. As a young person he grew up near a nature
reserve in a protected part of the surrounding woods that was barred to the
general public. His father was the technician who had to keep the pumps going
for the water towers of Deventer. In an interview, van den Berg recalled: “at the
water tower in Deventer, my father was chief engineer. He was lord and master of that area. There was also our house, where my father, mother, my older
brother and I lived and where no one else was allowed. It was a true dorado”
(De Jong & Snel, 2001, p. 2).
The young van den Berg was fascinated with the flora and fauna of the Dutch
landscape, and especially with the study of insects that remained a hobby all his
life. He started as a teacher but aspired to a medical career. From the money he
earned teaching, he was able to pay for university and completed medical school,
specializing in psychiatry and neurology. Van den Berg studied under Henricus
C. Rümke who was one of the early phenomenological proponents of Dutch
psychiatry. Part of van den Berg’s psychiatric training also included time in Switzerland with Ludwig Binswanger, a distinguished phenomenological psychiatrist who had studied with Carl Jung and Sigmund Freud and who was heavily
26 Jan H. van den Berg
influenced by Edmund Husserl and Martin Heidegger. It was after his preparation for psychiatry that van den Berg took up phenomenology. Van den Berg
completed his doctoral work in 1946 with a dissertation on phenomenological
existential schizophrenic psychosis entitled De Betekenis van de Phaenomenologische
of Existentiële Antropologie in de Psychiatrie [The Significance of Phenomenological or
Existential Anthropology in Psychiatry]. In 1946, van den Berg took a year of residence in Paris, while working as an assistant in a psychiatric clinic.
In Paris, van den Berg connected with many influential scholars. He had conversations with the erudite Gaston Bachelard, who he described as a “a nice, jovial
and enthusiastic man” (De Jong & Snel, 2001, p. 7). He interacted with the psychoanalyst Jacques Lacan, “a dandy” and “beau garçon” (p. 7). And he gained insights
into the influence of German and French culture on phenomenological philosophy
of Heidegger, Husserl, Sartre, Levinas, Merleau-Ponty, and others. In the interview
with de Jong and Snel, van den Berg recounted the influence of Heidegger:
Sein und Zeit was a revelation for me. When I received the book, I opened
it and immediately put it away again. I knew it would transform me and
I wanted to wait a little longer. But in Heidegger I found the précis of the
answers to all the questions and problems I could think of. He showed me
what holds human existence together in the innermost. In Heidegger’s
works, the primordial is communicated in spite of the fact that it is the
indescribable, the non-translatable.
(De Jong & Snel, 2001, p. 9)
This was done, said van den Berg,
in a strange German, a completely unique vocabulary, in a kind of appropriated language. Heidegger had his own grammar. You had to get used
to that, but then it became easy. Nevertheless, I later secretly accused him
of using an impenetrable secret language. In later publications, I sometimes thought: “please, rather be clear, say exactly what matters, don’t hide
behind all those neologisms.” But in Sein und Zeit that was less the case, that
was as clear as a glass, at least for me.
(p. 9)
In 1947, upon making contact, van den Berg was invited by Heidegger to spend
several days in his Hütte (a cottage in the German forest).
Ah, Heidegger and the Hütte: I was kindly received. Heidegger was busy
together with a chimney sweep, checking the chimney, which drew badly.
But he gave me a very cordial welcome and the atmosphere remained that
way. A pleasant stay, where I received responses to the list of questions
I had prepared. In a relaxed mood and patiently he responded to those
Jan H. van den Berg 27
inquiries. They were mainly questions about certain twists and turns, passages in which he lets a certain suspicion play a role in the text, but does
not pronounce it. That hiddenness is also specific to German, in which it
is quite possible to proclaim crypto-truths, but Heidegger has taken part in
it considerably.
We made a number of walks. During one of those trips we ended up
at a farm. Heidegger was apparently at home there, because he just went
inside. We entered a large room with a table and a few chairs and a wide
view over the valley. Really beautiful! There he put his hand on the solid
wooden table and said: “und hier habe ich Sein und Zeit geschrieben!” [and
here I wrote Being and Time]. Yes, a unique moment, masterly, magnificent,
really magnificent.
(p. 10)
Upon returning from France to the Netherlands, van den Berg received a lectorate in psychopathology in 1948 at the University of Utrecht, and later at Amsterdam University. In 1954, he was appointed to the Chair of Phenomenology and
Conflict Psychology at the University of Leiden.
For van den Berg, phenomenology meant to focus attention on how the world
is actually present to us (Giorgi, 2015). About his work, he said, “phenomenology is here taken in the sense of Husserl, Heidegger, Sartre, and Merleau-Ponty”
(1952, p. 90). However, while Husserl was a great thinker for van den Berg, he
had remained too much tied to his desk and hardly moved outside the philosophical world. Even though Husserl advocated a return to the concrete, the world
as lived, his work ironically lacked concrete lifeworld concerns and engagements
which are an essential feature that makes human existence phenomenologically
meaningful, accessible, and understandable. In interviews, van den Berg said that
he believed that, “in order to become a good phenomenologist one has to have
a fairly wide interest. One requires a certain knowledge of philosophy, of art and
literature, of cultural history and so on” (Kruger, 1985, p. xvi).
Van den Berg became particularly well-known for the development and application of a historical, phenomenological approach that he termed “metabletics,”
a word derived from the Greek, meaning “to change.” In his first major work,
Metabletica (1956), published in English in 1961 as The Changing Nature of Man, he
described the changing relation between adults and children, neurosis and sexuality, and the phenomenon of the miracle and God. This book was provocative so
that it immediately became a best seller in the Netherlands. Van den Berg aimed
to show that the assumption that human beings are essentially the same through
the ages was unfounded. The chapter on the adult-child relation appeared several
years earlier (in 1956, 1961), than a work with a similar theme that the French
historian Philippe Ariès (1960, 1965) became famous for. Van den Berg described
the process of the infantilization of adulthood and the appearance of puberty as
a historical and cultural phenomenon. The unique feature of the metabletical
28 Jan H. van den Berg
method is that it approaches its object of study not diachronically, as development through time, but synchronically, from within a meaningful constitution of
relations among different events during the same shared socio-historical period.
For example, in Divided Existence (1974), he provided a detailed portrayal and a
surprisingly early postmodern interpretation of the development of the human
psyche by connecting it with a variety of simultaneous developments in the surrounding culture, showing how the sense of self-identity is increasingly fragmented, divided, and impacted by externals.
Van den Berg’s writings were an essential contribution to the reputation of the
Utrecht School movement. His phenomenological text Het Ziekbed [The Sickbed]
(1952) was published in English as The Psychology of the Sickbed (1966). His book
The Phenomenological Approach to Psychiatry (1955) was reissued as A Different Existence (1974), which still is an excellent introduction to the phenomenological
approach. In addition to his many phenomenological studies in psychology and
psychiatry, he also wrote several lucid general lifeworld studies, such as Zien: Verstaan en Verklaring van de Visuele Waarneming [Seeing: Understanding and Interpretation in Visual Perception] (1972).
In his work, van den Berg was especially conscious of the historical and cultural embeddedness of phenomenological psychology. He was far ahead of the
later postmodern critique of the dangers of foundationalism, essentialism, and
historical and cultural universalism. He argued that the project of phenomenology was contextualized by the limits of language, culture, time, and place.
According to van den Berg, phenomenological psychology and psycho-pathology
does not claim to have found a universally valid approach to human phenomena;
instead, it is always self-conscious of its anthropological starting point. Therefore,
it is futile to speak of a general phenomenology of perception since people from
different cultures “see” differently, and people see and understand their worlds
differently from the ways that their close and distant forebearers did, just as their
children will perceive the world differently. As an example, van den Berg criticizes such studies as the Kinsey report, The Sexual Behavior of the Human Male.
He suggests that while this report might be characteristic of the North American
male, it says virtually nothing about, for example, the European male. Jan H.
van den Berg was without a doubt highly influential on the uptake of phenomenology by practitioners in psychology, medicine, and other disciplines. Robert
Romanyshyn, a close friend and student of van den Berg, explained how he
came to appreciate “that phenomenology practiced in this fashion was a work of
homecoming, a work of anamnesis or un-forgetting, a work of return” (2008,
p. 397).
In the central park of the Dutch city of Deventer there is a dedicated plaque
with the following words:
In this area the physician-psychiatrist prof. dr. Jan H. van den Berg grew
up (1914–2012). Here he acquired his enormous interest in nature.
He gained fame, amongst other works, with his metabletica, science of
Jan H. van den Berg 29
changes. The focus of this science is that a comparison of concurrent
happening phenomena of different varieties can show insight into human
existence and history.
Notes
Where an English translated publication is available for the selected works, the English
publication alone is cited in the list.
Selected Works
Van den Berg, J.H. (1952). The Human Body and the Significance of Human Movement: A Phenomenological Study. Philosophy and Phenomenological Research, XIII,
pp. 159–183.
Van den Berg, J.H. (1953). Het Gesprek [The Conversation]. In: J.H. van den Berg
and J. Linschoten (eds.). Persoon en Wereld [Person and World]. Utrecht: Bijleveld,
pp. 136–154.
Van den Berg, J.H. (1955). Over Neurotizerende Factoren [On Neurotic Factors]. Nijkerk:
Callenbach.
Van den Berg, J.H. (1956). Metabletika [Metabletics]. Nijkerk: Callenbach.
Van den Berg, J.H. (1959). Het Menselijk Lichaam: Het Verlaten Lichaam [The Human Body:
The Abandoned Body] (Vol. 1). Nijkerk: Callenbach.
Van den Berg, J.H. (1961). Het Menselijk Lichaam. Het Geopend Lichaam [The Human Body:
The Opened Body] (Vol. 2). Nijkerk: Callenbach.
Van den Berg, J.H. (1963). Leven in Meervoud [Divided Existence]. Nijkerk: Callenbach.
Van den Berg, J.H. (1964). The Changing Nature of Man. New York: Delta.
Van den Berg, J.H. (1966a). Concise Psychiatry. Nijkerk: Callenbach.
Van den Berg, J.H. (1966b). The Psychology of the Sickbed. Pittsburgh: Duquesne University
Press.
Van den Berg, J.H. (1968). Metabletika van de Materie [Metabletics of Matter] (Vol. 1). Nijkerk:
Callenbach.
Van den Berg, J.H. (1969). De Zuilen van het Pantheon [The Pillars of the Pantheon]. Nijkerk:
Callenbach.
Van den Berg, J.H. (1970a). Dieptepsychologie [Analytic Psychology]. Nijkerk: Callenbach.
Van den Berg, J.H. (1970b). Things—Four Metabletic Reflections. Pittsburgh: Duquesne University Press.
Van den Berg, J.H. (1970c). Things. Pittsburgh: Duquesne University Press.
Van den Berg, J.H. (1972). A Different Existence. Pittsburgh: Duquesne University Press.
Van den Berg, J.H. (1974). Divided Existence and Complex Society. Pittsburgh: Duquesne
University Press.
Van den Berg, J.H. (1978). Medical Power and Medical Ethics. New York: Norton.
Van den Berg, J.H. (1983). The Changing Nature of Man (H.F. Croes, trans.). New York:
W.W. Norton & Co.
Van den Berg, J.H. (1987a). The Human Body and the Significance of Human Movement.
In: J.J. Kockelmans (ed.). Phenomenological Psychology: The Dutch School. Dordrecht, The
Netherlands: Martinus Nijhoff Publishers, pp. 55–77.
Van den Berg, J.H. (1987b). Hooligans: Metabletisch Onderzoek naar de Betekenis van Centre
Pompidou en Crystal Palace [Hooligans: Metabletic Research into the Meaning of Center Pompidou and Crystal Palace]. Nijkerk: Callenbach.
30 Jan H. van den Berg
Van den Berg, J.H. (1996). Geen Toeval: Metabletica and Historische Beschrijving [No Accident:
Metabletica and Historical Description]. Kampen: Kok Agora.
Van den Berg, J.H. (2013). Op Het Scherp van de Schede [On the Cutting Edge] ( J. de Visscher
and H. Zwart eds.). Kalmthout: Pelckmans Uitgeverij.
Van den Berg, J.H. and Linschoten, J. (eds.). (1953). Persoon en Wereld [Person and World].
Utrecht: Bijleveld.
References
Ariès, P. (1965 [1960]). Centuries of Childhood: A Social History of Family Life. New York:
Vintage.
De Jong, J. en Snel, J. (2001). Met Hartstocht en Passie in de Wetenschap Staan. Een
Gesprek met Jan Hendrik van den Berg [Doing Science with Dedication and Passion. A Conversation with Jan Hendrik van den Berg]. Wapenveld, 2, April,
pp. 19–26. Available March 10, 2020 from: https://wapenveldonline.nl/artikel/396/
met-hartstocht-en-passie-in-de-wetenschap-staan/
Giorgi, A. (2015). The Phenomenological Psychology of J.H. van den Berg. Journal of
Phenomenological Psychology, 46 Leiden, pp. 141–162.
Kruger, D. (ed.). (1985). The Changing Reality of Modern Man. Essays in Honor of J.H. van
den Berg. Pittsburgh: Duquesne University Press.
Romanyshyn, R.D. (2008). Journeying with Van den Berg. Amherst, NY: Trivium Publications. Janus Head, 10 (2), pp. 397–414.
Van den Berg, J.H. (1952). The Human Body and the Significance of Human Movement, A Phenomenological Study. Philosophy and Phenomenological Research, XIII,
pp. 159–183.
Van den Berg, J.H. (1955). The Phenomenological Approach to Psychiatry. Springfield: Charles
C.Thomas Publisher.
Van den Berg, J.H. (1956). Metabletika [Metabletics]. Nijkerk: Callenbach.
3
THE CONVERSATION
[Het Gesprek, 1953]
Jan H. van den Berg
In conversation, we blend a common world.
Frederik J.J. Buytendijk (1952, p. 44)
If we wish to explore what it means to have a conversation, then it is advisable
not to begin with the conversational element “the spoken word,” as understood
in a linguistic or theoretical sense. As soon as the “word” is isolated from conversational talk, it loses all phenomenological meaning. Instead, here we start with
an anecdote, a story about a conversation. To focus immediately on an enigmatic
property of any conversational talk, we will immediately begin with a remarkable
example of a conversation.
There is a story about the poet Alfred Tennyson visiting the philosopher
Thomas Carlyle. They sat the entire evening silently beside a fireplace. And when
it came time for Tennyson to leave, Carlyle concluded their meeting with the following words: “We had a grand evening, please do come back very soon.”
Now, no one will want to argue that these two friends were engaged in an animated conversation. Not a word was spoken! Yet, something must have happened
that evening that is closely related to being engaged in a conversation. Why else
would Carlyle have urged Tennyson so heartily to come back again?
It occurs to me that the interpretation of this particular anecdote is this: No
word needed to be spoken. The most important condition for any true conversation was so completely fulfilled that the spoken word became entirely unnecessary
and could, therefore, be absent. If we ask ourselves what this condition is, then
we will not be mistaken when we determine that both Tennyson and Carlyle
knew themselves together in a very special way during that evening. There existed
a being together that doubtlessly permitted a conversation, in an encounter that set
32 The Conversation
free the spoken word, releasing the necessity to speak at all. Precisely because this
being together was so exceptionally complete, a spoken word would have been
a disruption of the shared silence they enjoyed beside the brightly burning fire.
In one form or another, we all know this being togetherness, which gives our
words freedom to be spoken or remain unspoken. These are encounters in which
we feel understood. We can sit silently with the other person without sensing
any tension or concern. And if we do want to speak, our words come without
effort. We do not need to explain our words, and we need few words to make
ourselves clear.
We certainly also know—and probably more commonly—situations in which
all of this does not happen. In that case, the presence of the other becomes an
obstacle that we must continuously overcome with our words. This other person
stands, as it were, between us and our words, as if we experience the other ready
to criticize, driving a wedge between our thoughts and our words. In such situations, we have to think before we carefully speak. We are forced to weigh our
words with a measure imposed on us by the other person’s presence. We sense
how our wrongs must be corrected. We are constantly diligently justifying our
words, so awkwardly that they seem to necessitate even more words. But all this is
in vain, because the only thing that would save us is the way that the other person
is listening to us, and that is precisely denied to us.
There are moments in which we are dumbfounded because of a lack of mutual
understanding. But it is generally the case that the more words we speak, the less
the condition for a conversation is met. Where few words are sufficient, there is
usually a close togetherness. So, we can say that the conversation is determined
by the nature of our being together. Yet, what is this being together? Our understanding of the conversation will depend on how we answer this question.
Aristotle pointed out that we cannot equate human togetherness with that of
animals: “Cows are together as a herd when they graze on one pasture” (1940,
p. 44). In contrast, humans can feel and work together when they do not bodily share the same physical space. Humans are probably never more conscious of
their togetherness when they miss one another, when they feel lonely, isolated
despite the physical presence of others. “Einsam bin ich ‘nicht alleine’” [I am
lonely, ‘not alone’], says Binswanger thoughtfully, when I lovingly miss “Hinblick auf Dich” [the regard of you] (1942, p. 131). It is quite possible to feel a
lack of togetherness amid a crowd. We can be alone when the other is present,
even when this person addresses us, and we politely respond with answers. In
other words, the physical presence of fellow human beings is no guarantee for
the being together that we have in mind here, and even the exchange of words
cannot be considered a guarantee for this exclusively human phenomenon of the
eminently social unity of two. And because the conversation is made possible
by this unity, “speaking with the other” is no guarantee for a true conversation.
A conversation does not live by the grace of the spoken word. In fact, it is not
The Conversation 33
rare that we experience the opposite: that the spoken word destroys virtually all
chances for a conversation.
We shall dwell on this last possibility in a moment.
Let us imagine that a man, a resident of Amsterdam, who has the habit of visiting the art museums of his city and who has learned to admire the art collections,
has invited his cousin, a contractor from a small town in the northern part of the
country, to visit the capital. It goes without saying that the famous art museums
are not forgotten during the visit. And so, the host and the contractor both go
to the Stedelijk [Metropolitan] Museum. Soon, they stand together in front of a
painting by Carel Willink, entitled De Jobstijding [Bad Tidings] dated 1932. Both
look at the same thing: a picture of an almost banal part of the suburbs of a city.
In front, a well-dressed man is seen walking on the sidewalk, and at the rear-left,
a woman is seen running after him with a letter in her outstretched hand. The
man appears unaware. But the woman seems desperate to give the letter to him.
Also visible in the painting is a large pink-coloured house in the centre of the
canvas. Both visitors regard these details and more of the scenery: trees, clouds,
and other houses.
Beyond all these details, the host sees what we could describe as “ominous tidings.” He sees a fateful inevitability that awaits the walking man who is unaware of
the woman who desperately runs after him. He sees the almost ridiculous civility
of the man who appears to walk with a measured stride compared to the frantic
woman whose gestures already seem to reflect a resigned attitude. This scene
unfolds against the ugly nakedness of the house, an impossibly pedantic tree, and
heavy dark clouds that hang menacingly over the panorama. The Amsterdam host
is searching for words to talk with his cousin about this painting, that is, about
the mysterious inevitability of fate. But before he can utter a word, his cousin
suddenly says: “Can you imagine how a roofer would so poorly install shingles to
cover the roof of a house?”
Now, how can we blame the host for immediately feeling sorry that he had
invited his cousin? We can understand that he feels regret to have entered the
museum with his cousin. This museum visit has turned out to be not a going
together but rather a coincidental walk alongside each other, “like cows in the
meadow.” Or even less so, because cows still graze on the same grass, while the
two cousins’ eyes have completely different appetites. Upon the remark of his
cousin, it becomes clear to the host that he is alone. Or better, if at that moment
he had thought of his wife, with whom he learned to admire the painting, he
would have felt lonely. And because he is alone, all the words that he wanted to
share about this painting become meaningless. He is speechless. He knows not
what to say. The cousin’s question about the poorly installed roof shingles has disrupted the hoped-for conversation. His cousin’s words unmistakably make clear
that he and his cousin are not really together; therefore, it is impossible to “see”
together and to “speak” together.
34 The Conversation
We can analyze this whole situation with more accuracy. The art-loving host
from Amsterdam entered the museum with the intent to enjoy the art on display
with this cousin. As a good host, he did not just go inside. Nor did he enter for
a visit by himself. Instead, he was counting on walking and talking together with
this cousin and, therefore, looking at the art with this cousin. But instead, the
cousin’s unexpected question made him see differently.
In a manner of speaking, the Amsterdam host saw himself. He saw what he
had come to see all those times when he had visited the museum and what all the
literature on paintings had taught him. He saw his own art appreciation history.
And he also saw more. He saw everything for which the reading of art-historical
publications had opened his soul. He saw a dimension of his own personal being.
The only place where one realizes oneself is where something, like this painting, draws one to really “see.” It draws so strongly that we may say that one is
wholly absorbed by where one looks. Such an onlooker who is fascinated by
what is observed has, in a certain sense, forgotten him- or herself. Such a person
who closely examines a painting is unaware of his or her own presence, attitude,
or expressivity. Instead, by being completely immersed in what is seen in the art,
he or she passes beyond everything that another person might see.
Indeed, it is not going too far to say that museum visitors, who allow themselves to be “absorbed” by a particular painting or another art object, have merged
with the art, become one with it. From such a perspective, we understand that
paintings, sculptures, and other art creations are not inflexible objects that we
look at, but rather, that our looking at the exhibited art objects involves the
meaningfulness that the art evokes in us. For example, when one sees a work by
Peter Paul Rubens, one visitor may experience rediscovery of a fascination with
the human body, another visitor may walk hastily past the abundance of flesh,
while a third person tries to steer his children away from the revealing naked
figures. In their response to the painting, these three visitors have exposed something about themselves.
The Amsterdam host, who sees in the painting of Carel Willink the mystery
of an approaching ominous fate that will overpower, also proves with this seeing
who he is himself. And his observation also shows something else to him when
he stands alongside his cousin in front of the painting. He sees the picture to the
best of his intent, however vaguely and unconsciously, as a possibility for sharing a
meaningful moment of being together. In realizing that this painting may possess
the potential for a being together, he searches for words: words, which he seeks to
find in the real presence of the art. These would, at first, be probing words; next,
words that seem to resonate; and finally, words that reveal a shared understanding
of the meaning evoked by the painting.
The host searches for these words “in himself,” but because he is not really
standing in front of the painting, but more in the painting where his fascination
draws him, he searches the image for words. He reads them in the painting, as the
art manifests itself in this togetherness.
The Conversation 35
No doubt, the reader may feel that this way of describing the museum scene
is odd. And yet, it is advisable to take a very accurate account of what is actually
happening.
Generally, our words originate and are heard from where they are spoken. If
I want to call my friend who is over there—for example, if I need to warn him
or her—my words are heard in the spot where my friend finds him- or herself. If
my voice can barely reach my friend, my warning cry will sound soft in my ears,
as quiet as it will sound to my friend, while, “in reality” (another reality, not the
phenomenological!), my voice will be shouting. If a voice from another room in
my home awakens me, my answer will sound where it should be: on the other
side of the door; and possibly it sounds so exclusively there that I can remain
calm, so quiet, that I may even continue to sleep peacefully. The Amsterdam host
in no way searches “behind his eyes,” as it were: in other words, in his brain or
heart for the words that he might utter about the painting. Instead, he searches for
them in the picture image, because there they will soon be born to be heard. He
reads them from the aesthetic forms, textures, and colours, from the portrayals of
attitudes and expressions of those pictured figures, and of course, also from all the
other details of things as they are now disturbed in the failed sphere of togetherness with his cousin.
Anyone who looks at the same painting, panorama, cityscape, or scene with
three different people will talk about the same thing in three different ways. One
knows that and how certain words are generally understood. With flawless, albeit
conscious sensibility, one chooses a particular intonation and modulation of the
sentences as they are pronounced. Or more correctly: with different companions,
one will see various scenes in the same “objective situation.” For example, during
a proverbial walk through the same forest with a forester, a timber trader, a botanist, a dendrologist, or with a romantic partner, this same forest manifests itself in
an ever-changing manner of meaning, when one walks, looks, and speaks (or is
silent) with this other, said Binswanger famously (1946, p. 30). This forest always
shows itself differently: this forest becomes that forest, in which being together
with the other becomes a real togetherness. And precisely for that reason, a conversation in and about the forest differs in all these situational examples. As multiple conversations about the same thing become possible, various ways of being
together become possible—and even these ways of being together may become
the subject of conversation.
Commonly, the shift in the meaning of a scene takes place without one being
fully aware of this change. For example, I am generally unaware of a shift in
meaning when I look at a painting in a museum by myself and then look at
the same picture with someone else. The changed sense of awareness is what
is called non-thetic consciousness. Non-thetic consciousness is our awareness of
things without consciously attending to them. It could be argued that only when
such a shift in meaning is least noticeable, then the conversation is least forced.
Usually, it is only later, afterwards, that one can be surprised about the new wealth
36 The Conversation
of understanding that one gained about a landscape, an object, or an image from
the togetherness of being with another person.
So, what the Amsterdam host of our example sees in Willink’s painting is this
meaning, as it unfolds in its non-thetic mood of being together with his cousin,
the contractor. Standing beside his cousin, he now sees more architecture in this
image than he used to see. Perhaps he sees the colours a bit more as house paint.
And as his emotionality is drained, he may have erased his past shared understanding of the Willink painting with his wife, with whom he learned to appreciate it.
In this encounter—which happened very quickly—he is disturbed by the
brash question asked by his cousin: “What do you think of those shingles?”
These words betray to the host a distance that he had not suspected. They teach
him that their sense of togetherness outside the museum is no longer valid in
this place. Outside the museum, his cousin, no doubt, appreciates the houses
and neighbourhoods while not necessarily looking at them with “contractor’s
eyes.” But the museum presupposes a new appeal, which the host now realizes
with disappointment and discouragement that remains inadequately responded
to by his cousin. While outside the museum, he could partially adopt the perspective of a contractor—just as his cousin could take a view of the world that
let go of things that he would typically notice, but now the Amsterdam host is
no longer together with his cousin. And it is precisely because he had partially
denied his view of the world that the words that were about to be uttered die.
He sees “nothing” that can be used to entertain roof shingles. The approaching ominous fate has no shingles. He is speechless. Perhaps he wonders for a
moment whether it still makes sense to go further or even if it is not better to
say goodbye. But he will immediately correct this thought. He must respond,
he must give an answer if he wants to remain faithful to the invitation that came
from him. He does not want to make the day for his cousin, and for him, an
unsavoury memory.
Therefore, let us assume that the Amsterdam host answers in this way: “Yes . . .
I have never paid attention to that detail . . . but now I see it too . . . And yet, do
you not think the house makes a wondrous impression?” It is worth asking what
might have transpired.
When his cousin came up with the question about the shingles, the anticipated
plan of sharing of an aesthetic reality at the museum was destroyed, and with it
the art “object,” in which the shared togetherness would have been found. This
“object” was not the disclosure of fate—the Amsterdam host was too much in the
company of his cousin for that—but some intermediate phase between seeing a
suburban house and seeing the threat of impending fate. However, the question
that his cousin posed reduced, without any doubt, the possibility of perceiving
the “object” of a suburban scene (houses, trees, and streets) with the possibility of
observing various details (stones, leaves, windows, chimneys, and shingles). After
a moment of wondering whether he should allow this degradation, the Amsterdam host accepts his cousin with the words: “now I see it too.”
The Conversation 37
Thus, he sees again with his cousin, or rather, he has given himself the freedom to see his cousin—because that is how his cousin turns out to be when he is
absorbed in the image of poorly installed shingles. He accepts his cousin in the
shared painting again, seeing him as the painting. After a moment’s hesitation,
the conversation becomes possible again. But immediately afterwards, he tries
to “move” his cousin: “And yet, do you not think the house makes a wondrous
impression?” Despite everything, he remains faithful to himself; he does not want
to remove himself entirely from the painting; he wants to see both the cousin and
himself in the image. It is this perception: seeing both, seeing a possible “being
together,” that—after the destruction of an illusionary sharing of the canvas—
restores the possibility of having a conversation again.
We have thus come to a provisional answer to the question about the nature of
the togetherness that is constituted by the conversation. These moments of being
together (together over there, together in the landscape, together in the painting,
etc.) express the togetherness of being in one world. Only when we can join a world
together can we be together in this world and does our speaking about this world
become possible. Incidentally, we should not think that this answer only applies
to an ideal conversation. Even conversations that are merely “sociable,” “pleasant,”
or “kind,” and even idle talk are only possible when the points of contact lie in a
design of the world that is based on togetherness. The eristic conversation presupposes a starting point that departs from a common being-by-things, just as it
is the case with, for example, the friendly, practical, narrative, amorous, Socratic,
neurotic, and psychotic conversations. However, it is true that the departure from
a shared world, by the partners of an eristic conversation implies a focus on a goal
that is hardly contained in the togetherness of the starting point itself.
Søren Kierkegaard says, “Wenn es wirklich gelingen soll, einen Menschen
zu einem bestimmten Ziele hinzuleiten, muβ man zunächst darauf achten, daβ
man ihn da finde, woe r ist, und da anfängt” [If one is truly to succeed in leading a person to a specific place, one must first and foremost take care to find him
where he is and begin there] (1930, p. 14). In the example described previously,
this “where the person is” could be found in the poorly installed shingles, while
the ominous quality of the painting concerned the goal to which the Amsterdam
host wanted to take his cousin.
It is particularly interesting to read how differently this departure from the
place where the other can be found, this moving towards the other, is appreciated.
Kierkegaard speaks of a “Demütigung” [humiliation] and considers humility not
only necessary but also a courteous form of interacting with fellow human beings
(1930, p. 15). Marcel Proust, in contrast, sees in this gesture only a betrayal committed to one’s own principles. He would undoubtedly have called the host’s response
to his cousin’s remark a gross lie. It is a lie, forced by the friendship or familial bond
that brought the two cousins to the museum. Proust declared, “On ment toute sa
vie, même surtout, peut-être seulement, à ceux qui nous aiment” [We lie all our
lives, even—especially—perhaps only—to those who love us] (1925, p. 88).
38 The Conversation
No matter how misanthropic these words may sound, no matter how incorrect they are in their overall sensibility, this statement contains a core of truth.
There are conversations that we have with others in which we are brought to a
compromising limit of our own position. If, in those cases, we wanted to force
ourselves to continue the conversation, then we would be uttering such personal
lies that we could rightly feel the blame of Proust. To illustrate, consider the following experience related to me by a Parisian colleague.
This colleague had invited an acquaintance for a walk through some old parts
of Paris. But as they were walking, the conversation was not going very well. She
tried to interest her companion in some of the peculiarities of this metropolis. She
pointed to the traces that Napoleon had left in this extraordinary city; yet, Paris
could not release Napoleon. She and her companion could not, for a moment,
identify with Napoleon, meaning with that image of Napoleon, that Paris may
offer us. And the same with the Sun King, Louis XIV. They could not find a historic Paris in their walk. It became gradually clear to my colleague that they were
not in the same Paris, the cultural centre of Europe, or the wonderful hospitality
that greets visitors in the smell of the metro, the sounds of the buses, and the
gestures of the parishioners who pass in the streets. In hindsight, it seemed that
the colleague sought in vain for her companion during their Paris walk. And this
search abruptly halted, when in one of the most picturesque places of the Latin
Quarter, the companion exclaimed: “They should tear down these old parts and
build new needed housing.” From that moment on, the colleague felt that she was
walking alone next to her companion—this “next to each other” had turned into
an immeasurable distance. Their being together was in ruins, and their chances
were gone for a conversation, no matter how many words were thereafter spoken.
Did the companion prove with her remarks that she had searched for this Parisian
colleague in Paris and that she had tired of this search? Did she also feel that about
the conversation? Of course, that is entirely possible.
What else does this mean then that their judgments and their observations of
Paris were incompatible for each other, and so they had become disinterested in
conversing with each other? Now, if my colleague had forced herself to continue
the already shaky conversation, which would not have been entirely impossible,
then she might have said something like the Amsterdam host in the earlier example: “I have never seen it that way, but now that you say it, yes, they should tear
down the entire Latin Quarter!” But, if she had made such a statement, would she
not have been obliged to find herself reprehensible? No doubt, the physiognomy
of Paris would have reproached her for her unfaithfulness, that is, to this city, as it
had become for her, and thus unfaithful to herself. Self-blame is always invoked
from a certain view of the world. It is the “things” that we deal with, which convince us how much we are violating ourselves, how we malign ourselves, how
we betray ourselves. In this regard, we have to agree with Proust: self-betrayal
mainly emerges in contact with other people and then in the first place in contact with those who became somehow dear to us. There is no place where the
The Conversation 39
dialectical relationship between the “I” and the “self ” reveals itself as truthfully
as in relation with others. Our partners form the indicator of the peace or discontentment that we experience in our selves. In that sense, every conversation
is a self-conversation. I do not mean to return to old theories of communication,
but rather to rehabilitate what was seen at the time of the association or analogic
theories of empathy.
In our first explication of togetherness, it became clear that the condition
for a genuine conversation consists of a co-constitution of the world. We can
now add the following to this. While our faithfulness to the world does not get
damaged in our conversational relations with others in our lifeworlds, the coconstitution of the world, being with the things of our world together with our
conversational partners, presupposes the play of give-and-take. A conversation is
suspended between two poles of accountability: the accountability to the conversational partner, which one should not want to lose during the conversation, and
the accountability to one’s self, one’s own history, which ultimately amounts to
accountability to all those who were the mediators for us in becoming who we
are. Both poles of accountability translate into a single physiognomy of what is
given and what orients the conversation.
So, what is the conversation itself now? What is the word that harmonizes
with being together and, at the same time, adds a new element to being together?
What role does the spoken word play? To answer this question, we will return to
our visitors of the Stedelijk Museum and consider the possibility that the cousin
responds with words that were immediately appreciated by the conversational
partner, the Amsterdam host.
We will consider the possibility of the cousin speaking about the threatening
darkness of the sky with the ominous clouds, the treacherous greenery of the
trees, the purplish colour of the house that seems to express a determinate and
terrible hostility. The scene is unmistakably anthropomorphized: the darkness
threatens, the clouds menace, and the greenery terrorizes a person who has been
able to make the world a home in a certain sense. That this anthropomorphism
can be articulated proves a togetherness that permits the acknowledgement that
our reality can reveal a world that is indeed ominous, threatening, terrifying. We
have paid sufficient attention to all of this previously.
However, the word accomplishes even more: it details. It mentions the sky, the
clouds, the trees, and the house successively. The undivided being together that
yielded power to the word is explicated in the spoken word. Speaking is explicating,
a setting apart. And because this setting apart, this separating of aspects of the world
takes place in a con-tact with the other—this setting apart is con-versant, con (together)
verse (line, draw, express, poetic). Conversation is together expressing a shared world.
In other words, conversation is the shaping of togetherness. “Das Mitsein wird
in der Rede ausdrücklich geteilt, d.h. es ist schon, nur ungeteilt als nicht ergriffenes und zugeeignetes” [Being-with is “explicitly” shared in discourse, that
is, it already is, only unshared as something not grasped and appropriated], says
40 The Conversation
Heidegger (1927, p. 162). He wants to underline with this observation that the
conversation does not take place in a kind of vacuum between two inner rooms,
but is moving in a world of common interaction: “Mitteilung ist nie so etwas wie
ein Transport von Erlebnissen, z.B. Meinungen und Wünschen aus dem Innern
des einen Subjekts in das Innere des anderen” [Communication is never anything
like a conveying of experiences, for example, opinions and wishes, from the inside
of one subject to the inside of another] (p. 162).
Although this view creates the atmosphere in which an understanding of the
meaning of conversation can be freed from all solipsistic obstacles, it is too absolute to not immediately provoke some contradiction. Heidegger’s term “never”
should probably be substituted for “also.” No matter how much I am engaged in
conversation with the other person, I always know that it is him or her, who is
there next to me, who speaks. Time and again, I am forced to understand his or
her words as expressing an audible inner self. Anyone who could have watched
the two cousins in the museum would have seen that both of them turned their
gaze now and then from the painting to each other, as if it were to establish that
they were standing there and expressing with one another words that reflected
what they were experiencing, of what went on inside of them. Sartre (1943), who
is undoubtedly more a psychologist than Heidegger, explains in his L’Être et le
Néant [Being and Nothingness] that every human phenomenon can manifest itself
in three fundamentally different ways.
First, the human being is the world. We usually “forget” ourselves when
involved in an activity that is part of a daily task. The steps of the staircase teach
the person the size of feet and steps; the bicycle proves that he or she has two
hands; and, the hand shows the turning of the doorknob. Yet, the foot itself and
the hand itself are constantly unnoticed, “passed over” as Sartre says, passé sous
silence [passed over in silence].
Second, this same person walking up or down the stairs, riding a bicycle, or
opening or closing a door can be observed by other people, and for those who
see this person engaged in these activities, things look different. It may be that for
the person engaged in activity, the door is easily or routinely opened, but to the
onlooker, it shows that the person is intent on entering the room. It may be that
the landscape simply proves to the walker how to move his or her legs in reaching
a destination. Still, when I see the walker walking in his or her environment, then
I have to assume that there is a motivation that inhabits the walker and controls
his or her body. For me, as the one who (unnoticed) watches the walking person,
the centre from which the actions are determined is not the world in which he or
she lives, but the head and heart, that directs the hand and steps.
Third, when the other person notices that I see him or her, he or she can experience my gaze as positive or as a hindrance; in both cases, the centre from where
his or her actions are given becomes my gaze. We will not further explore this
third dimension, which has given a special meaning to the understanding of a
disturbed conversation—think of stuttering, falling over words, talking down to
The Conversation 41
people. The conversation is not only the sharing of a common view of the world
but also a participation in each other’s inner self. The conversation is, therefore,
the most immediate, intimate contact between people.
The question about the relationship of the mystery of head and heart, and the
disclosure thereof through the spoken word leads to the question of participation.
Let us imagine that we have acquired a good knowledge of Willink’s painting,
De Jobstijding, and that this knowledge asks us what we think of it. Quite possibly,
this question will embarrass us slightly. What shall we say: “It is beautiful”? This
answer would be too vague and too banal. It does not reflect enough how the
painting so eloquently or compellingly addresses and speaks to us. We want to let
the panorama speak for itself, and to that end, we point to the details that most
speak to us: the “ominous cloud,” the “treacherous greenery,” and the “hostility of
the purplish colour house.”
We may want to leave it at that. However, can we be satisfied with this description? Hardly. The quality of the green is undoubtedly insufficiently characterized
by the adjective “treacherous,” and the colour of the house is more than just “hostile.” And yet these words satisfy us when we speak them while being together in
conversation and when we trust the other to receive our words. We count on it as
it were that the other adds to it, what we would add to it—whatever the lake we
visit means to us, that the clouds, the greenery, and the flowers make us feel good.
Only when being together gives a fiat to our word can this word express the
appreciation that we mean. If being together has been realized in an optimal way,
a comment can easily suffice that we would carefully avoid in other contexts. We
then possibly say, “It is beautiful.” We trust in the being together, and that speaks
for itself. Is not this being together for the time being concretized as a painting,
which now lets us say, “It is beautiful?”
Without this trust, our word would be defective. That is to say: our communication is always communicating with an appeal to a mutual understanding that the
word itself can never guarantee. Our communication is always indirect. We say,
“treacherous greenery,” but we mean more than what the picture convinces us of.
The conversation is an indirect communication. With this conclusion, we have
approached the conviction of Jaspers (1935, p. 378) and Gusdorf (1918, p. 187)
that talk, when it is more than just reporting (and every conversation is more than
that), is an indirect statement. The conversation communicates the hidden.
What is this hidden? Our answer must be formulated in two very different
ways.
Marcel Proust (1927) describes how, when he found himself in an open rural
field, he suddenly felt the desire to see a farmer’s daughter, to hug and hold her
in his arms. The moment that this wish was most vivid, the landscape changed its
character: “(Ce désir) ajoutait pour moi aux charmes de la nature quelque chose
de plus exaltant” [(This desire) added for me something more exalting than the
charms of nature] (p. 225). He sees this added aspect in the colour of the roof tiles,
in the herbs that grow around him, and he sees it lying on the village, dreaming in a
42 The Conversation
blue distance. He does not know how to name what has been added to the landscape, and he is fully aware that it would vanish if he looked at nature around him
objectively. This added something is nowhere and, at the same time, everywhere.
It imposes itself on him as the wish itself. Proust does not know what to say with
regards to where this wish is most manifest: in himself or in the new aspect of the
landscape. He is surprised that this new aspect continues to fuel his desire.
What else could Proust mean than that the sudden emerging desire reveals a
landscape of love? The landscape anticipates the loving togetherness, concretized
in the colour of the roofs, in the herb of nature, and in the azure distance. The
added something, for which he cannot find words and which he nevertheless communicates flawlessly to us, is nothing but the realization of the being together of
love. This addition remains hidden: no word can speak it directly. But had the
farmer’s daughter appeared before him, as his wish evokes imaginatively, then he
would have been able to point at this landscape. He could have spoken to her
about the details of this landscape, and she would have understood him. True,
even then, the added aspect itself would not have materialized in words. His
talking would have been a simple talk of the greenery and the colour of the roof
tiles. Nevertheless, with these inadequate words, he could have made clear to her
what the landscape had become for them both. His words would indirectly have
communicated this something that was added, this hidden, this new aspect of
things; in other words, his love. He probably could not have found a better way
of expressing to convince her of the special kind of being together.
We can, therefore, say that the hidden, which indirectly communicates the
word, is what is added to the objectively given. This added is the visible realization
of the being togetherness.
The hidden is the quality of being together, which is visible in the things
that the conversation is about. The “changed aspect,” the quality of the topic of
conversation, proves to me how I “stand” with the other and to the other, how
I stand in relation to him or her. Our words circle this quality; they are nourished
by it, yet are never really filled by this secret hidden. Precisely because what is
hidden remains hidden, no conversation can exhaust its subject. What we are
talking about always turns out to be infinitely more than what we can bring to
words. A conversation is infinite. It can only come to a satisfactory end when
being together silently approves of our words.
It is incorrect to believe that all of this only applies to those conversational
relations where some kind of friendly bond exists. Indifference, irritability, and
hatred can also show themselves to be added to the topic of a conversation. The
colour of the roof tiles, which Proust (1927), in his pinkish fantasy, simply calls
“pink,” can turn pale-pink or even poisonous-pink in another context of togetherness. If we first established that being together is the condition for the conversation, we can now translate this determination: the visible that is added, the hidden
in the things that the conversation is about, that which feeds our words. While
The Conversation 43
we first articulated the conversation as the communication of a shared world, our
understanding is now this: the conversation is the direct communication of being
together, which appears in the world as a visible excess.
Yet, an imperfect answer has been given to the question about the nature of
the hidden, that constitutes the conversation. As a mirror image of the mere indirect communication only, this hidden is also (and equally really) within us, within
us as the secret of our heart.
Kierkegaard formulated both answers in an inimitable way when he described
the urge to communicate with oneself, which the walker experiences when he
leaves the noisy street and suddenly finds himself in the countryside:
Wenn der Wandrer von der lärmenden Landstraβe in die Stille tritt, dann
ist’s ihm (denn die Stille ist ergreifend), als müβte er sagen, was in der Tiefe
seiner Seele verborgen liegt; es ist ihm, nach der Erklärung der Dichter, als
wollte sich etwas Unnennbares aus seinem Innersten hervordrängen, jenes
Unaussprechliche, für das die Sprache keinen Ausdruck hat; denn auch
die Sehnsucht ist nicht das Unaussprechliche selbst, sie eilt ihm nur nach.
Was die Stille aber bedeutet, was die Landschaft aber mit dieser Stille sagen
will,—das ist eben das Unaussprechliche.
[When the wanderer comes away from the much-traveled noisy highway into places of quiet, then it seems to him (for stillness is impressive) as
if he must examine himself, as if he must speak out what lies hidden in the
depths of his soul. It seems to him, according to the poets’ explanation, as if
something inexpressible thrusts itself forward from his innermost being, the
unspeakable, for which indeed language has no vessel of expression. Even
the longing is not the unspeakable itself. It is only a hastening after it. But
what silence means, what the surroundings will say in this stillness, is just
the speakable.]
(1930, p. 18)
The walker experiences two things that are essentially identical: the landscape
wants to tell him something for which no words can be found, and, from his
innerness, something emerges for which language has no expression. The visible mystery of the landscape is, at the same time, the secret of our inner self.
Every conversation can convince us of that, when (this is the rule) we focus our
gaze from the “landscape” to the other, who speaks about this landscape. At that
moment, we experience the secret mystery of the other—this is the secret being
of being different. If we take Kierkegaard’s words literally, then we must conclude
that there is an immeasurable distance between this secret and the expression.
The expression remains estranged from the secret; the words are an alienation
of what seeks expression. So, one can sigh with Schiller: “Spricht die Seele, so
spricht ach! schon die Seele nicht mehr” [If the soul speaks, then, alas, it is no
44 The Conversation
longer the soul that speaks] (1837, p. 96). Then it becomes understandable that
so many writers consider the spoken word an unfaithful interpreter of thought.
Bergson says:
Le mot aux contours arrêtés, mot brutal, qui emmagasine ce qu’il y a de
stable, de commun et par conséquent d’impersonnel dans les impressions
de l’humanité, écrase ou tout au moins recouvre les impressions délicates et
fugitives de notre conscience individuelle.
[The word with its fixed contours, the brutal word, which stores what is
stable, common, and therefore impersonal in human impressions, crushes,
or at least covers over, the delicate and fleeting impressions of our individual consciousness.]
(1888, p. 100)
If, however, at the very moment that we face the other, we remain with this other
on the topic of the conversation, then his or her words do indeed reveal the secret
of his or her inner self, even though the secret itself remains hidden. We must
realize that this secret keeps the conversation with the other going. What should
we discuss if words do not constantly point to an area that exceeds words and
their significance? How could our interest stay awake if the other did not remain
a secret for us? Not because he or she likes to hide him- or herself from us, but
because every word points to the secret that is (in) the other person. Thus, the
other remains a “stranger,” a “newcomer,” an alter for which our interest never
diminishes.
The condition of the conversation is the secret of the other. This secret is the
secret in him or her that the conversation indirectly communicates. And herewith, the second answer is provided to the question of the nature of the hidden,
that makes the human being a communicating being: We speak because there is
something to communicate. We speak because the essence of our being is ineffable. Those who do not have a secret have nothing to say.
“If you know a man too well, you don’t want him to kiss you,” Lawrence let
one of his protagonists say (1947, p. 112). We could equally assert that it would
be difficult for us to speak to someone and listen to an answer if we knew this
person completely—which, incidentally, is never the case. Every friendship, every
love, every marriage lives by the grace of the secret that one remains for the other.
Likewise, we can only hate or despise the other on the ground of something hidden that is abject, and that appears only indirectly in his or her words.
Here we arrive at a final (paradoxical) definition of the condition of a conversation: The condition of every conversation is the secret of the other. The
conversation is born by a never satisfied, and at the same time, always satisfied,
“wondering” about the secret of the conversational partner. The condition of the
conversation is the unfamiliarity of this partner, the inequality of two people who
The Conversation 45
talk to each other. The condition of the conversation, we can finally say, is the
asymmetry of the speakers.
If there is a typical asymmetry of the conversational partners, then the conversation has a typical character. No one will call the conversation of two lovers common: yet it is supported by the typical asymmetry of two people in an
erotic situation. The teaching conversation is also not common: it is fuelled by
the unique asymmetry of teacher and student. The asymmetry of doctor and
patient makes it possible for the conversation to possess a disclosing quality, and,
therefore, many social norms can be put aside. The psychiatrist makes use of the
special asymmetry of the mentally ill and him- or herself to assist the patient in
finding a way to a healthy world. The conversational modalities in these and so
many other professional contacts are entirely determined by the particular forms
of asymmetry of the two speakers in conversation.
We come across a strange fact here, which we do not want to elaborate on, but
that we need to mention because it is probably characteristic of the fundamental nature of human existence and the conversation. We found that the condition of the conversation is the unfamiliarity of the conversational partners: their
being different. Therefore, the condition of friendship, marriage, or the intimate
human relation is the mutual alterity of the partners that is never boring, never
coming to an end, and accordingly has no end.
Notes
1. This text has been translated and edited by Max van Manen and Michael van Manen.
2. From: J.H. Van den Berg (1953). Het Gesprek [The Conversation]. In: J.H. van den
Berg and J. Linschoten (eds.). Persoon en Wereld [Person and World]. Utrecht: Bijleveld,
pp. 136–154.
References
Aristotle. (1940). Nicomachean Ethics, Book IX, 10. Cf. Paris: Garnier.
Bergson, H. (1888). Essai sur les Données Immédiates de la Conscience [Essay on the Immediate
Data of Consciousness] (36th ed.). Paris: Alcan.
Binswanger, L. (1942). Grundformen und Erkenntnis Menschlichen Daseins [Basic Forms and
Knowledge of Human Existence]. Zürich: Niehans.
Binswanger, L. (1946). Ueber Sprache und Denken [About Language and Thinking].
Studia Philosophica, 6, pp. 30–50.
Buytendijk, F.J.J. (1952). Phénoménologie de la Rencontre [Phenomenology of the Encounter].
Paris: Desclée de Brouwer.
Gusdorf, G. (1918). La Découverte de Soi [The Discovery of the Self]. Paris: Presses University.
Heidegger, M. (1927). Sein und Zeit [Being and Time]. Halle: Niemeyer.
Jaspers, K. (1935). Psychology Weltanschauung of the Gene [The Psychology of Worldviews].
Berlin: Springer.
46 The Conversation
Kierkegaard, S. (1930). Die Unzulänglichkeit des Nur-Menschlichen [The Inadequacy of
the Human]. In: Religion der Tat: Sein Werk in Auswahl [Religion of Fact: A Selection of His
Work]. Leipzig: Kröner, pp. 1–85.
Lawrence, D.H. (1947). The Blue Birds. In: The Portable D.H. Lawrence. New York: Viking
Press, p. 121.
Proust, M. (1925). Albertine Dispame II (A la Recherche du Temps Perdu) [Albertine Dispame
II (In Search of Lost Time)]. Paris: Gallimard.
Proust, M. (1927). Du Coté de Chez Swann [Swann’s Way] (Vol. 1). Paris: Gallimard.
Sartre, J.-P. (1943). L’Être et le Néant: Essai D’ontologie Phénoménologique [Being and Nothingness: Essay in Phenomenological Ontology]. Paris: Gallimard.
Schiller, F. (1837). Schillers Sämmtliche Werke [Schiller’s Collective Works] (Vol. 1). Paris: F.
Locquin.
4
DESCANT ON “THE CONVERSATION”
What is more valuable than gold? Light.
What is more precious than light? Conversation.
Johann W. von Goethe (quoted by Kaplan, 2005, p. 311)
On his deathbed in Weimar, while dying from heart failure, Johann Wolfgang
von Goethe’s final words were told to have been “Mehr Licht!” [More light!]
(Vogel, 1833). Surely it was Goethe’s studies of colour and light that had made
him famous. And yet, above gold and light, Goethe valued conversation. While
Goethe would have us wonder how the conversation is so supremely valuable,
Jan H. van den Berg makes us wonder about the nature of the conversation in a
phenomenological manner. Van den Berg draws us into the phenomenological attitude that forces us to let go of our common view of a conversation as something
consisting of spoken words and to wonder about its originary meaning.
The phenomenological text, “Het Gesprek” [The Conversation] (1953),
shows van den Berg’s compelling talent for drawing phenomenological reflections
from everyday, concrete moments. He does not engage in an empirical or speculative exploration of the use and meaning of conversation in our modern age,
nor does he engage in technical philosophical explanations. Instead, he begins
with an ordinary narrative example—as he often does in his phenomenological
essays—about an evening visit of the poet Alfred Tennyson with the philosopher
Thomas Carlyle.
As the story goes, the two friends shared their evening, steeped in silence, and
when the evening had passed, and the friends finally parted, Carlyle urged Tennyson to come back soon. Note that this anecdotal vignette is only three short
48 Descant on “The Conversation”
sentences long. And yet, van den Berg immediately creates a vivid and concrete
image of an experience of togetherness of these two friends.
To begin, we could say that the anecdotal example of Tennyson and Carlyle
sitting in silence beside a fire, and yet something resembling a conversation transpiring, is paradoxical. After all, the common view is that the basic meaning of
a “conversation” is that it consists of words. The central term in Dutch for conversation is “spreken,” meaning “to speak.” So, for van den Berg to suspend the
idea that the essence of a conversation lies in spoken words would seem an even
more radical application of the epoché than it might be in the English language.
Indeed, the Dutch dictionary equivalent for the term “the conversation” literally
is “the speaking.”
Now, van den Berg is intrigued with the Carlyle-Tennyson anecdote, and he
wonders if this was not such a perfectly shared togetherness that words were not
necessary—a conversation without words. Can one have a conversation without
words spoken? In a phenomenological fashion, van den Berg helps us to wonder:
What is really at the heart of a conversation? What is it that makes a conversation
a unique and particular human phenomenon? Common sense seems to say that
a conversation consists of talk, words spoken, and no doubt, this is superficially
true. But are words the essential (eidetic) feature of a conversational relation?
Throughout his phenomenological essay, van den Berg engages, in a writerly
manner, the devices of the epoché and the reduction, without mentioning these
terms. He simply asks his readers to be willing to be open and consider, counterintuitively, that “words” are not be the essential component in the conduct of
conversation. He asks his readers to be open to the seemingly bizarre proposition
that the essence of the conversation does not inhere in the talking, arguments, or
chatter that we usually associate with having conversations.
Next, van den Berg draws on a second anecdote as an experiential ground for
reflecting on the quotidian meaning of a conversation. He tells us the story of a
resident of Amsterdam inviting his cousin, a contractor from a small town in the
northern part of Holland, to visit the Stedelijk Museum. Although the two are
positioned in front of the same painting, De Jobstijding by Carel Willink, they see
the picture differently. Togetherness is disturbed, and the possibility for conversation seems ruined. Van den Berg offers additional reflections including short
phenomenological reflections on the experience of an awkward talk, of viewing
a painting or other art object, of finding the space and source for words to speak,
of sharing in a walk, of looking at a countryside, and so forth.
Van den Berg’s phenomenological analysis (reduction) aims to show that a
genuine conversation depends more fundamentally on the blending as well as the
separating of the subjectivities of two people into the special conversational sharing of a common world. A good conversation is a hermeneutic, says Gadamer,
that bridges the distance between minds and reveals the foreignness of the other
mind. Whatever says something to us is like a person who says something. It is
alien in the sense that it transcends us (Gadamer, 1976, p. 100). Van den Berg
Descant on “The Conversation” 49
wrote this essay some decades before Gadamer addressed the phenomenology of
conversation as central to hermeneutics (1975).
His explorations for the phenomenological meaning of the phenomenon of
the conversation are layered on reflections of descriptive examples and thoughtful observations allowing him to draw original phenomenological insights: the
meaning of a conversation as expressing a certain mode of relational togetherness,
of sharing a common world, of experiencing a shared sphere, and each other’s
being present that makes a conversation what it is. Van den Berg explores the
phenomenological features of this conversational space. He suggests that we all
know this kind of togetherness where we feel so understood that our words are
given freedom. We can speak, or we can be silent, because we feel completely
comfortable in this shared conversational space.
Van den Berg deepens our understanding of conversational togetherness
without ever becoming lost in abstraction. He is doing phenomenology on the
phenomenon. In other words, all of his reflections are constantly grounded in
reflections on the concrete, the world as lived. We can appreciate the eidetic
explications as he freely varies the details of his anecdotal examples: “let us assume
that the Amsterdam host answers in this way . . .” and also offers an example of
an antipathetic exchange about a scenic setting in Paris. Here we find the eidetic
reduction in the phenomenological writing of van den Berg at the service of
explicating the life meaning of a seemingly everyday human experience. We do
not need to question the validity of these stories for their empirical truthfulness
because it is the plausibility of these exemplary stories that provides them with
self-evidentiality.
The ground for van den Berg’s reflections is what the reader in some way
already knows, the possible experience of the conversation. We appreciate the
breadth of his knowledge of art, literature, and philosophy. Van den Berg draws
on aphorisms from Aristotle, Kierkegaard, Proust, and also the philosophical writings of Heidegger, Sartre, and Binswanger, and he explicates phenomenological
terminology when necessary for his reflective text. In doing phenomenology, he
shows to be steeped in the philosophical phenomenological literature. And yet,
it would be hard to identify any single passage as being overly philosophically
technical or abstractly theoretical because his writing is always a play between
concrete examples of experiential life stories and phenomenological reflections
on the meaning and subtle aspects of the phenomena of human existence. So,
when van den Berg arrives at his final reflections, they are not abstract but rather
embedded in the reader’s empathic understandings of van den Berg’s words:
Here we arrive at a final (paradoxical) definition of the condition of a
conversation: The condition of every conversation is the secret of the
other. The conversation is born by a never satisfied, and at the same time,
always satisfied, “wondering” about the secret of the conversational partner. The condition of the conversation is the unfamiliarity of this partner,
50 Descant on “The Conversation”
the inequality of two people who talk to each other. The condition of the
conversation, we can finally say, is the asymmetry of the speakers.
For Gadamer too, the conversation is a dialogue that lies at the core of coming
to an understanding in the hermeneutic process of questioning. And vice versa,
Gadamer points out that “every sudden idea has the structure of a question”
(1975, p. 329). Gadamer’s primary interest in the conversation is the hermeneutic
interest of coming to an understanding.
The reader may still feel somewhat unsatisfied about the final paragraphs of
van den Berg’s phenomenological essay. The reason is that van den Berg has actually “shown” more insight into the meaning of conversation than he seems to
capture in his brief concluding words. But, interestingly, van den Berg provides
insight into this unsatisfaction as well. He describes how he needs to be open to
the other. In Gadamer’s words, “[Openness to the other] involves recognizing
that I myself must accept some things that are against me, even though no one
else forces me to” (Gadamer, 1975, p. 361).
The point is that van den Berg has created a conversation with the reader, and
the ultimate phenomenological meaning of this conversation lies in the meaningfulness of the world that gives meaning to the in-between togetherness as
well as the separated difference of the conversational relation. Maurice Blanchot
expresses phenomenally how the conversation plays with the secret and otherness
of the thoughts of self and other. Note how Blanchot is writing this recollection as a vignette or anecdote—or as we suggested in the opening chapter, as an
example:
I recall being present at a conversation between two men who were very
different from one another. One would say in simple and profound sentences some truth had taken to heart; the other would listen in silence,
then when reflection had done its work he would in turn express some
proposition, sometimes in almost the same words, albeit slightly differently
(more rigorously, more loosely or more strangely). This redoubling of the
same affirmation constituted the strongest of dialogues. Nothing was developed, opposed or modified; and it was manifest that the first interlocutor
learned a great deal, and even infinitely, from his own thoughts repeated—
not because they were adhered to and agreed with, but, on the contrary,
through the infinite difference. For it is as though what he said in the first
person as an “I” had been expressed anew by him as “other” [autrui] and as
though he had thus been carried into the very unknown of his thought:
where his thought, without being altered, became absolutely other [l’autre].
(Blanchot, 1993, p. 341)
Blanchot reflects on the (fictional or real) conversation he had witnessed. He says,
these two men had in a certain sense nothing in common, except the movement
Descant on “The Conversation” 51
(which brought them very close) of turning together toward the infinite of speech,
which is the meaning of the word conversation. In a sense, Blanchot confirms
van den Berg’s phenomenality of the conversation when the latter says, “we speak
because the essence of our being is ineffable. Those who do not have a secret have
nothing to say.” And he concludes, “it is the mutual alterity of the partners that is
never boring, never coming to an end, and accordingly has no end.”
Van den Berg shows us the paradoxical character of conversation: it is a relational space that unites and separates. It unites in that it blends us together in a
common world, but it also separates us in recognition of the secret and otherness
of this other with whom we share a conversational world. The conversation is a
relation, but it is also a nonrelation in the sense that the other remains a secret and
must remain a secret to give meaning to the asymmetricality of the conversation.
Van den Berg reveals the paradoxical limitation and the richness of language and
linguistic silence underlying the shared space of the conversation. Language and
silence constitute the paradoxical human medium that blends and separates, that
shows sameness and difference, that shares and hides what is the absolute secret in
the other. If van den Berg’s explication of the conversation is successful in a phenomenological sense, then the reader has been able to grasp the elusive meaning
of the condition of paradoxical in-betweenness on which every conversational
experience depends.
Finally, in the closing paragraphs van den Berg briefly explains how professional practitioners, such as nurses, physicians, educators, and psychologists, may
want to understand the nature and significance of the asymmetry when engaged
in conversational dialogue with their patients, students, and clients. Phenomenology is not a technology and does not produce “fine theories,” as van den Berg
says, rather it gives us meaningful “insights” into the phenomena of human existence (1972). Such phenomenological insights may be relevant for the conduct of
conversation in the professional fields of pedagogy, nursing, pediatrics, medicine,
psychology, counselling, and also the practice of conversation in everyday life.
Van den Berg’s 1972 book, A Different Existence: Phenomenological Psychopathology, is an excellent (nontechnical) study of the neurosis of mental illness. It is also
an excellent text demonstrating the method of the phenomenological attitude in
the significance of conversation in psychiatry. A major theme that may strike the
reader of A Different Existence echoes van den Berg’s phenomenology of the conversation: when a patient, suffering from neurosis, says that he does not dare to go
outside because the houses are falling down, then the psychiatrist must believe the
patient. The houses are indeed falling down for the patient. Van den Berg shows
what it means to take the experience of the patient’s world seriously. Psychologically and phenomenologically it does not make sense to try assure the patient that
the houses are fine and that they are not falling down. Rather, phenomenology
must start with the question of how a mental illness is experienced. Gaining phenomenological insights into phenomena contributes to the depth of professional
wisdom. To put it differently, this import of phenomenological insights for the
52 Descant on “The Conversation”
professions is at the level of thoughtfulness and tact (see van Manen, M.A. 2019;
van Manen, M. 2014, 2015).
Notes
All unmarked quotes are taken from the preceding essay on “The Conversation,” by Jan H.
van den Berg.
References
Blanchot, M. (1993). The Infinite Conversation. Minneapolis: University of Minnesota Press.
Gadamer, H-G. (1975). Truth and Method. New York: The Seabury Press.
Gadamer, H-G. (1976). Philosophical Hermeneutics. Los Angeles: University of California
Press.
Kaplan, A. (2005). Emerging Out of Goethe: Conversation as a Form of Social Inquiry.
Janus Head, 8, pp. 311–334.
Van den Berg, J.H. (1953). Het Gesprek [The Conversation]. In: J.H. van den Berg and J.
Linschoten (eds.). Persoon en Wereld [Person and World]. Utrecht: Bijleveld, pp. 136–154.
Van den Berg, J.H. (1972). A Different Existence. Pittsburgh: Duquesne University Press.
Van Manen, M. (2014). Phenomenology of Practice: Meaning-Giving Methods in Phenomenological Research and Writing. London: Routledge.
Van Manen, M. (2015). Pedagogical Tact: Knowing What to Do When You Don’t Know What
to Do. London: Routledge.
Van Manen, M.A. (2019). Phenomenology of the Newborn: Life from Womb to World. London:
Routledge.
Vogel, C. (1833). Die letzte Krankheit Goethes [The Last Illness of Goethe]. Journal der
Practischen Heilkunde.